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  • Accessing TRM

    • Universal Trade Capture (UTC)
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  • System Alerts

    • Equities Clearing
    • Universal Trade Capture (UTC)
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  • Effective Dates

    • Equities Clearing
    • Universal Trade Capture (UTC)
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  • Searching And Downloading Trading Relationships

    • Universal Trade Capture (UTC)
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  • Spreadsheet Upload Overview

    • Universal Trade Capture (UTC)
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  • Preparing Spreadsheets For Upload

    • Universal Trade Capture (UTC)
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  • Example Spreadsheets

    • Universal Trade Capture (UTC)
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  • Uploading Spreadsheets

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    From the main menu, click Upload Tools. The Upload Trading Relationship Tools page appears. Click Browse. Locate and select your spreadsheet. Click Submit. The system validates your spreadsheet and either accepts it or rejects it. The results appear at the bottom of the page. For accepted spreadsheets, the system displays a link to your spreadsheet, and displays a status of "Completed". For...
  • Displaying Uploaded Spreadsheets

    • Universal Trade Capture (UTC)
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  • Reviewing & Correcting Upload Errors

    • Universal Trade Capture (UTC)
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  • Updating Contact Information

    • Universal Trade Capture (UTC)
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  • Search For Contacts

    • Universal Trade Capture (UTC)
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  • Affiliates Menu

    • Universal Trade Capture (UTC)
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  • Approving or Rejecting to Delete Active Relationship Requests

    • Universal Trade Capture (UTC)
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  • Retracting Pending Relationship Requests

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    You have the ability to retract trading relationship requests that your firm submitted and which are pending with other system users. To retract a pending relationship request: Login to the Trading Relationship Management system. Select the appropriate participant ID. Click Go . Click the hyperlink under the “Trading Relationships Pending with Others” section. When the detailed page opens,...
  • Approving Pending Relationships

    • Universal Trade Capture (UTC)
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  • Updating Trading Relationships

    • Universal Trade Capture (UTC)
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  • UTC Documentation

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    This section is dedicated to UTC Guides & Notices, UTC MRO File Specifications and UTC Input/Output Message Formats. Login to view all of the content available in the Learning Center. For information about... See... UTC user guides, Trade Capture Portal guides, and reporting UTC User Guides UTC MRO file specifications UTC MRO File Specifications NSCC input and output file formats UTC...
  • UTC Testing

    • Equities Clearing
    • Universal Trade Capture (UTC)
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  • NSCC Equity Trade Capture Fee Descriptions

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    Note : For the most up-to-date NSCC fee schedule, see Electronic Document Library - Fee Guides . Into the Net Value (Fee ID 2482) Into the net value is a fee of $0.47 per million dollars of processed value, calculated as the gross cleared value prior to netting. Into the Net Value is the value of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC...

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Universal Trade Capture (UTC) Specifications Document

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