This website sets cookies on your device. By continuing to use our site, you consent to our use of cookies in accordance with our Privacy Policy.
Menu Learning Center

Global Trade Repository Events

Contact the Learning Team

3.00 ( 2 votes )

GTR Services

Because of the inherent complexity of the derivatives market, coupled to the unique demands that every regulator has, GTR offers clients the option to report via two discreet service offerings. OTC Core (available in all jurisdictions) & EU Lite (which combines and replaces OTC and ETD) and is only available for ESMA reporting.

GTR Membership

Sign up for the GTR service that will address your compliance requirements by completing the onboarding requirements for your jurisdiction. For additional information click here. Once onboarded, you can begin reporting your OTC and/or ETD transactions to  the GTR. 

 

Access Learning Center Content

 


  • spreadsheet
    0.00 ( 0 votes )

    HKMA Phase 2 / OTC Core Template / HKTR Field Mapping

    This OTC Core CSV template specification (version 2.9) covers the GTR-to-HKTR mappings for HKMA Phas ...
    In Hong Kong (HKMA) Downloads: 4164

  • archive
    0.00 ( 0 votes )

    SFTR Client Pack

    The documents included in the zip file serve as a guide to get you started with understanding the su ...
    In SFTR Client Pack Downloads: 2

  • pdf
    0.00 ( 0 votes )

    SFTR Client Journey Roadmap

    The purpose of this document is to outline the timeline of the availability of DTCC’s Global T ...
    In SFTR UAT Downloads: 516

  • spreadsheet
    0.00 ( 0 votes )

    HKMA Ph2 Reporting BAU Release Notes

    This spreadsheet contains list of the currently known defects and potential system enhancements in P ...
    In HKMA Release Notes Downloads: 455

  • pdf
    5.00 ( 1 votes )

    GTR: Manage Services Guide

    This document guides users on how to utilize the Manage Services application available to GTR client ...
    In Manage Services Downloads: 453

  • spreadsheet
    2.00 ( 3 votes )

    EMIR RTS 2.0 Production Release Notes

    Version 1.7. Current as of 30-October-2019. This spreadsheet contains the current production release ...
    In EMIR Release Notes Downloads: 8239

  • spreadsheet
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: ASIC Message Specifications

    Version 2.7 (Production). The ASIC OTC Specifications worksheet in line with the new GTR platform su ...
    In Australia (ASIC) Downloads: 5647

  • spreadsheet
    3.00 ( 2 votes )

    MAS/ASIC Re-Arch: ASIC Message Specifications

    Version 2.7 (Production). The ASIC OTC Specifications worksheet in line with the new GTR platform su ...
    In MAS/ASIC Documentation and Templates Downloads: 6011

  • spreadsheet
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: MAS Message Specifications

    Version 2.7 (Production). The MAS OTC Specifications worksheet in line with the new GTR platform sup ...
    In Singapore (MAS) Downloads: 5145

  • spreadsheet
    2.50 ( 2 votes )

    MAS/ASIC Re-Arch: MAS Message Specifications

    Version 2.7 (Production). The MAS OTC Specifications worksheet in line with the new GTR platform sup ...
    In MAS/ASIC Documentation and Templates Downloads: 5509

  • spreadsheet
    0.00 ( 0 votes )

    Global Portal (APAC) Release Notes

    This spreadsheet contains currently known APAC Portal defects and potential system enhancements, as ...
    In MAS/ASIC Release Notes Downloads: 316

  • pdf
    0.00 ( 0 votes )

    Manage Services: Creating a New User in CRS

    This one page Job Aid is designed as a quick reference for Super Access Coordinators on how they can ...
    In Manage Services Downloads: 33

  • pdf
    0.00 ( 0 votes )

    Manage Services: Permissioning a Single User to Access Manage Services

    This one page Job Aid is designed as a quick reference for Super Access Coordinators on how they can ...
    In Manage Services Downloads: 34

  • pdf
    0.00 ( 0 votes )

    GTR-SFTR: Mainframe Leased Line sFTP Process Guide

    This is the SFTR Mainframe Leased Lines sFTP Process Guide - Client guide. ...
    In SFTR Downloads: 8

  • pdf
    0.00 ( 0 votes )

    GTR-SFTR: Mainframe NDM Process Guide

    This document is the SFTR Mainframe NDM Process Guide - Client guide. ...
    In SFTR Downloads: 9

  • pdf
    0.00 ( 0 votes )

    GTR-SFTR: Mainframe sFTP Process Guide

    This document is the SFTR Mainframe sFTP Process Guide - Client guide. ...
    In SFTR Downloads: 12

  • pdf
    0.00 ( 0 votes )

    GTR-SFTR: Distributed sFTP Process Guide

    This document is the SFTR Mainframe Distributed sFTP Process Guide - Client guide. ...
    In SFTR Downloads: 14

  • spreadsheet
    0.00 ( 0 votes )

    GTR SMART Network Connectivity Form

    This document is the GTR SMART Network Connectivity form (Firewall form ). This document applies to ...
    In New Clients: Dedicated Network Downloads: 6

  • spreadsheet
    0.00 ( 0 votes )

    DTCC MQ Page 1 Form

    This document is the DTCC MQ Page 1 Form (Firewall form ). This document applies to clients reportin ...
    In New Clients: Dedicated Network Downloads: 8

  • spreadsheet
    0.00 ( 0 votes )

    SFTR Participant Data Request Form

    This document is the SFTR Participant Data Request Form Ver1 - Required to upload data to D ...
    In SFTR Downloads: 14

  • spreadsheet
    0.00 ( 0 votes )

    GTR: BT Radianz Network Connectivity Form

    This document is the GTR BT Radianz Network Connectivity Form (Firewall form ). This document applie ...
    In New Clients: Dedicated Network Downloads: 4

  • spreadsheet
    0.00 ( 0 votes )

