This website sets cookies on your device. By continuing to use our site, you consent to our use of cookies in accordance with our Privacy Policy.
Menu Learning Center

Load more results

default
5.00 ( 1 votes )

Blanket Issuer Letter of Representations (BLOR)

This file contains a blank BLOR, an extra signature page, and two pages of sample offering document ...
In Underwriting Downloads: 169
default
4.00 ( 1 votes )

Representations for Rule 144A Securities

This file contains a blank "Representations for Rule 144A Securities to be included in DTC Lett ...
In Underwriting Downloads: 145
default
3.00 ( 1 votes )

Representations for Regulation S Securities

This file is a blank "Representations for Regulation S Securities" document to be included ...
In Underwriting Downloads: 93
default
5.00 ( 1 votes )

Issue Eligibility Documentation

This is a link to the Issue Eligibility tab in the Legal and Regulatory area of DTCC's corporate sit ...
In Underwriting Downloads: 148
default
5.00 ( 1 votes )

Lifecycle of a Security

This publication provides a colorful, entertaining look at the foundational activities involved in s ...
In Underwriting Downloads: 445
pdf
4.00 ( 1 votes )

UW Source 871m Quick Tip

This Quick Tip describes how to make 871(m) attestations in the UW Source. ...
In Underwriting Downloads: 130
document
0.00 ( 0 votes )

DTCC Solutions LLC Insurance Requirement Sheet Checklist

pdf
0.00 ( 0 votes )

EPayment for DTCC Solutions

pdf
0.00 ( 0 votes )

Did You Know? Deliver Order Input via the Settlement Web

pdf
0.00 ( 0 votes )

QuickTip: Recycling Transactions

pdf
0.00 ( 0 votes )

Collateral Loans: Map Pledgee Functions to Settlement Web

pdf
0.00 ( 0 votes )

Upload QuickTips: DO

pdf
0.00 ( 0 votes )

Upload QuickTips: PO

pdf
0.00 ( 0 votes )

Upload QuickTips: Position Movement

pdf
0.00 ( 0 votes )

SMART/Track for Agency Lending Disclosure

pdf
0.00 ( 0 votes )

QuickTip: SPP (Settlement Progress Payment) Returns

pdf
0.00 ( 0 votes )

BTID Values

pdf
0.00 ( 0 votes )

DTC Settlement ISO Messaging and SWIFTNet

pdf
0.00 ( 0 votes )

International Standard ISO 6166

pdf
0.00 ( 0 votes )

ISO 15022 Settlement Messaging Getting Started Information Request Form

Load more results

Course Name Category Enroll
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services

Load more results

Event Name Info Date & Time Add to Cal Action
CTM: Using the UI 4.0 to manually enter trades

Wednesday, August 12, 2020 -

Wednesday, August 12, 2020

10:00 am - 11:00 am America/New_York

Enroll
ALERT: The Importance of Maintaining SSIs - Training for Buy-Side Clients

Wednesday, August 19, 2020 -

Wednesday, August 19, 2020

10:00 am - 10:45 am America/New_York

Enroll
CTM: Using the UI 4.0 to match your trades

Tuesday, August 25, 2020 -

Tuesday, August 25, 2020

10:00 pm - 11:00 pm America/New_York

Enroll
CTM: Using the UI 4.0 to match your trades

Wednesday, August 26, 2020 -

Wednesday, August 26, 2020

10:00 am - 11:00 am America/New_York

Enroll
CTM: Using the UI 4.0 to manually enter trades

Wednesday, August 26, 2020 -

Wednesday, August 26, 2020

10:00 pm - 11:00 pm America/New_York

Enroll
DTCC Exception Manager: Using the New User Interface

Wednesday, September 09, 2020 -

Wednesday, September 09, 2020

10:00 am - 10:45 am America/New_York

Enroll
CTM: Using the UI 4.0 to manually enter trades

Wednesday, September 09, 2020 -

Wednesday, September 09, 2020

10:00 am - 11:00 am America/New_York

Enroll
ALERT: The Importance of Maintaining SSIs - Training for Buy-Side Clients

Wednesday, September 16, 2020 -

Wednesday, September 16, 2020

10:00 am - 10:45 am America/New_York

Enroll
CTM: Using the UI 4.0 to match your trades

Wednesday, September 23, 2020 -

Wednesday, September 23, 2020

10:00 am - 11:00 am America/New_York

Enroll