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Installation Guide—Workstation (8.1)

Describes the installation of the OASYS 8.1 workstation on Windows 10. ...
In Workstation 8 Downloads: 584

DDR Onboarding Pack

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other onb ...
In USA / Canada (DDR) Downloads: 1170

OTC Core EMIR Message Specifications v1.3.7

This is Version 1.3.7 (Amended) of the zip file for the OTC Core EMIR Message Specifications&nbs ...
In EMIR Future Templates Downloads: 1105

ALERT Key Auto Select (AKAS) Implementation Guide

Describes how to use the optional ALERT Key Auto Select (AKAS) functionality for the CTM service. ...
In Cross-Product (ITP) Downloads: 67

DDRS Onboarding pack

DDRS User agreements and other onboarding forms, documents and guidance. Version 8.  ...
In Singapore / Australia (DDRS) Downloads: 554

DDRS Onboarding Pack ASSET MANAGERS

DDRS User agreements and other forms for use with onboarding asset managers. Version 9 ...
In Singapore / Australia (DDRS) Downloads: 413

DDRL HKMA Onboarding Pack

DDRL HKMA.User agreements and other onboarding forms, documents and guidance. Version 8.  ...
In Hong Kong (DDRL) Downloads: 357

DDRL HKMA Onboarding Pack (ASSET MANAGERS)

DDRL HKMA.  User agreements and other onboarding forms, documents and guidance for Asset Ma ...
In Hong Kong (DDRL) Downloads: 164

DDRL FinfraG Onboarding Pack

 This zip file contains the full FIMA/FinfraG onboarding document set which includes the DD ...
In FMIA/FinfraG Downloads: 60

DDRL FinfraG Onboarding Pack for Asset Managers

This document conatins the full onboarding documentation set for Asset Managers including the&nb ...
In FMIA/FinfraG Downloads: 45

DDR Onboarding Pack ASSET MANAGERS

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other for ...
In USA / Canada (DDR) Downloads: 365

DDRJ Onboarding Pack

Japan (JFSA) only. OTC Core only. Credit, Equity, FX and Rates. ZIP of PDF, XLS and Word docs. User ...
In Japan (DDRJ) Downloads: 191

OTC Harmonized EMIR Message Specifications v1_2_7

This is Version 1.2.7 (Amended)  of the zip file for the OTC Harmonized EMIR Message Specif ...
In EMIR Future Templates Downloads: 831

DTCC CA Transformation Monthly Industry Call - November 2018 Presentation

Includes Project Timeline and Schedule, Key Milestones 2018-2019, ISO 20022 Message Availability, Re ...
In Industry Calls Downloads: 15

MTU End of Day Report Guide

This document describes the MTU End of Day Report. It contains definitions and explanations of the d ...
In Messaging and Reporting Essentials Downloads: 77

EMIR RTS 2.0 Production Release Notes

This spreadsheet contains the current release notes for EMIR RTS 2.0. Current as of 27-Nov-2018. ...
In EMIR Release Notes Downloads: 6212

Service Overview

Provides a high-level overview of the DTCC Exception Manager service, including business and technic ...
In Business Guides Downloads: 267

Out-of-Region Disaster Recovery Guide

The purpose of this document is to provide guidance to DTC, FICC, and NSCC clients for reconciling t ...
In Disaster Recovery Downloads: 36

GTR MAS/ASIC Re-Arch Release Notes

Version 2.11. This spreadsheet contains the post go live schedule for MAS/ASIC.  ...
In MAS/ASIC Release Notes Downloads: 1302

Settlement Web User Guide

This guide covers the functionality and step by step procedures for working in the Settlement Web. ...
In Settlement Web Downloads: 195

ALERT Settlement Instructions and Validation Rules

Details the extensive rules validation for settlement instruction data intended for the ALERT databa ...
In ALERT® Market/Business Rules Downloads: 8123

ALERT Common Reference Data

Provides tables of values for certain fields used in the ALERT platform's Web and Direct interfaces ...
In ALERT® Product Guide Downloads: 6810

ALERT Market Updates - November 2018

This document describes the market updates available on the ALERT platform in November, 2018. ...
In ALERT Product Release Information Downloads: 2302

