• Video—Introducing the UI 4.0

    Watch this short, introductory video to learn more about all of these benefits and see a demonstration of the new UI.
  • How to Upgrade to the UI 4.0

    The UI 4.0 is available to all current CTM users. Follow the steps below to get access: Go to https://ctmweb.omgeo.net (Production) or https://ctmwebct.omgeo.net (Client Test). Log in using your existing CTM User ID and Password. You will be logged into the new UI. Your User ID will be permissioned with the same actions you have available when logged into your existing...
  • Features and Functionality of the UI 4.0

    In the below table you can see which functionality is available now and when additional functionality will be added. Any functionality not yet included in the CTM UI 4.0 can still be accessed using older versions of the UI. Feature/Functionality  Available Now Scheduled for 2018 Support of Equity and Debt Trades x   Trade actions: Force Pair, Force Match, Reject,...
  • Documentation—UI 4.0

    Find below our Product Release Information documents for all UI 4.0 releases to date, detailing the functionality added with each release. The most recent release, Release 6, was made available in November 2017. Product Release Information: UI 4.0 Release 6 (Release 5 was merged with Release 6) Product Release Information: UI 4.0 Release 4 Product Release Information: UI 4.0 Release...
  • Triparty Exposure Detail Screen

    The Triparty Exposure Detail screen is the complete Triparty record. The screen provides various details including enrichment information, instructions sent to the Triparty agent (MT527), and any Triparty agent status updates already received via MT558 message. The Triparty Exposure Detail screen is labled with an MTU system generated unique Transaction ID...
  • EOD CSV Sample

    EOD Sample CSV File
  • Adjustments to a Required Participants Fund Deposit

    DTC may increase the Required Participants Fund Deposit of a Participant as provided in Rule 9(A), including due to a credit, market, operational, or other concern regarding the Participant. For illustrative purposes, typically, the following factors may be taken into consideration for such an increase: The Participant’s liquidity arrangements, The Participant’s overall financial...
  • Memo Segregation DO Reason Codes

    The following is a listing of descriptions of the reason codes referred to in the “Memo Segregation” section above. 10 (Stock Loan) 11 (Stock Loan Reclaim-DK) 12 (Stock Loan Reclaim-Wrong Quantity) 13 (Stock Loan Reclaim-Wrong Security) 14 (Stock Loan Reclaim-Wrong Money) 15 (Stock Loan Reclaim-Partial) 16 (Stock Loan Reclaim-Needs Account Information) 17 (Stock Loan...
  • NSCC Equity Trade Capture Fee Descriptions

    Units (fee ID 2481) Units is a tiered fee that decreases as unit volume increases. Rate Tier (items) $0.021593 0 to 35,000 $0.001197 35,001 to 42,000,000 $0.000628 More than 42,000,001 Units is the gross number of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC deducts non-DTCC settling trades (“Z” trades),...
  • CMU FAQs

    The CMU team here at DTCC™ Learning have compiled a list of frequently asked questions that you yourself may be asking.  Please read the CMU FAQs and let us know if you have any questions. Click here to see the CMU FAQs online; or Click here to download a copy in a guide format.
  • CMU RTTM Web User Guide

    The Real-Time Trade Matching System (RTTM) increases the efficiency of trade operations and reduces your firm’s clearing and settlement risk. All activity is validated and matched in real-time, so processing time is reduced to a fraction of what it had taken in the past. The latest development in the evolution of Real-Time Trade Matching is CMU RTTM Web. This browserbased interface is...
  • CMU CSV Trade Batch Upload Quick Reference Guide

    In extraordinary situations, when a participant who submits MQ MT515 trade messages is not able to submit trades to RTTM® via interactive messaging, DTCC™ CNS Operations will enable access to the CSV Trade Batch Upload screen.  This screen will allow for trades, stored in a CSV file, to be uploaded to the CMU website and submitted to RTTM®. This guide will review the CSV upload...
  • CMU FAQs

    The CMU team here at DTCC™ Learning have compiled a list of frequently asked questions that you yourself may be asking.  Please read the CMU FAQs and let us know if you have any questions. Click here to see the CMU FAQs online; or Click here to download a copy in a guide format.
  • New CMU Learner – CMU RTTM Super Access Coordinator

    The purpose of this document is to describe how to use the Customer Registration System (CRS) as a Super Access Coordinator or Access Coordinator to provision Operator ID’s with CMU RTTM® products. Super Access Coordinator- You are able to create/modify/delete Super Access Coordinator, Access Coordinator or Operator ID’s. Access Coordinator- You are able to create/modify/delete...
  • FICC’s GSD Risk Management Overview Webinar

