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Obligation Warehouse Important Notices


Obligation Warehouse - Fees Effective July 1, 2011 (September 21, 2011) (A#7235/P&S#6805)  Published Popular #

Obligation Warehouse (OW) was launched in production on March 4, 2011 for all full service Members of National Securities Clearing Corporation (NSCC). As approved by the DTCC Board of Directors, NSCC will begin to assess fees for certain services within OW starting with activity on July 1, 2011.


Rule Filing SR-NSCC-2011-05 - Obligation Warehouse Fees (June 23, 2011 - #A7229)  Published Popular #

On Monday, June 20, 2011, National Securities Clearing Corporation (NSCC) submitted rule filing SR-NSCC-2011-05 (the “Rule Filing”) to the U.S. Securities and Exchange Commission (SEC) pursuant to Section 19(b)(3)(A) and Rule 19b-4(f)(2) of the Securities Exchange Act of 1934, as amended. The proposed rule change will include fees for certain services available within NSCC’s Obligation Warehouse, a functionality that was designed to enhance and replace NSCC’s legacy Reconfirmation and Pricing Service (RECAPS).


Year 2011 Obligation Warehouse RECAPS Schedule (June 23, 2011 - #A7230)  Published Popular #

As previously announced, the first run of National Securities Clearing Corporation (NSCC)’s Reconfirmation and Re-pricing Service (RECAPS) in the Obligation Warehouse (OW) took place on June 10, 2011.


Obligation Warehouse Launches (Feb 22, 2011) (A#7166/P&S#6736)  Published Popular #

As previously announced in NSCC Important Notice A# 7135, P&S # 6705, dated January 7, 2011, NSCC will launch its new service, the Obligation Warehouse (OW) on Friday March 4, 2011. In preparation of the launch, the OW will be pre-populated with obligations having a settlement date of March 7, 2011 or greater to provide the OW Control number to be entered on the delivery.