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Rule Filing (SR-NSCC-2013-12) - DTCC Limit Monitoring (November 15, 2013 - A#7734)  Published Popular #

On November 15, 2013, National Securities Clearing Corporation (“NSCC”) filed a proposed rule change (SR-NSCC-2013-12) (“Rule Filing”) with the Securities and Exchange Commission (“SEC”) pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, as amended.