Use the following general and market-specific best practices and implementation guides to learn more about how to optimize specific areas of your CTM service.
|1||CTM: Best Practices||
Describes best practices for clients who trade in the debt and equity asset classes.
|30 May 2018|
|2||CTM: Automatic Confirmation Creation with Proration: Best Practices||
Describes how the CTM service can automatically create, prorate, and truncate confirmations for broker/dealers.
|21 January 2020|
|3||CTM: Fixed Income: Best Practices||
Describes best practices, with examples, for fixed income trades in the CTM service.
|07 April 2020|
|4||CTM: Equity Trade Commissions: Best Practices||
Describes how the CTM service handles equity trade commissions.
|08 February 2019|
|5||CTM: Matching Time Deposits: Best Practices||
Describes best practices for matching time deposits in the CTM service even when there is no registered ISIN and no secondary market.
|25 June 2018|
|6||ITP Cross-Product: Research Commissions: Best Practices||
This document describes the process of applying research amounts on all, some, or none of investment manager's allocations and broker/dealer's confirmations for the CTM, OASYS, and TradeSuite ID services.
|12 March 2020|
|7||CTM: Supplying Other Reporting Data: Best Practices||
Describes how to supply and retrive other reporting data in conformance with MiFID II regulations.
|13 August 2018|
|8||CTM: View Only Broker: Implementation Guide and Procedures||
This guide is for investment managers and broker/dealers. It describes how to use the view only broker feature in the CTM service.
|15 December 2020|
|9||CTM: Omnibus Block Settlement: Best Practices||
Describes the best practices for clients using omnibus block settlement.
|31 October 2019|
|10||CTM: Match Advisor: Overview and Implementation Guide||
Describes CTM Match Advisor, which addresses block shaping issues encountered by investment managers who are migrating from the OASYS service to CTM.
|25 January 2021|
|1||CTM: Settlement Location: Best Practices and Recommendations||
Recommends how to use the CTM service to reduce settlement exceptions based on settlement location.
|07 November 2018|
|2||CTM: Singapore Exchange Identification of On- and Off-Exchange Trades: Best Practices||
Describes best practices for clients to comply with Singapore Exchange (SGX) requirements.
|16 August 2018|
|3||CTM: Fees and Taxes: Best Practices||
Describes marketplace fees and taxes and how to use them in the CTM service.
|04 January 2021|
|4||CTM: Trading China Stock Connect Equities: Best Practices||
Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Hong Kong Stock Connect program to achieve same-day affirmation.
|14 June 2019|
|5||CTM: Trading Southbound Stock Connect Equities into Hong Kong: Best Practices||
This document highlights best practices for Wholly Foreign Owned Enterprises (WFOE) that trade through the
|05 March 2019|
|6||CTM: CREST Settlement Messages: Implementation Guide||
This document describes how to supply Place of Trade information for CREST-settling trades.
|24 June 2020|