The following is a listing of descriptions of the reason codes referred to in the “Memo Segregation” section above.

• 10 (Stock Loan)
• 11 (Stock Loan Reclaim-DK)
• 12 (Stock Loan Reclaim-Wrong Quantity)
• 13 (Stock Loan Reclaim-Wrong Security)
• 14 (Stock Loan Reclaim-Wrong Money)
• 15 (Stock Loan Reclaim-Partial)
• 16 (Stock Loan Reclaim-Needs Account Information)
• 17 (Stock Loan Reclaim-Needs Due Bill)
• 18 (Stock Loan Partial Reclaim/Partial Return)
• 19 (Stock Loan Recall)
• 20 (Stock Loan Return)
• 21 (Stock Loan Reclaim-DK)
• 22 (Stock Loan Return Reclaim-DK)
• 23 (Stock Loan Return Reclaim-Wrong Security)
• 24 (Stock Loan Return Reclaim-Wrong Money)
• 25 (Stock Loan Return Reclaim-Partial)
• 26 (Stock Loan Return Reclaim-Needs Account Information)
• 27 (Stock Loan Return Reclaim-Needs Due Bill)
• 28 (Stock Loan Return Partial Reclaim-Partial Return)
• 29 (Stock Loan Recall Reclaim)
• 30 (Delivery Versus Payment)
• 40 (Transfer of Customer Document)
• 41 (Transfer Customer Account Reclaim-DK)
• 42 (Transfer Customer Account Reclaim-Wrong Quantity)
• 43 (Transfer Customer Account Reclaim-Wrong Security)
• 44 (Transfer Customer Account Reclaim-Wrong Money)
• 45 (Transfer Customer Account Reclaim-Partial)
• 46 (Transfer Customer Account Reclaim-Needs Account Information)
• 47 (Transfer Customer Account Reclaim-Due Bill)
• 48 (Transfer Customer Account-Partial Reclaim/Partial Return)
• 90 (ADR Stock Loan Return-Untracked)
• 95 (ACATS Value With Memo Seg)
• 97 (Delivery Versus Payment With Memo Seg)
• 98 (Transfer of Account Without Memo Seg)
• 99 (Bulk Transfer of Account)
• 100 (Account Transfer Without Memo Seg Reclaim)
• 197 (Account Transfer With Memo Seg Reclaim)
• 220 (Repo Tracking)
• 260 (OCC Stock Loan)
• 261 (OCC Stock Loan Reclaim-DK)
• 262 (OCC Stock Loan Reclaim-Wrong Quantity)
• 263 (OCC Stock Loan Reclaim-Wrong Security)
• 264 (OCC Stock Loan Reclaim-Wrong Money)
• 265 (OCC Stock Loan Reclaim -Partial)
• 266 (OCC Stock Loan Reclaim-Needs Account Information)
• 267 (OCC Stock Loan Return-Untracked)
• 268 (OCC Stock Loan- Partial Reclaim/Partial Return)
• 270 (OCC Stock Loan Return)
• 271 (OCC Stock Loan Return Reclaim-DK)
• 272 (OCC Stock Loan Return Reclaim-Wrong Quantity)
• 273 (OCC Stock Loan Return Reclaim-Wrong Security)
• 274 (OCC Stock Loan Return Reclaim-Wrong Money)
• 275 (OCC Stock Loan Return Reclaim-Partial)
• 276 (OCC Stock Loan Return Reclaim-Missing Account Information)
• 277 (OCC Stock Loan Return-Untracked)
• 278 (OCC Stock Loan Return-Partial Reclaim/Partial Return)
• 280 (ADR Stock Loan-Untracked)
• 281 (ADR Stock Loan Reclaim-DK)
• 282 (ADR Stock Loan Reclaim-Wrong Quantity)
• 283 (ADR Stock Loan Reclaim-Wrong Security)
• 284 (ADR Stock Loan Reclaim-Wrong Money)
• 285 (ADR Stock Loan Reclaim-Partial)
• 286 (ADR Stock Loan Reclaim-Needs Account Information)
• 287 (ADR Stock Loan Reclaim (Needs Due Bill)
• 288 (ADR Stock Loan Partial Reclaim/Partial Return)
• 290 (ADR Stock Loan Return-Untracked)
• 291 (ADR Stock Loan Return Reclaim-DK)
• 330 (Direct Rollover to IRA)
• 331 (Direct Rollover to IRA Reclaim-DK)
• 332 (Direct Rollover to IRA Reclaim-Wrong Quantity)
• 333 (Direct Rollover to IRA Reclaim-Wrong Security)
• 334 (Direct Rollover to IRA Reclaim-Wrong Money)
• 335 (Direct Rollover to IRA Reclaim-Partial)
• 336 (Direct Rollover to IRA Reclaim-Needs Account Information)
• 337 (Direct Rollover to IRA Reclaim-Needs Due Bill)
• 338 (Direct Rollover to IRA Partial Reclaim/Partial Return)
• 340 (Direct Rollover to Qualified Plan)
• 341 (Direct Rollover to Qualified Plan Reclaim-DK)
• 342 (Direct Rollover to Qualified Plan Reclaim-Wrong Quantity)
• 343 (Direct Rollover to Qualified Plan Reclaim-Wrong Security)
• 344 (Direct Rollover to Qualified Plan Reclaim-Wrong Money)
• 345 (Direct Rollover to Qualified Plan Reclaim-Partial)
• 346 (Direct Rollover to Qualified Plan Reclaim-Needs Account Information)
• 347 (Direct Rollover to Qualified Plan Reclaim-Needs Due Bill)
• 348 (Direct Roller to Qualified Plan Partial Reclaim/Partial Return)
• 390 (Direct Registration Transfer)
• 391 (Direct Registration Reversal)
• 396 (Direct Registration Reclaim DK-Without Memo Seg)
• 600 (Collateral DO Return)
• 601 (Collateral DO Reclaim-DK)
• 602 (Collateral DO Reclaim-Wrong Quantity)
• 603 (Collateral DO Reclaim-Wrong Security)
• 605 (Collateral DO Reclaim-Partial)
• 606 (Collateral DO Reclaim-Needs Account Information)
• 607 (Collateral DO Reclaim-Needs Due Bill)
• 608 (Collateral DO-Partial Reclaim/Partial Return)
• 609 (Collateral DO Recall)
• 610 (Collateral DO Return)
• 611 (Collateral DO Return Reclaim-DK)
• 612 (Collateral DO Return Reclaim-Wrong Quantity)
• 613 (Collateral DO Return Reclaim-Wrong Security)
• 615 (Collateral DO Return Reclaim-Partial)
• 616 (Collateral DO Return Reclaim-Needs Account Information)
• 617 (Collateral DO Return Reclaim-Needs Due Bill)
• 618 (Collateral DO Return-Partial/Reclaim-Partial Return)
• 619 (Collateral DO Recall Reclaim)
• 630 (Repo With Memo Decrease)
• 631 (Repo Reclaim With Memo Decrease)
• 640 (Repo Return With Memo Decrease)
• 641 (Repo Return Reclaim With Memo Decrease)
• 704 (OCC Stock Loan-Untracked)
• 705 (OCC Stock Loan Reclaim-Untracked)
• 706 (OCC Stock Loan Return-Untracked)
• 707 (OCC Stock Loan Return RCL-Untracked)
• 708 (EuroCCP Net Obligation)