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eventsDTC Settlement I: Risk Management Controls:

This course provides a high-level overview of how DTC manages risk in the settlement process. Topics include the method by which DTC collateralizes all securities, as well as specific control mechanisms such as the Collateral Monitor, Net Debit Cap and Largest Provisional Net Credit (LPNC).

 

elearningCollateral Loans

DTC's Collateral Loans Service enables participants to pledge and release securities for the purpose of satisfying a collateral loan. These services are available through DTC's Participant Terminal System (PTS). In this course, you will be introduced to the basics of the service as well as information regarding special types of pledges.

  • Collateral Loans 101: Introduction to Collateral Loans
  • Collateral Loans 102: Processing a Collateral Loan
  • Collateral Loans 103: Tracking Collateral Loan Activity

eventsDTC Settlement II: Transactions and Systems

This course provides an overview of the common transaction types that impact settlement at DTC, as well as introduces the systems that support their processing.  Deliver Orders (DO), Payment Orders (PO), Reclaims (DK) and Collateral Loans are defined within the context of DTC’s processing systems workflow. The course is divided into the following topical areas: (1) Transactions Processed in the DTC Settlement System, and (2) DTC Settlement Systems.

elearningDTC Settlement

DTC provides the settlement architecture for most equities and municipal and corporate bond transactions in the U.S. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to DTC's role in the settlement process, as well as certain aspects of its system architecture.

  • DTC Settlement 101: Introduction to Settlement
  • DTC Settlement 201: Working With Risk Management Controls
  • DTC Settlement 202: Processing Deliveries
  • DTC Settlement 203: Processing Payment Orders
  • DTC Settlement 204: RAD Processing
  • DTC Settlement 205: Working With the Account Transaction Processor
  • DTC Settlement 206: Balancing and End-of-Day Settlement

eventsDTC Settlement III: End-of-Day Processing

This course provides an overview of the end-of-day settlement process at DTC.  Topics include consolidated settlement, processing deadlines and the role of the settling bank.

 

elearning NSCC Envelope Settlement 101

NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. This service is available through DTC’s Participant Terminal System (PTS). In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.

  • NSCC Envelope Settlement 101

 elearningStock Loan and Repos

DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC's Participant Terminal System (PTS). In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.

  • Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
  • Stock Loans and REPOs 102: Processing Stock Loans and REPOs
  • Stock Loans and REPOs 103: Tracking and Adjustments