The following is a listing of descriptions of the reason codes referred to in the “Memo Segregation” section above.
- 10 (Stock Loan)
- 11 (Stock Loan Reclaim-DK)
- 12 (Stock Loan Reclaim-Wrong Quantity)
- 13 (Stock Loan Reclaim-Wrong Security)
- 14 (Stock Loan Reclaim-Wrong Money)
- 15 (Stock Loan Reclaim-Partial)
- 16 (Stock Loan Reclaim-Needs Account Information)
- 17 (Stock Loan Reclaim-Needs Due Bill)
- 18 (Stock Loan Partial Reclaim/Partial Return)
- 19 (Stock Loan Recall)
- 20 (Stock Loan Return)
- 21 (Stock Loan Reclaim-DK)
- 22 (Stock Loan Return Reclaim-DK)
- 23 (Stock Loan Return Reclaim-Wrong Security)
- 24 (Stock Loan Return Reclaim-Wrong Money)
- 25 (Stock Loan Return Reclaim-Partial)
- 26 (Stock Loan Return Reclaim-Needs Account Information)
- 27 (Stock Loan Return Reclaim-Needs Due Bill)
- 28 (Stock Loan Return Partial Reclaim-Partial Return)
- 29 (Stock Loan Recall Reclaim)
- 30 (Delivery Versus Payment)
- 40 (Transfer of Customer Document)
- 41 (Transfer Customer Account Reclaim-DK)
- 42 (Transfer Customer Account Reclaim-Wrong Quantity)
- 43 (Transfer Customer Account Reclaim-Wrong Security)
- 44 (Transfer Customer Account Reclaim-Wrong Money)
- 45 (Transfer Customer Account Reclaim-Partial)
- 46 (Transfer Customer Account Reclaim-Needs Account Information)
- 47 (Transfer Customer Account Reclaim-Due Bill)
- 48 (Transfer Customer Account-Partial Reclaim/Partial Return)
- 90 (ADR Stock Loan Return-Untracked)
- 95 (ACATS Value With Memo Seg)
- 97 (Delivery Versus Payment With Memo Seg)
- 98 (Transfer of Account Without Memo Seg)
- 99 (Bulk Transfer of Account)
- 100 (Account Transfer Without Memo Seg Reclaim)
- 197 (Account Transfer With Memo Seg Reclaim)
- 220 (Repo Tracking)
- 260 (OCC Stock Loan)
- 261 (OCC Stock Loan Reclaim-DK)
- 262 (OCC Stock Loan Reclaim-Wrong Quantity)
- 263 (OCC Stock Loan Reclaim-Wrong Security)
- 264 (OCC Stock Loan Reclaim-Wrong Money)
- 265 (OCC Stock Loan Reclaim -Partial)
- 266 (OCC Stock Loan Reclaim-Needs Account Information)
- 267 (OCC Stock Loan Return-Untracked)
- 268 (OCC Stock Loan- Partial Reclaim/Partial Return)
- 270 (OCC Stock Loan Return)
- 271 (OCC Stock Loan Return Reclaim-DK)
- 272 (OCC Stock Loan Return Reclaim-Wrong Quantity)
- 273 (OCC Stock Loan Return Reclaim-Wrong Security)
- 274 (OCC Stock Loan Return Reclaim-Wrong Money)
- 275 (OCC Stock Loan Return Reclaim-Partial)
- 276 (OCC Stock Loan Return Reclaim-Missing Account Information)
- 277 (OCC Stock Loan Return-Untracked)
- 278 (OCC Stock Loan Return-Partial Reclaim/Partial Return)
- 280 (ADR Stock Loan-Untracked)
- 281 (ADR Stock Loan Reclaim-DK)
- 282 (ADR Stock Loan Reclaim-Wrong Quantity)
- 283 (ADR Stock Loan Reclaim-Wrong Security)
- 284 (ADR Stock Loan Reclaim-Wrong Money)
- 285 (ADR Stock Loan Reclaim-Partial)
- 286 (ADR Stock Loan Reclaim-Needs Account Information)
- 287 (ADR Stock Loan Reclaim (Needs Due Bill)
- 288 (ADR Stock Loan Partial Reclaim/Partial Return)
- 290 (ADR Stock Loan Return-Untracked)
- 291 (ADR Stock Loan Return Reclaim-DK)
- 330 (Direct Rollover to IRA)
- 331 (Direct Rollover to IRA Reclaim-DK)
- 332 (Direct Rollover to IRA Reclaim-Wrong Quantity)
- 333 (Direct Rollover to IRA Reclaim-Wrong Security)
- 334 (Direct Rollover to IRA Reclaim-Wrong Money)
- 335 (Direct Rollover to IRA Reclaim-Partial)
- 336 (Direct Rollover to IRA Reclaim-Needs Account Information)
- 337 (Direct Rollover to IRA Reclaim-Needs Due Bill)
- 338 (Direct Rollover to IRA Partial Reclaim/Partial Return)
- 340 (Direct Rollover to Qualified Plan)
- 341 (Direct Rollover to Qualified Plan Reclaim-DK)
- 342 (Direct Rollover to Qualified Plan Reclaim-Wrong Quantity)
- 343 (Direct Rollover to Qualified Plan Reclaim-Wrong Security)
- 344 (Direct Rollover to Qualified Plan Reclaim-Wrong Money)
- 345 (Direct Rollover to Qualified Plan Reclaim-Partial)
- 346 (Direct Rollover to Qualified Plan Reclaim-Needs Account Information)
- 347 (Direct Rollover to Qualified Plan Reclaim-Needs Due Bill)
- 348 (Direct Roller to Qualified Plan Partial Reclaim/Partial Return)
- 390 (Direct Registration Transfer)
- 391 (Direct Registration Reversal)
- 396 (Direct Registration Reclaim DK-Without Memo Seg)
- 600 (Collateral DO Return)
- 601 (Collateral DO Reclaim-DK)
- 602 (Collateral DO Reclaim-Wrong Quantity)
- 603 (Collateral DO Reclaim-Wrong Security)
- 605 (Collateral DO Reclaim-Partial)
- 606 (Collateral DO Reclaim-Needs Account Information)
- 607 (Collateral DO Reclaim-Needs Due Bill)
- 608 (Collateral DO-Partial Reclaim/Partial Return)
- 609 (Collateral DO Recall)
- 610 (Collateral DO Return)
- 611 (Collateral DO Return Reclaim-DK)
- 612 (Collateral DO Return Reclaim-Wrong Quantity)
- 613 (Collateral DO Return Reclaim-Wrong Security)
- 615 (Collateral DO Return Reclaim-Partial)
- 616 (Collateral DO Return Reclaim-Needs Account Information)
- 617 (Collateral DO Return Reclaim-Needs Due Bill)
- 618 (Collateral DO Return-Partial/Reclaim-Partial Return)
- 619 (Collateral DO Recall Reclaim)
- 630 (Repo With Memo Decrease)
- 631 (Repo Reclaim With Memo Decrease)
- 640 (Repo Return With Memo Decrease)
- 641 (Repo Return Reclaim With Memo Decrease)
- 704 (OCC Stock Loan-Untracked)
- 705 (OCC Stock Loan Reclaim-Untracked)
- 706 (OCC Stock Loan Return-Untracked)
- 707 (OCC Stock Loan Return RCL-Untracked)
- 708 (EuroCCP Net Obligation)