    Course Description The services offered by GSD provides risk mitigation benefits and operational efficiencies to GSD’s members by offering automated, binding comparison of trades, multilateral netting of trades, and guaranteed settlement of all compared trades submitted by netting members.  This webinar provides an overview of key risk management points they need to know. ...
  • Delivery vs. Payment (DVP) Service Overview Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar includes overview of the Fixed Income Clearing Corporation, FICC’s Government Securities Division and related DVP...
  • DVP RTTM System Navigation Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar shows learners how to use FICC’s RTTM® system for DVP processing.  What You Will Learn: At the...
  • DVP Reports Overview Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar shows learners how to access, identify, and explain all elements of DVP reporting provided by FICC’s GSD. ...
  • General Collateral Finance (GCF) Repo Service Overview Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar includes overview of the Fixed Income Clearing Corporation, FICC’s Government Securities Division and GCF Repo®...
  • GCF Repo RTTM System Navigation Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar shows learners how to use FICC’s RTTM® system for DVP processing.    What You Will Learn: At the...
  • GCF Repo Service Reports Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar shows learners how to access, identify, and explain all elements of GCF reporting provided by FICC’s GSD. ...
  • DVP RTTM WFE RAC User Guide

    Each firm must delegate at least one Remote Access Coordinator to provide initial access and privileges for all employees who will use the GSD RTTM® Web Front End (WFE) application. This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in the GSD DVP RTTM® WFE, including how to: Add a New User Reset a...
  • GCF RTTM WFE RAC User Guide

    Each firm must delegate at least one Remote Access Coordinator to provide initial access and privileges for all employees who will use the GCF RTTM® Web Front End (WFE) application This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in the GCF RTTM® WFE, including how to: Add a New User Reset a Password Inquire or...
  • Clearing Fund Management (CFM) Quick Reference Guide

    The Clearing Fund Management (CFM) application allows you to view your clearing fund requirements and to calculate the effect on the fund of depositing a specific security. GSD and MBSD customers can access real-time information. The benefits include: Real-time access to the Clearing Fund requirement and deposits Ability to calculate the Clearing Fund required deposit value based on...
  • CFM Quick Reference Guide

    The Clearing Fund Management (CFM) application allows you to view your clearing fund requirements and to calculate the effect on the fund of depositing a specific security. GSD and MBSD customers can access real-time information. The benefits include: Real-time access to the Clearing Fund requirement and deposits Ability to calculate the Clearing Fund required deposit value based on...
  • MBS RTTM Remote Access Coordinator User Guide

    Each firm must delegate a Remote Access Coordinator(s) to provide initial access and privileges for all employees who require access to the MBS RTTM® Web Front End (WFE) application. This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in MBS RTTM WFE, including how to: Add a New User Reset a Password Inquire or...
  • Documentation—OASYS Direct and Workstation 8.0

    Use the documents in the following table to learn more about version 8.0.  Direct  Workstation 
  • Documentation—inSITE

  • Documentation—Confirm Archive

  • Evolution of ETF Clearing

    The Depository Trust & Clearing Corporation has worked diligently over the past 20+ years to innovate and modernize its range of ETF products and services. On January 22, 1993, DTCC cleared and settled the first trades placed on ETFs. Fast-forward nearly 25 years later, the ETF industry has matured both in terms of product availability and assets under management with the latter...
  • What is L1 pairing?

    L1 pairing is the comparison by CTM of mandatory minimum set of critical data fields on two sides of a trade. All L1 components must pair before proceeding to L2 matching.
  • Which fields does CTM evaluate during L1 pairing (EQU/DBT trades)?

    The below table lists the L1 pairing fields on blocks and allocations and whether these fields are mandatory or optional. Field Name Mandatory/Optional? Further Information TradeLevel (Block)   Block UTI Optional Will be made available with the CTM Functional Release 1 2018 scheduled for Q1 2018. Buy/Sell...
  • Global Portal Fact Sheet

  • Should "Price" be used for L1 pairing?

    When setting your matching profile criteria, you can optionally set Deal Price as an L1 pairing field however if applied, this means that only trades with the exact same price can pair. This usually results in NOT MATCHED (NMAT) blocks.   We recommend that you configure Deal Price as an L2 matching field. That way, if there is a difference in the price field...
  • How does the CTM matching process use tie-breakers?

    If during the matching process, the CTM service finds more than one counterparty component with all L1 pairing fields equivalent to your component, it evaluates an L1 tie-breaker field to choose among the pairing candidates as follows: The value of your counterparty's L1 tie-breaker field must match yours exactly for the trade components to pair. If the L1 tie-breaker field for more than...
  • Matching Process

    L1 Pairing FAQs    L2 Matching                         
  • What is L2 matching?

    Level 2 (L2) matching ensures that selected fields, such as trade amounts and broker commissions, are within the tolerance the investment manager has specified. L2 matching enables investment managers to customize the matching process to meet their business needs. They select the fields to match from the list of eligible L2 matching fields and decide the matching rules and tolerances for each...
  • Do I need a default matching profile? If so, how do I create one?