    GTR Open Internet Network Connectivity Form

    This document is the GTR Open Internet Network Connectivity Form (Firewall form ). This document app ...
    In New Clients: sFTP Downloads: 12

  • spreadsheet
    0.00 ( 0 votes )

    GTR MAS/ASIC Re-Arch Release Notes

    Version 2.2. This spreadsheet contains the post go live schedule for MAS/ASIC.  ...
    In MAS/ASIC Release Notes Downloads: 1976

  • archive
    0.00 ( 0 votes )

    Production Supported Templates: Equity

    Production Template for the CFTC, Canada, and JFSA jurisdictions. OTC Core only. Equities only. Cont ...
    In Equity Downloads: 991

  • archive
    0.00 ( 0 votes )

    Commodities Future Templates

    CFTC, Canada, and JFSA only. OTC Core only. For UAT Testing Only. Commodities only. ZIP of XLS docs. ...
    In Future Templates Downloads: 225

  • archive
    0.00 ( 0 votes )

    Equities Future Templates 2019 10 17

    CFTC, Canada, and JFSA only. OTC Core only. For UAT Testing Only. Equities only. ZIP of XLS docs. Gu ...
    In Future Templates Downloads: 185

  • archive
    1.00 ( 2 votes )

    Production Supported Template: Commodities

    Production Template for the CFTC, Canada, and JFSA jurisdictions. OTC Core only. Commodities only. C ...
    In Commodities Downloads: 934

  • pdf
    0.00 ( 0 votes )

    GTR New Starter Kit

    This guide is for GTR clients that want a better understanding of the GTR reporting workflow and how ...
    In Troubleshooting Downloads: 1292

  • archive
    3.50 ( 4 votes )

    EU Lite Message Specifications

    Production Message Specification for the EMIR reporting jurisdiction Version 2.1.2. This Zip file co ...
    In Europe (ESMA) Downloads: 14492

  • archive
    5.00 ( 1 votes )

    OTC Core EMIR Message Specifications

    Production Message Specification for the EMIR reporting jurisdiction Version 2.1.2. This Zip file co ...
    In Europe (ESMA) Downloads: 13207

  • archive
    1.00 ( 2 votes )

    EMIR Collateral Message Specifications

    Production Message Specification for the EMIR reporting jurisdiction Version 2.1. This zip file cont ...
    In Europe (ESMA) Downloads: 6654

  • archive
    0.00 ( 0 votes )

    OTC Harmonized EMIR Message Specifications

    Production Message Specification for the EMIR reporting jurisdiction Version 2.1.3. This zip file is ...
    In Europe (ESMA) Downloads: 13522

  • spreadsheet
    1.00 ( 2 votes )

    GTR SFTR: Business Validation Template

    This spreadsheet contains the SFTR Business Validation rules that submitters of SFTR submis ...
    In SFTR Specifications Downloads: 782

  • pdf
    0.00 ( 0 votes )

    SFTR Portal SAC Job Aid Single User

    This short one page job aid shows Super Access Coordinators (SACs) how to provision a single operato ...
    In SFTR SAC Downloads: 47

  • pdf
    0.00 ( 0 votes )

    SFTR Portal SAC Job Aid Multiple Users

    This short one page job aid shows Super Access Coordinators (SACs) how to provision multiple operato ...
    In SFTR SAC Downloads: 50

  • pdf
    0.00 ( 0 votes )

    Functional Change Document: Brexit

    Version 3. This documents in this zip file explain the functional changes taking place for clients r ...
    In Brexit Downloads: 2322

  • pdf
    0.00 ( 0 votes )

    GTR Strategic Enhancement to Trade Correlation and Linking-HKMA

    This document explains the enhanced trade correlation and linking logic that has been implemented fo ...
    In GTR Client Essentials HKMA Downloads: 102

  • pdf
    0.00 ( 0 votes )

    ASIC Substantiation Report Overview

    The ASIC substantiation report provides a list of positions being billed to allow a firm to ...
    In Substantiation Reports Downloads: 92

  • pdf
    0.00 ( 0 votes )

    MAS Substantiation Report Overview

    The MAS substantiation report provides a list of positions being billed to allow a firm to ...
    In Substantiation Reports Downloads: 93

  • pdf
    0.00 ( 0 votes )

    CFTC/Canada Re-Arch: Public Price Dissemination Functional Change Document

    Version 1.2. This Functional Change Document explains the implementation of the CFTC Real Time funct ...
    In CFTC/Canada Re-Arch: Functional Change Document Downloads: 435

  • pdf
    0.00 ( 0 votes )

    MAS Transaction/Lifecycle Event Types

    Version 1.0. This short document explains the usage and purpose of the Transaction and Lifecycle Eve ...
    In MAS/ASIC Re-Arch Essentials Downloads: 24

  • spreadsheet
    0.00 ( 0 votes )

    EU Lite Message Specifications v2.1.2

    Future/UAT Testing Template Version 2.1.2. This Zip file contains the EU LITE message specification ...
    In EMIR Future Templates Downloads: 2814

  • spreadsheet
    1.00 ( 1 votes )

    OTC Harmonized EMIR Message Specifications v2.1.3

    Future/UAT OTC Harmonized EMIR Message Specification Version 2.1.3. This Zip file contains the messa ...
    In EMIR Future Templates Downloads: 1795

  • spreadsheet
    0.00 ( 0 votes )

    EMIR Collateral Message Specifications v2.1.0

    Future/UAT EMIR Collateral Message Specification Version 2.1.0. This Zip file contains the message s ...
    In EMIR Future Templates Downloads: 1689

  • spreadsheet
    0.00 ( 0 votes )

    OTC Core EMIR Message Specifications v2.1.2

    Future/UAT OTC Core EMIR Message Specification Version 2.1.2. This Zip file contains the message spe ...
    In EMIR Future Templates Downloads: 2462

  • spreadsheet
    0.00 ( 0 votes )

    FCA Code Merge Release Notes

    This document lists items from the FCA/UKTR code merge initiative. This initiative involves copying ...
    In BREXIT Downloads: 25

