CFTC/Canada/SEC Trade Reporting
Single-sided regulatory reporting of your OTC trade data is mandatory for all three regulatory agencies in the North America jurisdiction (CFTC, Canada, and SEC).
GTR Service Help
Open the CFTC/Canada/SEC service help for end-to-end resources, including:
- Explicit Permissioning and User Access provides information about the prerequisite setup actions needed to successfully submit your trade data into the Trade Repository. The information available includes topics such as Explicit Permissioning, UAT Testing, and how users are granted access to the service by their Super Access Coordinators (SAC).
- Connectivity describes how to connect to GTR in order to submit messages and receive reports.
- Production and Testing Environments describes the Production environment, as well as the UAT environment and the Global Industry Tools Simulator component for testing submissions. It details Best Practices and Submission Limits for each environment or tool.
- Data Submission explains essential concepts about how to create a trade submission message to report your OTC trade data. The information available includes topics such as choosing a template, submitting a trade, and the key/mandatory fields you need to populate.
- Message Validation and Troubleshooting describes the validation stages and explains how to manage any Exceptions your submissions generate (NACKs).
- Reports & Reconciliation covers the fundamentals of Portfolio Reconciliation. The information available includes topics such as how to access GTR-generated reports and how to report descriptions.
- Portal provides instructions on use of functional components of the GTR NoA Portal to search your trade data and download your GTR End of Day Reports.
- Billing provides and overview and processes related to billing for Global Trade Repository ("GTR") services and Trade Repositories.
GTR CFTC/Canada/SEC: Working Group Library 2023
January 18, 2024
CFTC/Canada/SEC: Most Current Working Group Update
Modified March 15, 2024
GTR CFTC/Canada/SEC: Rewrite Phase 2 Message Specification
Modified March 01, 2024
GTR CFTC/Canada/SEC: GTR North America Rewrite Phase 2 Message Specification – Summary of Updates
September 29, 2023
GTR CFTC/Canada/SEC: North America Rewrite Release Notes
August 24, 2023
GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Functional Change Document
November 03, 2023
GTR CFTC/Canada/SEC Rewrite Phase 2 Participant Report
July 27, 2023
GTR CFTC/Canada/SEC: CFTC Clearing Exemption
June 23, 2023
GTR CFTC/Canada/SEC: North America ReWrite Phase 2 Participant Report Summary
August 11, 2023
GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Working Group Updates - General Overview
September 29, 2023
GTR CFTC/Canada/SEC: North America Rewrite Working Group Updates for UPI Use cases
July 14, 2023
GTR CFTC/Canada/SEC: NoA Rewrite Phase 2 Submission Samples (CSV,XML, FpML)
February 06, 2024
GTR CFTC/Canada/SEC: Rewrite Phase 2 - XML XSD 1-18
November 03, 2023
GTR CFTC/Canada/SEC: Phase 2 Rewrite PPD – General Overview
August 11, 2023
GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Message Response
February 16, 2024
GTR CFTC/Canada/SEC: Rewrite Phase 2 Working Group Updates Sep 20, 2023 for IR Fixed
September 22, 2023
GTR CFTC/Canada/SEC Rewrite Phase 2: Release Notes
Modified March 18, 2024
GTR CFTC/Canada/SEC Rewrite Phase 2 PPD Transformation & Time Delay
October 13, 2023
GTR CFTC/Canada/SEC: Rewite Phase 2 UAT Oct 26 Implementation Runbook
October 20, 2023
GTR CFTC/Canada/SEC: PPD User Guide
November 09, 2023
GTR CFTC/Canada/SEC: Rewrite Phase 2 UAT Nov 21 Implementation Runbook
November 17, 2023
GTR CFTC/Canada/SEC: Rewrite Phase 2 PROD Runbook
January 11, 2024
CFTC/Canada/SEC: Working Group Library 2024
New March 01, 2024
GTR CFTC/Canada/SEC: Intraday Allege Report, March 13
New March 15, 2024