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DTC is able to provide position information on a security at the DTC participant level. Issuers and their authorized third-party agents can use DTC’s Security Position Report web service (SPR) throughout the year to obtain position information on their securities as needed. For more information, visit www.dtcc.com/spr.


DTC does NOT have beneficial owner information. Issuers need to coordinate through DTC for communications to DTC participants and these financial institutions are responsible to pass along communications to their customers who may be ultimate beneficial owners.

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