  • pdf
    0.00 ( 0 votes )

    HKMA Data Quality Enhancements

    This document is a record of changes to the submission specifications for the HKMA jurisdiction.& ...
    In GTR Client Essentials HKMA Downloads: 141

  • pdf
    0.00 ( 0 votes )

    GTR EMIR Portal – Insights and Top Tips 7: Blank Valuations

    This edition of EMIR Portal Insights and Top Tips will help you leverage the EMIR Portal to identify ...
    In EMIR Portal Insights & Top Tips Downloads: 51

  • spreadsheet
    0.00 ( 0 votes )

    Canada/ CFTC Production Release Notes

    Current as of 16-Sept-2019. This spreadsheet contains the current production release notes for Canad ...
    In Canada/CFTC Release Notes Downloads: 162

  • pdf
    0.00 ( 0 votes )

    CFTC/Canada Re-Arch: Trade State Functional Change Document (NOA)

    Version 1.5. The purpose of this document is to detail any specific jurisdictional requirements for ...
    In CFTC/Canada Re-Arch: Functional Change Document Downloads: 646

  • pdf
    1.00 ( 1 votes )

    GTR - Explicit Permissioning: Frequently Asked Questions

    This document contains answers to the most frequently asked questions regarding the GTR's solution t ...
    In Manage Services Downloads: 587

  • pdf
    0.00 ( 0 votes )

    ASIC Transaction Lifecycle Reporting

    Version 1.1. This short document explains the changes to ASIC transaction reporting resulting from t ...
    In MAS/ASIC Re-Arch Essentials Downloads: 360

  • pdf
    0.00 ( 0 votes )

    GTR: Asset Manager Model Setup - MAS

    Version 1.0. This document is meant to be a guide for Asset Managers that have a reporting ...
    In MAS/ASIC Re-Arch Essentials Downloads: 21

  • pdf
    0.00 ( 0 votes )

    GTR Connectivity Decision Tree

    This guide is designed to help new clients make fundamental decisions about how they can connect to ...
    In Connectivity Downloads: 41

  • spreadsheet
    0.00 ( 0 votes )

    GTR SFTR: Evaluation Team Feedback

    This spreadsheet contains a listing of the Evaluation Team feedback for the SFTR initiative. ...
    In SFTR Specifications Downloads: 101

  • spreadsheet
    0.00 ( 0 votes )

    GTR SFTR: SFT CSV Layout

    This excel spreadsheet contains SFT CSV submissions layouts which submitters must comply wi ...
    In SFTR Specifications Downloads: 903

  • spreadsheet
    0.00 ( 0 votes )

    EU Lite/ FinfraG Message Specification

    Production Message Specification for the Switzerland reporting jurisdiction Version 2.1. FinfraG com ...
    In FinfraG/EU Lite Template Downloads: 468

  • spreadsheet
    0.00 ( 0 votes )

    GTR SFTR: Reuse CSV Layout

    This spreadsheet contains Reuse CSV submissions layouts which submitters must comply with when submi ...
    In SFTR Specifications Downloads: 139

  • pdf
    0.00 ( 0 votes )

    GTR Delegated Reporting Starter Kit

    Version 1.0. This guide is for GTR clients that use Delegated Reporting and want a better understand ...
    In Troubleshooting Downloads: 280

  • spreadsheet
    0.00 ( 0 votes )

    Harmonized Template for HKMA Phase 2

    This message specification covers the newly released Harmonized Template for HKMA Phase 2 Reporting. ...
    In Hong Kong (HKMA) Downloads: 208

  • spreadsheet
    0.00 ( 0 votes )

    GTR SFTR: CCP Margin CSV Layout

    This spreadsheet contains Margin CSV submissions layouts which submitters must comply with when subm ...
    In SFTR Specifications Downloads: 158

  • archive
    0.00 ( 0 votes )

    DDR Onboarding Pack ASSET MANAGERS

    USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other for ...
    In USA / Canada (DDR) Downloads: 550

  • archive
    0.00 ( 0 votes )

    DDR Onboarding Pack

    USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other onb ...
    In USA / Canada (DDR) Downloads: 1569

  • pdf
    0.00 ( 0 votes )

    CFTC Substantiation Report Overview

    The CFTC substantiation report provides a list of positions being billed to allow a firm to ...
    In Substantiation Reports Downloads: 204

  • archive
    0.00 ( 0 votes )

    DDRL EMIR Onboarding Pack

    EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 15). User ...
    In Europe (DDRL) Downloads: 2920

  • archive
    0.00 ( 0 votes )

    DDRL EMIR Onboarding Pack ASSET MANAGERS

    EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 1 ...
    In Europe (DDRL) Downloads: 1782

  • archive
    0.00 ( 0 votes )

    DDRJ Onboarding Pack

    Japan (JFSA) only. OTC Core only. Credit, Equity, FX and Rates. ZIP of PDF, XLS and Word docs. User ...
    In Japan (DDRJ) Downloads: 297

  • archive
    0.00 ( 0 votes )

    DDRL HKMA Onboarding Pack

    DDRL HKMA.User agreements and other onboarding forms, documents and guidance. Version 11. ...
    In Hong Kong (DDRL) Downloads: 466

  • archive
    0.00 ( 0 votes )

    DDRL HKMA Onboarding Pack (ASSET MANAGERS)

    DDRL HKMA.  User agreements and other onboarding forms, documents and guidance for Asset Ma ...
    In Hong Kong (DDRL) Downloads: 243

  • archive
    0.00 ( 0 votes )

    DDRS Onboarding pack

    DDRS User agreements and other onboarding forms, documents and guidance. Version 12. ...
    In Singapore / Australia (DDRS) Downloads: 833

  • archive
    0.00 ( 0 votes )

    DDRS Onboarding Pack ASSET MANAGERS

    DDRS User agreements and other forms for use with onboarding asset managers. Version 12. ...
    In Singapore / Australia (DDRS) Downloads: 649

