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DTC's Issuer Services provide an array of central communication and information resources for depository-eligible securities that facilitate outreach by issuers to shareholders. Through its efficient, cost-effective and risk-mitigating offerings, Issuer Services help achieve timely and accurate communication among interested parties with respect to securities held and serviced at DTC.


DTC's Security Position Reports (SPR) provide issuers, trustees and authorized third-party agents with valuable information on the position holdings of DTC participants in the issuer’s security as of a specified time period.

DTC’s Legal Notice System (LENS) service offers access to a comprehensive online library of notices concerning DTC-eligible securities that are published and furnished by third-party agents, courts and security issuers.

Issuer Services Process

Restrictions & Fees

1.

How Issuers Work with DTC

1.

pdf Whitepaper: DTC Service Restrictions (263 KB)

2.

pdf Connecting Issuers to Shareholders (98 KB)

2.

pdf Operational Arrangements

3.

Issue Eligibility Documentation

3.

DTC Fee Guide


  • pdf
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    SPR Registration User Guide

    Registration for New Company, New User, set up payment via EPY, add a CUSIP to SPR, technology infor ...
    In Issuer Services Downloads: 8

  • pdf
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    LENS User Guide

    In Issuer Services Downloads: 12

  • pdf
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    Electronic Omnibus Proxy Guide

    In Issuer Services Downloads: 52

  • pdf
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    Seamlessly Connecting Issuers to Shareholders

    In Issuer Services Downloads: 17

  • pdf
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    DTC Service Restrictions on Certain Book-Entry Securities - Procedures for Affected Issuers

    In Issuer Services Downloads: 15

  • pdf
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    DTC Service Restrictions on Certain Book-Entry Securities

    In Issuer Services Downloads: 12

  • pdf
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    Operational Arrangements

    In Issuer Services Downloads: 20

  • pdf
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    Legal Notice System (LENS) Brochure

    In Issuer Services Downloads: 18


Category: Issuer Services
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Category: Issuer Services
Views: 79

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