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  • ACATS - Fund/SERV

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    ACATS enables eligible participants to efficiently and automatically enter, review, and settle the transfer of customer accounts between each other. The service standardizes transfer procedures, reduces operating costs, and speeds transaction settlements. ACATS enables the transfers of many different types of assets, including, but not limited to, equities, corporate and municipal bonds, unit...
  • ACATS Reversal Testing

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    The ACATS Reversals Testing category provides access to documents specific to ACATS Reversals Testing, including test cases and instructions. Login to view all of the content available in the Learning Center.
  • ACATS Working Groups

    • Automated Customer Account Transfer Service (ACATS)
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  • Automated Customer Account Transfer Service (ACATS)

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    About ACATS The Automated Customer Account Transfer Service (ACATS) system automates and standardizes procedures for the transfer of assets in a customer account from one broker-dealer and/or bank to another. ACATS also has an interface with NSCC’s Fund/SERV that facilitates the transfer of mutual fund assets between two broker-dealers, or a broker-dealer and a fund company. ACATS enables...
  • NSCC File Formats for ACATS

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    View the current NCSS file formats and record layouts for ACATS that incluce the updates due to the Modernization Shortened Cycle release. Login to view all of the content available in the Learning Center. ACATS Fixed Record Lengths - Input Data File Formats ACATS Fixed Record Lengths - Output Data File Formats ACATS Variable Record Lengths - Input Data File Formats ACATS Variable Record...
  • ACATS Documents

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    This section is dedicated to Automated Customer Account Transfer Service (ACATS) user guides, ACATS Online Help , record layouts, important notices, membership documents,and other technical documentation. All content has been updated to reflect the Modernization Shortened Cycle release. You can also access this information in the ACATS Modernization section. Login to view all of the content...
  • ACATS Modernization Documents

    • Automated Customer Account Transfer Service (ACATS)
    • ACATS Modernization
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  • Automated Customer Account Transfer Service (ACATS) Help

    • Automated Customer Account Transfer Service (ACATS)
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  • Are the ACATS settlement process changes optional?

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    No. The changes associated with the new ACATS settlement process are not optional. If your firm is an ACATS participating broker-dealer, you will have to make these changes. See also: CNS ACATS DTC .
  • CNS ACATS DTC

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    In response to events relating to the close-out of Lehman Brothers in 2008, NSCC and DTC have been engaged with the industry in a series of initiatives designed to improve the efficiency and reduce risks associated with transactions processed through the Automated Customer Accounts Transfer service (ACATS) system. Previous initiatives focused on CNS-eligible and mutual fund ACATS obligations....
  • ACATS Overview - Part 1

    • Equities Clearing
    • Automated Customer Account Transfer Service (ACATS)
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  • ACATS Best Practices

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    Learn more about the industry best practices for accessing and using the Automated Customer Account Transfer Service (ACATS). Login to view all of the content available in the Learning Center.
  • ACATS Overview - Part 3

    • Equities Clearing
    • Automated Customer Account Transfer Service (ACATS)
    • Webcast
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  • ACATS Overview

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    View the content updated for the ACATS Modernization Shortened Cycle release that was implemented on February 24, 2020. See NSCC File Formats and ACATS User Guides . Learn more about the latest features, including (in part): Increased cycle time flexibility. Adjusted transaction input deadlines. Faster fund registration (FR) process. New restrictions on adjustments to prevent additional...
  • ACATS Overview - Part 2

    • Equities Clearing
    • Automated Customer Account Transfer Service (ACATS)
    • Webcast
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  • Equities Clearing Learning Center

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    DTCC clears and settles virtually all broker-to-broker equity, listed corporate and municipal bond, and unit investment trust (UIT) transactions in the U.S. equities markets. DTCC advances new initiatives, drives development of products and services that mitigate risk, reduces costs, and enhances processing efficiencies for market participants. NSCC Trade Flow The National Securities Clearing...

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ACATS Shortened Cycle Working Group Meeting Notes - June 13, 2018

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ACATS Shortened Cycle Working Group Meeting Notes - June 20, 2018

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ACATS Shortened Cycle Working Group Meeting Notes - July 25, 2018

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ACATS Shortened Cycle Working Group Meeting Notes - August 15, 2018

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ACATS Shortened Cycle Working Group Meeting Notes - June 5, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - June 12, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - May 22, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - May 15, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - April 17, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - May 1, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - April 10, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - March 27, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - February 6, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - September 12, 2018

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ACATS Shortened Cycle Working Group Meeting Notes - November 7, 2018

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ACATS Shortened Cycle Working Group Meeting Notes - March 13, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - March 6, 2019

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ACATS Shortened Cycle Working Group Meeting Notes - March 20, 2019

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ACATS Future State Working Group Meeting Notes - August 8, 2017

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ACATS Shortened Cycle Working Group Meeting Notes - April 11, 2018

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