  • archive
    0.00 ( 0 votes )

    DDRL FinfraG Onboarding Pack

    This zip file contains the full FIMA/FinfraG onboarding document set which includes the DDRL Third P ...
    In FMIA/FinfraG Downloads: 124

  • archive
    0.00 ( 0 votes )

    DDRL FinfraG Onboarding Pack for Asset Managers

    This document contains the full onboarding documentation set for Asset Managers including the DDRL F ...
    In FMIA/FinfraG Downloads: 125

  • archive
    0.00 ( 0 votes )

    DDRS Onboarding Pack-Singapore

    This is a new onboarding pack specifically for clients whose contract qualifies as “traded in ...
    In Singapore / Australia (DDRS) Downloads: 109

  • archive
    0.00 ( 0 votes )

    DDRS Onboarding Pack-Asset Managers-Singapore

    This is a new onboarding pack specifically for clients whose contract qualifies as “traded in ...
    In Singapore / Australia (DDRS) Downloads: 129

  • pdf
    5.00 ( 1 votes )

    GTR APAC New User Starter Kit

    This guide is for GTR APAC clients that want a better understanding of the GTR reporting workflow an ...
    In MAS/ASIC Re-Arch Essentials Downloads: 118

  • archive
    0.00 ( 0 votes )

    Onboarding Pack -Third Party Autoroute Requests

    This zip file contains the GTR DataTrak and AutoRoute Request Form v9 for Production and UAT. ...
    In FMIA/FinfraG Downloads: 520

  • archive
    0.00 ( 0 votes )

    Onboarding Pack - Participant Autoroute Requests

    Version 5.0. The DataTrak/Autoroute form is designed with a DataTrak Input tab, and three (3) Autoro ...
    In Europe (DDRL) Downloads: 308

  • pdf
    0.00 ( 0 votes )

    GTR EMIR Portal – Insights and Top Tips 3: Blank, Negative and Small Notional

    This edition of EMIR Portal Insights and Top Tips will help you leverage the EMIR Portal to identify ...
    In EMIR Portal Insights & Top Tips Downloads: 45

  • pdf
    0.00 ( 0 votes )

    GTR EMIR Portal – Insights and Top Tips 4: Intra TR Pairs – Mixed Status

    This edition of EMIR Portal Insights and Top Tips will help you leverage the EMIR Portal to identify ...
    In EMIR Portal Insights & Top Tips Downloads: 45

  • pdf
    0.00 ( 0 votes )

    GTR EMIR Portal – Insights and Top Tips 5: Large Notional

    This edition of EMIR Portal Insights and Top Tips will help you leverage the EMIR Portal to identify ...
    In EMIR Portal Insights & Top Tips Downloads: 33

  • archive
    0.00 ( 0 votes )

    Onboarding Pack - SFTR Participant Autoroute Requests

    Version 1.0. The DataTrak/Autoroute form is designed with a DataTrak Input tab, and a NL Autoroute t ...
    In Europe (DDRL) Downloads: 125

  • archive
    0.00 ( 0 votes )

    Onboarding Pack - CRDE Authoroute Requests

    Version 2.0. The DataTrak/Autoroute form is designed with a CRDE specific DataTrak Input tab. This s ...
    In Europe (DDRL) Downloads: 41

  • pdf
    0.00 ( 0 votes )

    GTR – APAC Portal SAC Job Aid: Single User

    This short one page job aid shows SACs how to provision a single operator with access to the GTR - A ...
    In User Access Downloads: 288

  • pdf
    0.00 ( 0 votes )

    GTR – EMIR Portal SAC Job Aid: Single User

    This short one page job aid shows SACs how to provision a single operator with access to the GTR - E ...
    In User Access Downloads: 335

  • pdf
    0.00 ( 0 votes )

    GTR – EMIR Portal SAC Job Aid: Multiple Users

    This short one page job aid shows SACs how to provision multiple operators with access to the GTR - ...
    In User Access Downloads: 190

  • pdf
    0.00 ( 0 votes )

    GTR – APAC Portal SAC Job Aid: Multiple Users

    This short one page job aid shows SACs how to provision multiple operators with access to the GTR - ...
    In User Access Downloads: 190

  • pdf
    0.00 ( 0 votes )

    GTR Super Access Coordinator (SAC) Provisioning Guide

    Version 1.4. This guide provides Access Coordinators and Super Access Coordinators with the informat ...
    In User Access Downloads: 2169

  • pdf
    0.00 ( 0 votes )

    GTR EMIR Portal - Insights and Top Tips 2: Potentially Inaccurate Maturity Dates

    This edition of EMIR Portal Insights and Top Tips will help you leverage the EMIR Portal to ...
    In EMIR Portal Insights & Top Tips Downloads: 85

  • archive
    5.00 ( 2 votes )

    Production Supported Templates: Credit

    Production Template for the CFTC, Canada, and JFSA jurisdictions. OTC Core only. Credit only. Contai ...
    In Credit Downloads: 1229

  • archive
    0.00 ( 0 votes )

    Credit Future Templates

    CFTC, Canada, and JFSA only. OTC Core only. For UAT Testing Only. Credit only. ZIP of XLS docs. Guid ...
    In Future Templates Downloads: 206

  • pdf
    0.00 ( 0 votes )

    GTR EMIR Portal – Insights and Top Tips 1: Blank Maturity Dates

    This edition of EMIR Portal Insights and Top Tips will provide you with the information you ...
    In EMIR Portal Insights & Top Tips Downloads: 237

  • pdf
    0.00 ( 0 votes )

    GTR: EMIR REFIT Overview

    This document explains the key changes to the scope of EMIR which reporting counterparties should be ...
    In EMIR Release Notes Downloads: 314

  • archive
    0.00 ( 0 votes )

    Production Supported Templates: FX

    Production Template for the CFTC, Canada, and JFSA jurisdictions. FX only. Contains templates for th ...
    In FX Downloads: 1785