EMIR Collateral Message Specifications v1_2_6

Version 1.2.6. This zip file contains the GTR EMIR Collateral message template and user guide set to ...
In EMIR Future Templates Downloads: 1076

EU Lite Message Specifications v1_3_7

Version 1.3.7 (Amended) of the Zip file containing the EU LITE message template set to go live on 11 ...
In EMIR Future Templates Downloads: 1670

GMEI Utility Bulk Registration and Renewal User's Guide for Templates v 5.5

This document describes how to register and renew entities for LEIs in bulk using the GMEI utility. ...
In GMEI Utility Downloads: 2396

CFTC/Canada Re-Arch: Functional Change Document (NOA)

Version 1.0. The purpose of this document is to detail any specific jurisdictional requirements for ...
In CFTC/Canada Re-Arch: Functional Change Document Downloads: 0

ALERT Broker/Dealer Online Help

The online help files describe use of the ALERT platform's web interface, and are also available usi ...
In ALERT® Web and Online Help Downloads: 2883

inSITE: Viewer Guide for TradeSuite ID and CTM Trades

Describes how investment managers and other trading parties can view disclosures, which have been at ...
In inSITE™ Downloads: 2305

ALERT Market/Business Rules

The Market/Business Rules describe ALERT platform market-specific best practices. This content is de ...
In ALERT® Market/Business Rules Downloads: 4995

inSITE Online Help

The online help files describe use of the inSITE service's web application interface. These files ar ...
In inSITE™ Downloads: 431

MTU Service Description

This document provides an overview of DTCC-Euroclear Global Collateral Ltd.’s Margin Transit U ...
In Onboarding Guides Downloads: 3133

MT558 Status Message Samples

Version 3.0 (Current for Release 11). The spreadsheet includes field mapping for Margin Call and Tra ...
In MT558_samples Downloads: 116

DDRL EMIR Onboarding Pack

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 1 ...
In Europe (DDRL) Downloads: 2054

DDRL EMIR Onboarding Pack ASSET MANAGERS

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 1 ...
In Europe (DDRL) Downloads: 1172

FX Future Templates

Cross-jurisdiction. OTC Core only. FX only. ZIP of PDF and XLS docs. Guide and components for the cr ...
In Future Templates Downloads: 2611

FX Supported Templates

Applies to CFTC, Canada, and JFSA only. OTC Core only. FX only. Contains templates for the creation ...
In FX Downloads: 10133

Common Reference Data

Contains a cumulative listing of the allowed field values in the CTM service. ...
In Data Reference Downloads: 8415

OTC Harmonized EMIR Message Specifications

This is Version 1.2.7 (ammended) of the zip file for the OTC Harmonized EMIR Message Specifications. ...
In Europe (ESMA) Downloads: 10393

ALERT Regional Custodian Online Help

The online help files describe use of the ALERT platform's web interface for Regional Custodian. The ...
In ALERT® Web and Online Help Downloads: 1663

ALERT for Trustee Online Help

The online help files describe use of the ALERT platform's web interface, and are also available usi ...
In ALERT® Web and Online Help Downloads: 2175

ALERT Global Custodian Online Help

The online help files describe use of the ALERT platform's web interface, and are also available usi ...
In ALERT® Web and Online Help Downloads: 2438

ALERT Foreign Exchange Settlement Instructions

ALERT platform Market/Business Rules for Foreign Exchange (FX) settlement. ...
In ALERT® Market/Business Rules Downloads: 5455

ALERT Investment Manager Online Help

The online help files describe use of the ALERT platform's web interface, and are also available usi ...
In ALERT® Web and Online Help Downloads: 2931

MTU Product Release Information: Release 11

This document describes enhancements in Release 11 of DTCC-Euroclear Global Collateral Ltd.’s ...
In Support Tools and Product Updates Downloads: 3

Data Services Client Support

This document describes how to get support for DTCC Data Services products. ...
In DTCC Data Services Downloads: 655

EU Lite Message Specifications

Version 1.3.7 (ammended) of the Zip file containing the EU LITE message template. Provides instructi ...
In Europe (ESMA) Downloads: 11727