  • archive
    0.00 ( 0 votes )

    FX Future Templates

    CFTC, Canada, and JFSA only. OTC Core only. For UAT Testing Only. FX only. ZIP of XLS docs. Guide an ...
    In Future Templates Downloads: 562

  • pdf
    0.00 ( 0 votes )

    Client Report Reconciliation Guide

    Version 2.1. USA (CFTC) & Canada. OTC Core only. Cross-asset. Step-by-step guide to portfoli ...
    In Reconciliation Essentials Downloads: 670

  • pdf
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Reporting Changes

    Version 1.1. This document is an overview of the changes to submission reporting made as a result of ...
    In MAS/ASIC Re-Arch Essentials Downloads: 549

  • pdf
    0.00 ( 0 votes )

    MAS Nexus Reporting AI Party Fields MAS/ASIC Re-Arch

    Version 1.1. This document explains the usage and purpose of the new AI Party reporting fields that ...
    In MAS/ASIC Re-Arch Essentials Downloads: 437

  • pdf
    0.00 ( 0 votes )

    MAS: Nexus Reporting AI Party Fields

    Version 1.0. This document explains the usage and purpose of the AI Party reporting fields.&nbsp ...
    In MAS/ASIC Re-Arch Essentials Downloads: 124

  • pdf
    0.00 ( 0 votes )

    MAS/ASIC: APAC Reporting and Reconciliation

    Version 1.0  This document is an multi-jurisdictional analysis of how to reconcile.&nbs ...
    In MAS/ASIC Re-Arch Essentials Downloads: 211

  • pdf
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Report Reconciliation

    Version 1.1  This document is an multi-jurisdictional analysis of how to reconcile based on ...
    In MAS/ASIC Re-Arch Essentials Downloads: 300

  • pdf
    0.00 ( 0 votes )

    GTR Release Notification: July 2019 Maintenance Release

    This document is a summary of the changes that will be implemented in the GTR July 2019 Maintenance ...
    In Upcoming Changes Downloads: 338

  • pdf
    0.00 ( 0 votes )

    ESMA Billing Guide

    This document published by Derivatives Services (GTR – Europe DDRL) explains the billing chang ...
    In Europe (DDRL) Downloads: 667

  • pdf
    0.00 ( 0 votes )

    ASIC Billing Guide

    Australia (ASIC) only. Billing Job Aid ...
    In Singapore / Australia (DDRS) Downloads: 390

  • pdf
    0.00 ( 0 votes )

    MAS Billing Guide

    Singapore (MAS) only. Billing Job Aid ...
    In Singapore / Australia (DDRS) Downloads: 392

  • archive
    0.00 ( 0 votes )

    Production Supported Templates: Interest Rate

    Production Template for the CFTC, Canada, and JFSA jurisdictions. OTC Core only. Interest R ...
    In Rates Downloads: 1694

  • archive
    0.00 ( 0 votes )

    Interest Rate Future Templates

    CFTC, Canada, and JFSA only. OTC Core only. For UAT Testing Only. Interest Rate only. ZIP of XLS doc ...
    In Future Templates Downloads: 279

  • pdf
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Message Specification User Guide

    Version 2.0. This document is a user guide for the ASIC and MAS OTC message specifications ...
    In Singapore (MAS) Downloads: 2168

  • pdf
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Message Specification User Guide

    Version 2.0. This document is a user guide for the ASIC and MAS OTC message specifications ...
    In MAS/ASIC Documentation and Templates Downloads: 2266

  • spreadsheet
    0.00 ( 0 votes )

    GTR: Canada PPD .CSV Supported Template Sample

    .CSV Supported submission template for Canada Public Price Dissemination Dashboard. Updated June 201 ...
    In Canada-PPD-service Downloads: 507

  • spreadsheet
    0.00 ( 0 votes )

    GTR: Canada PPD Fields Requirements

    Production Documentation: This .XLS file provides field details for submissions including Data Type, ...
    In Canada-PPD-service Downloads: 719

  • spreadsheet
    0.00 ( 0 votes )

    CFTC/Canada Re-Arch: Action Use Cases

    Version 1. The Action Use Cases illustrates how the Action field is utilized for submission messages ...
    In CFTC/Canada Re-Arch: Use Cases Downloads: 101

  • spreadsheet
    0.00 ( 0 votes )

    Brexit Reporting Release Notes

    Version 1.1. This document is a list of the current release notes for Brexit Reporting. ...
    In BREXIT Downloads: 308

  • pdf
    0.00 ( 0 votes )

    HKMA Substantiation Report Overview

    The HKMA substantiation report provides a list of positions being billed to allow a firm to substa ...
    In Substantiation Reports Downloads: 35

  • pdf
    0.00 ( 0 votes )

    Canada Substantiation Report Overview

    The Canada substantiation report provides a list of positions being billed to allow a firm ...
    In Substantiation Reports Downloads: 31

  • spreadsheet
    0.00 ( 0 votes )

    CFTC/Canada Re-Arch: Trade Linking Use Cases

    Version 1. The trade linking use case illustrates how trade uniqueness is determined based on the fi ...
    In CFTC/Canada Re-Arch: Trade Uniqueness (Trade State) Downloads: 138

  • pdf
    0.00 ( 0 votes )

    SFTR Validation Rules Engine Simulator Guide

    The purpose of this document is to provide upload guidance for users of DTCC’s Global Trade Re ...
    In SFTR VRE User Guide Downloads: 515

  • pdf
    0.00 ( 0 votes )

    GTR Learning Center Quick Start Guide

    In Membership (GTR) Downloads: 4444

  • spreadsheet
    0.00 ( 0 votes )

    GTR Error Codes (HKMA, ESMA/EMIR RTS, ASIC, MAS, PPD, FINMA)

    This document contains a list of GTR Error Codes for jurisdictions that have implemented Re-Architec ...
    In Submission Error Codes (NACK/WACK) Downloads: 1636

  • spreadsheet
    4.00 ( 1 votes )

    EMIR Matched Fields Matrix

    This spreadsheet lists the required Category 1 and Category 2 EMIR reporting fields required for Mat ...
    In EMIR Matched Fields Matrix Downloads: 629

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Commodities Inbound CSV and FpML samples

    GTR/ Version 1.3. Both FpML and CSV samples for the commodities asset class. MAS/ASIC submissions on ...
    In MAS/ASIC Inbound CSV and FpML Samples Downloads: 790

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: FX Inbound CSV and FpML samples

    GTR/ Version 1.3. Both FpML and CSV samples for the FX asset class. MAS/ASIC submissions only. ...
    In MAS/ASIC Inbound CSV and FpML Samples Downloads: 1115

  • archive
    1.00 ( 2 votes )

    MAS/ASIC Re-Arch: Rates Inbound CSV and FpML samples

    GTR/ Version 1.3. Both FpML and CSV samples for the Rates asset class. MAS/ASIC submissions only. ...
    In MAS/ASIC Inbound CSV and FpML Samples Downloads: 874

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Credit Inbound CSV and FpML samples

    GTR/ Version 1.3. Both FpML and CSV samples for the Credit asset class. MAS/ASIC Submissions Only. ...
    In MAS/ASIC Inbound CSV and FpML Samples Downloads: 358

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Equities Inbound CSV and FpML samples

    GTR/ Version 1.3. Both FpML and CSV samples for the Equity asset class. MAS/ASIC Submissions Only. ...
    In MAS/ASIC Inbound CSV and FpML Samples Downloads: 481

  • pdf
    0.00 ( 0 votes )

    ITR Reconciliation Troubleshooting

    This job aid is intended for clients reporting under EMIR. It provides guidance on how to troublesho ...
    In ITR Reconciliation Downloads: 300

  • spreadsheet
    0.00 ( 0 votes )

    GTR Global Portal Report Formats

    Version 1.6; This spreadsheet contains the fields and columns defined in the EMIIR Jurisdiction, Har ...
    In GTR Global Portal Downloads: 2695

  • pdf
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch Functional Change Document

    Version 2.1. The purpose of this document is to detail any specific jurisdictional requirements for ...
    In MAS/ASIC Functional Change Document Downloads: 4485

  • archive
    0.00 ( 0 votes )

    EMIR Revised Technical Standards and EU Architecture Implementation

    Version 1.3.3; This document is the Functional Change Document for the EMIR Revised Technical Standa ...
    In Europe (ESMA) Downloads: 10204

  • pdf
    0.00 ( 0 votes )

    CFTC Substantiation Report Overview

    The CFTC Billing Substantiation Report is intended to provide a list of positions being billed to al ...
    In USA / Canada (DDR) Downloads: 216

  • pdf
    0.00 ( 0 votes )

    Retirement of Exclusive Access FAQ

    This document is a list of frequently asked questions regarding the Retirement of Exclusive Access b ...
    In Upcoming Changes Downloads: 303

  • pdf
    0.00 ( 0 votes )

    MAS Substantiation Report Overview

    Substantiation reports provide summary level details of the positions being billed on the monthly in ...
    In Singapore / Australia (DDRS) Downloads: 119

  • pdf
    0.00 ( 0 votes )

    ASIC Substantiation Report Overview

    These reports provide summary level details of the positions being billed on the monthly invoice to ...
    In Singapore / Australia (DDRS) Downloads: 74

  • archive
    0.00 ( 0 votes )

    FinfraG Report Samples

    This packet contains Trade State, Trade Activity and Submission report samples for both OTC and ETD. ...
    In Report Samples (FinfraG) Downloads: 81

  • spreadsheet
    0.00 ( 0 votes )

    GTR MAS/ASIC Re-Architecture Project Production Runbook

    In MAS/ASIC Downloads: 322

  • archive
    0.00 ( 0 votes )

    GTR MAS/ASIC Re-arch: Data Quality Assessment and Data Migration Activities

    This zip file contains a document that identifies several issues with the data quality that may prev ...
    In GTR MAS/ASIC Re-arch - Data Quality Assessment Downloads: 1611

  • pdf
    0.00 ( 0 votes )

    Implementation Guide: FinfraG Reporting

    Version 1.1. A new jurisdiction will be added to the existing GTR Web Portal (EU) to support FinfraG ...
    In Implementation Guide: FinfraG Reporting Downloads: 338

  • pdf
    0.00 ( 0 votes )

    ASIC Collateral Reporting MAS/ASIC Re-Arch

    Version 1.1. This short document explains the changes to ASIC collateral reporting resulting from th ...
    In Australia (ASIC) Downloads: 415

  • pdf
    0.00 ( 0 votes )

    ASIC Collateral Reporting MAS/ASIC Re-Arch

    Version 1.1. This short document explains the changes to ASIC collateral reporting resulting from th ...
    In MAS/ASIC Re-Arch Essentials Downloads: 442

  • pdf
    0.00 ( 0 votes )

    Quantity Unit for ASIC/MAS/ESMA Reporting

    This document explains the creation of the new standalone ‘Quantity’ and &lsquo ...
    In MAS/ASIC Re-Arch Essentials Downloads: 189

  • spreadsheet
    0.00 ( 0 votes )

    DDRL FinfraG Annex 1 Cross Asset Service Request Form

    This form constitutes Annex I of the User Agreement and Annex I of the Third Party Submitter Authori ...
    In FMIA/FinfraG Downloads: 81

  • spreadsheet
    0.00 ( 0 votes )

    DDRL FinfraG Annex 1 Cross Asset Service Request Form for ASSET MANAGERS

    This form constitutes Annex I of the User Agreement and Annex I of the Third Party Submitter Authori ...
    In FMIA/FinfraG Downloads: 60

  • spreadsheet
    5.00 ( 1 votes )