OTC Core EMIR Message Specifications

Version 1.3.7 (ammended) of the Zip file containing the OTC Core EMIR Message Specification template ...
In Europe (ESMA) Downloads: 10794

EMIR Collateral Message Specifications

Version 1.2.6 (ammended). This zip file contains the GTR EMIR Collateral message template and user g ...
In Europe (ESMA) Downloads: 5507

Product Release Information: Release 4

Describes new columns in the UI. ...
In Product Release Information Downloads: 40

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Image Course Name Category Enroll
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services
GSD - GCF Repo® Service Membership
The objective of this curriculum is to provide new user-level training related to the FICC GSD GCF Repo® Service.
Government Securities Division (GSD)
Reorganization Service 304: Positional Removal Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.
Corporate Actions
Reorganization Service 305: RTOP Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.
Corporate Actions
Withdrawals Service 201: Preparing to Make a Withdrawal-by-Transfer
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the necessary steps prior to making a Withdrawal-by-Transfer.
Dividend and Income Processing
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
Global Trade Repository: User Foundation Training for EMIR-RTS 2/EU Lite
This course focuses on how to submit trades to ESMA (to comply with ‘EMIR RTS 2.0’) using .csv submissions via the EU Lite template. (2 hours)
Global Trade Repository
GSD - DVP Membership
The objective of this curriculum is to provide new user-level training related to the FICC GSD DVP Service.
Government Securities Division (GSD)
Global Trade Repository: OTC Core Training - (CFTC, Canada, and JFSA Only)
This course focuses on how to submit trades to CFTC, Canada, and JFSA (to comply with the 'Dodd Frank Act' (CFTC); the 'Canadian Securities Act' (Canada); and the ‘Financial Instruments & Exchange Act’ (JFSA)) using .csv submissions via the OTC Core template. (3 hours)
Global Trade Repository
Withdrawals Service 101: Introduction to DTC Withdrawals Service
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the importance, benefits, and operations of DTC's Withdrawals Service.
Dividend and Income Processing
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
ALERT® for Broker Dealers - Securities
The ALERT® for Broker/Dealers Training Curriculum will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
CTM™
ALERT® for Broker Dealers – FX and Cash
The ALERT® for Broker/Dealers – FX and Cash will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
Corporate Actions (CA) Web Data Services - New User Training
The Corporate Action (CA) Web - New User Training course will provide you with an overview of CA Web service, as well as demonstrating how to search and view corporate action events.
Corporate Actions (CA) Web Data Service
Global Trade Repository: User Foundation Training for HKMA Phase 2
This course focuses on how to submit trades to HKMA (to comply with the ' Securities & Futures Ordinance' (HKMA)) using .csv submissions via the OTC Core template. (1 hour)
Global Trade Repository
Global Trade Repository (2B): CSV Message Submission Training for MAS Re-Architecture
DTCC Learning’s Global Trade Repository (GTR) CSV Message Submission program is designed for individuals at firms that are responsible for creating, maintaining, and troubleshooting their .csv upload file to GTR. It is not intended for firms that upload via FpML. (20 minutes)
Global Trade Repository
Global Trade Repository (2A): CSV Message Submission Training for ASIC Re-Architecture
DTCC Learning’s Global Trade Repository (GTR) CSV Message Submission program is designed for individuals at firms that are responsible for creating, maintaining, and troubleshooting their .csv upload file to GTR. It is not intended for firms that upload via FpML. (25 minutes)
Global Trade Repository
Global Trade Repository (3): Collateral CSV Message Submission Training for ASIC Re-Architecture

DTCC Learning’s Global Trade Repository (GTR) Collateral CSV Message Submission program is designed for individuals at firms that are responsible for creating, maintaining, and troubleshooting their .csv upload file to GTR. It is not intended for firms that upload via FpML. (10 minutes) ASIC ONLY

Global Trade Repository
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Global Trade Repository (1): New User Foundation Training for MAS/ASIC Re-Architecture
DTCC Learning’s Global Trade Repository (GTR) New User Foundation and Certification program is designed to provide registrants with an in-depth knowledge of the GTR and how it facilitates MAS and ASIC regulatory reporting of derivatives transactions. (1 hour) *This course is a prerequisite to all other courses in this program.*
Global Trade Repository

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