    GTR Inactive/ Active LEI Data

    This current list of LEI’s details which LEI's are being processed by GTR as inactive and acti ...
    In Active_inactive_LEI_data Downloads: 645

  • pdf
    0.00 ( 0 votes )

    GTR Batch Upload User Guide

    Version 3.0. This document is intended for clients using sFTP (SSH), FTPS (SSL), and Connect: Direct ...
    In Onboarding FAQ Downloads: 750

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Daily Trade State Report Samples

    Version 1.3a. This zip files contains Daily Trade State Report samples for all asset classe ...
    In MAS/ASIC Client Report Samples Downloads: 585

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Daily Trade Activity Report Samples

    Version 1.3a. This zip files contains Daily Trade Activity Report samples for all asset cla ...
    In MAS/ASIC Client Report Samples Downloads: 365

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: ASIC Batch Download Response

    This zip file contains samples for all asset classes around the DTCC outbound Batch ACK/NACK respons ...
    In MAS/ASIC ACK/NACK Samples Downloads: 1005

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: MAS Batch Download Response

    This zip file contains samples for all asset classes around the DTCC outbound Batch ACK/NACK respons ...
    In MAS/ASIC ACK/NACK Samples Downloads: 1023

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: ASIC FpML Input and Response Samples

    This zip file contains samples for all asset classes around the DTCC outbound Input and Response ACK ...
    In MAS/ASIC ACK/NACK Samples Downloads: 1074

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: MAS FpML Input and Response

    This zip file contains samples for all asset classes around the DTCC outbound Input and Response ACK ...
    In MAS/ASIC ACK/NACK Samples Downloads: 985

  • archive
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Daily Harmonized Submission Report Samples

    Version 1.3. This zip files contains Daily Harmonized Submission Report samples for all ass ...
    In MAS/ASIC Client Report Samples Downloads: 420

  • archive
    0.00 ( 0 votes )

    ASIC RE-Arch: Daily Collateral Reports

    Version 1.3. This zip files contains Daily Collateral Report samples for all asset classes ...
    In MAS/ASIC Client Report Samples Downloads: 246

  • spreadsheet
    0.00 ( 0 votes )

    Auto Route IDs for Participant Reports

    Version 2. List of report auto routing ID's. ...
    In MAS/ASIC Participant Reports Downloads: 300

  • pdf
    0.00 ( 0 votes )

    Third-Party Viewer User Guide: MAS and ASIC Re-Architecture Implementation

    This document explains GTR's new Third-Party viewer field. ...
    In MAS/ASIC Re-Arch Third-Party Viewer Guide Downloads: 413

  • pdf
    0.00 ( 0 votes )

    Execution Venue Type Field MAS/ASIC Re-Arch

    This short document provides information on the usage and purpose of the new Execution Venue Type fi ...
    In MAS/ASIC Re-Arch Essentials Downloads: 394

  • pdf
    0.00 ( 0 votes )

    MAS Nexus Reporting AI Party Fields MAS/ASIC Re-Arch

    Version 1.0. This document explains the usage and purpose of the new AI Party reporting fields that ...
    In Singapore (MAS) Downloads: 362

  • spreadsheet
    0.00 ( 0 votes )

    GTR Error Codes List v3.0 (CFTC, Canada and JFSA)

    This list applies to U.S., Canada, and Japan Jurisdictions only. This list of Error Codes used by GT ...
    In Troubleshooting Downloads: 2127

  • pdf
    4.00 ( 1 votes )

    VRE Simulator User Guide

    The VRE Simulator is a web-based application built to provide users with a self-servicing utility. I ...
    In VRE User Guide Downloads: 2348

  • pdf
    0.00 ( 0 votes )

    Response_to Feedback Received on Proposed Amendments to the Securities Futures Reporting of Derivatives Contracts Regulations 28 March 2018

    Response to Feedback Received on Proposed Amendments to the Securities  Futures Reporting o ...
    In GTR MAS/ASIC Re-Arch Regulatory Documents Downloads: 75

  • pdf
    0.00 ( 0 votes )

    SF (RDC) Amendment Regulations

    A copy of the SF (RDC) Amendment Regulations. ...
    In GTR MAS/ASIC Re-Arch Regulatory Documents Downloads: 97

  • pdf
    0.00 ( 0 votes )

    GTR MAS/ASIC Re-Arch: Client Forum Slides

    This is the slide deck used during the GTR Client Forum in Singapore on February 27, 2018.  ...
    In GTR MAS/ASIC Re-Arch: Client Forums Downloads: 949

  • pdf
    0.00 ( 0 votes )

    GTR EMIR RTS 2.0 Report Tutorial

    This document provides information on how to use GTR Reports for Portfolio Reconciliation. It provid ...
    In Global Trade Repository Downloads: 1874

  • pdf
    0.00 ( 0 votes )

    MAS/ASIC Re-Arch: Project Milestones

    GTR MAS/ASIC Re-Architecture project milestones. ...
    In MAS/ASIC Downloads: 78

  • archive
    0.00 ( 0 votes )

    EMIR RTS 2.0 FpML Samples for OTC Core

    EMIR RTS 2.0 Sample FpML for various products. The Samples are based on the OTC Core EMIR Message Sp ...
    In EMIR RTS 2.0 FpML Samples Downloads: 2927

  • spreadsheet
    5.00 ( 1 votes )

    Submission Report Rules v1 2

    For each column on the submission report this document describes how and from where that field is so ...
    In EMIR Report Rules Downloads: 699

  • spreadsheet
    5.00 ( 1 votes )

    Warning Report Rules v1 0

    For each column on the Trade Valuation Warning and Collateral Valuation Warning reports this documen ...
    In EMIR Report Rules Downloads: 360

  • spreadsheet
    5.00 ( 1 votes )

    Trade Report Rules v1 1

    For each column on the Trade Activity and Trade State reports this document describes how and from w ...
    In EMIR Report Rules Downloads: 885

  • archive
    0.00 ( 0 votes )

    EMIR RTS 2.0 FpML Sample for Valuation

    EMIR RTS 2.0 Sample FpML for Valuation. Note: The samples provided in the file may not reflect the ...
    In EMIR RTS 2.0 FpML Samples Downloads: 480

  • archive
    0.00 ( 0 votes )

    EMIR RTS 2.0 .CSV Samples for OTC Core and EU Lite

    EMIR RTS 2.0 Sample .CSV files for various products. The samples are based on the OTC Core, and EU L ...
    In EMIR RTS 2.0 .CSV Samples Downloads: 6252

  • pdf
    0.00 ( 0 votes )

    EMIR RTS 2.0: ESMA Substantiation Report Overview

    This document provides the field layout of both ETD and OTC substantiation reports below which is us ...
    In ESMA Substantiation Report Overview Downloads: 468

  • pdf
    0.00 ( 0 votes )

    ESMA Substantiation Report Overview

    The ESMA substantiation report provides a list of positions being billed to allow a firm to substant ...
    In Substantiation Reports Downloads: 451

  • pdf
    5.00 ( 1 votes )

    Third Party Viewer Guide

    Version 1.0. This document explains the “Third Party Viewer” field that enables designat ...
    In Third_Party_Viewer Downloads: 887

  • archive
    0.00 ( 0 votes )

    EMIR RTS 2.0 ACK/NACK Samples

    This zip file contains information around the DTCC outbound ACK/NACK response message for both FpML ...
    In EMIR RTS 2.0 ACK/NACK Samples Downloads: 3477

  • pdf
    0.00 ( 0 votes )

    EU Re-Architecture Data Quality Assesment

    This document identifies several areas where clients can improve the quality of their data. Since th ...
    In Data_Profiling Downloads: 993

  • pdf
    0.00 ( 0 votes )

    FCD: Counterparty Reference Data Enrichment EMIR RTS And CRDE Changes

    This is the Functional Change Document describing the implementation of changes to the GTR CRD and C ...
    In Europe (ESMA) Downloads: 1767

  • archive
    1.00 ( 1 votes )

    EMIR RTS 2.0 Report Samples

    Report Samples for ESMA RTS 2.0.  ...
    In EMIR RTS 2.0 Report Samples Downloads: 4888

  • pdf
    0.00 ( 0 votes )

    FAQ: Reconciliation of Expired OTC Trades

    This document provides guidance on submission and modification of expired trades for the purposes of ...
    In Reconciliation Essentials Downloads: 230

  • pdf
    0.00 ( 0 votes )

    GTR RE-ARCHITECTURE CHANGES OVERVIEW FAQs 12April2017 v2

    FAQs and their answers from the recording of the webinar of the same name, presented on 12th April 2 ...
    In General Re-Architecture FAQs Downloads: 1076

  • pdf
    0.00 ( 0 votes )

    Equities GTR Working Group: Best Practice Guide

    The Equities Working Group (WG) recommended and agreed a Best Practice document has been devised to ...
    In Equity Downloads: 530

  • archive
    0.00 ( 0 votes )

    Functional Change Document Cleared Swaps V 2.3

    This functional change document details the changes to the existing CFTC DDR service (the DTCC Deriv ...
    In USA (CFTC) Downloads: 907

  • pdf
    0.00 ( 0 votes )

    GTR Re-Architecture Fact Sheet

    GTR Re-Architecture Fact Sheet that describes the principles behind the Re-Architecture project. ...
    In Rearchitecture Downloads: 1231

  • pdf
    0.00 ( 0 votes )

    CFTC Enhanced Position Report Reconciliation Job Aid (FX)

    USA (CFTC) only. OTC Core only. FX only. Explains how to reconcile FX trades using the CFTC Enhanced ...
    In Reconciliation Essentials Downloads: 153

  • pdf
    0.00 ( 0 votes )

    CFTC Optimized Position Report Reconciliation Job Aid (Rates)

    USA (CFTC) only. OTC Core only. Rates only. Explains how to reconcile Rates trades using the CFTC En ...
    In Reconciliation Essentials Downloads: 148

  • pdf
    0.00 ( 0 votes )

    CFTC Enhanced Position Report Reconciliation Job Aid (Commodities)

    USA (CFTC) only. OTC Core only. Commodities only. Explains how to reconcile Commodities trades using ...
    In Reconciliation Essentials Downloads: 118

  • pdf
    0.00 ( 0 votes )

    CFTC Enhanced Position Report Reconciliation Job Aid (Credit)

    USA (CFTC) only. OTC Core only. Credit only. Explains how to reconcile Credit trades using the CFTC ...
    In Reconciliation Essentials Downloads: 101

  • pdf
    0.00 ( 0 votes )

    CFTC Enhanced Position Report Reconciliation Job Aid (Equity)

    USA (CFTC) only. OTC Core only. Equity only. Explains how to reconcile Equity trades using the CFTC ...
    In Reconciliation Essentials Downloads: 93

  • pdf
    0.00 ( 0 votes )

    CFTC Cleared Swaps Amendment Release Notes V1

    This document details the two phases expected for the deployment of the CFTC cleared swaps release. ...
    In USA (CFTC) Downloads: 456

  • pdf
    0.00 ( 0 votes )

    HKMA Phase 2 Reporting FAQ

    Frequently Asked Question for HKMA Phase Reporting Enhancements. ...
    In Hong Kong (HKMA) Downloads: 840

  • archive
    0.00 ( 0 votes )

    FpML Sample: CFTC Clearing Swaps Amendment (2017-02-16)

    Includes the CDS Snapshot XML, Exit Alpha CFTC Clearing Cleared Novation XML. and PET Credit Default ...
    In FpML Samples Downloads: 607

  • archive
    0.00 ( 0 votes )

    HKMA Phase 2 Functional Change Document

    HKMA Jurisdiction: Expansion of the existing Phase 1 mandatory reporting regime to cover all OTC der ...
    In Hong Kong (HKMA) Downloads: 1576