    Yes. In order to match trades through the CTM platform you need to have at least one default matching profile for each asset class you trade in. You create and update profiles using the Maintain Matching Profiles (MMP) tool available in the CTM Client-Facing Dashboard. For more information, visit CTM Client-Facing Dashboard.
  • Am I limited to default matching profiles only?

    No. There are three types of matching profiles available for use: 1. Named matching profiles are the most flexible because they are based on criteria you design, such as counterparty, settlement location and security type. 2. Currency-specific matching profiles indicate rules and tolerances for specific currencies. 3. Default matching profiles are required for each asset class.   The...
  • What are the matching tolerance options I can set on fields in my matching profile?

    The below table describes the matching tolerance option codes you can set on the eligible fields in a matching profile. Code Description Parameter 1 Parameter 2 Notes EXCT Exact Match Not applicable Not applicable Tolerance values are disallowed PTOL1  Percentage Tolerance Above/Below Not applicable Use this code to provide an acceptable over-under percentage...
  • When I specify a minimum/maximum tolerance on my default matching profile, is it based on the locally traded currency or the settlement currency?

    Except for SettlementAmount on the TradeDetail, all amounts are based on the traded currency. To match on Settlement Amount in a different currency, your broker/dealer counterparty must be a CTM user.
  • Is currency fluctuation factored in with the minimum/maximum tolerance type?

    No. The value specified in the minimum/maximum specification remains static. DTCC recommends that you update your matching profiles on a regular basis to reflect currency movement.
  • How do I create and edit matching profiles?

    All matching profiles are created and maintained using the Maintain Matching Profiles (MMP) tool available in the CTM Client-Facing Dashboard, which you can access using the following links: Production: https://ctmclientdashboard.omgeo.net Client Test: https://ctmclientdashboard-ct.omgeo.net For more information on using the Dashboard and view instructional videos, visit CTM...
  • What fields and tolerances does DTCC recommend that I use for matching?

    Because each client's business models and requirements are unique, DTCC cannot provide explicit guidance regarding which fields and tolerances are best to use. DTCC, however, recommends the following common practices for investment managers and hedge fund managers: Set up a default matching profile for each asset class you trade through the CTM platform Set up a currency matching profile...
  • What does the TradeTransactionConditionIndicator field do? What happens if I activate it in a matching profile?

    The TradeTransactionConditionIndicator field (Trade Confition field in the Maintain Matching Profiles (MMP) tool) specifies trade conditions. If you use the settlement notification functionality available through the CTM platform, you can display the trade condition values DIRT (dirty) or CLEN (clean) in SWIFT messages. Your trade conditions appear in SWIFT messages only if your...
  • Does the CTM platform support cross-settlement channel matching for differing PSET values?

    Cross-settlement channel matching is a special feature for PSET. If either party submits CEDELULL (Clearstream Banking) and the counterparty submits MGTCBEBE (Euroclear) in the PSET field, the CTM platform does the following: L2 successfully matches Sets the FieldLevelMatchStatus to MATCHED (MACH)   CTM treats the following PSET field value...
  • Using the Message Translation Interface (MTI), can I match on Trade Commissions for a block trade?

    As an MTI client, submit trade allocation details, including any allocation commissions, in your MTI file. The CTM platform automatically generates a TradeLevel based on these allocations, and calculates TotalBlockCommission as the sum of all commissions from those allocations. Since TotalBlockCommission is a calculated field, you cannot force-match the field to correct a...
  • I have a trade that has MISMATCHED on several fields. Can I force-match just one of the fields or do I have to force-match all of them?

    A force-match applies to MISMATCHED fields on a trade. To change one of your MISMATCHED fields, you can amend that value on your trade side.
  • I want to match on Settlement Amount, but my broker counterparties typically only populate Settlement Amount when it's not the same as the Net Cash Amount. How can I consistently match on Settlement Amount?

    Toa ddress issues with matching on SettlementAmount, use the optional subscription SAL2, which controls whether the CTM platform applies L2 on the SettlementAmount field at the allocation/confirmation (TradeDetail). The following two scenarios outline business cases when conditional matching rules apply.   Scenario 1 You do not provide a SettlementAmount value and...
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DTDs for the ALERT Direct Interface Version 4.1 for Broker/Dealers

A zip file containing the DTDs for the ALERT Broker/Dealer Direct Interface: Get_Legal_Entity_Inf ...
In ALERT® Broker/Dealer Direct Downloads: 658

ACATS Mutual Fund Registration Input (FR) - Variable

View the ACATS variable mutual fund registration input (FR) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 5

DDR Onboarding Pack

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other onb ...
In USA / Canada (DDR) Downloads: 726

DDRS Onboarding pack

Singapore (MAS) only. OTC Core only. Credit, FX and Rates. ZIP of PDF, XLS and Word docs. User agree ...
In Singapore / Australia (DDRS) Downloads: 261

DDRS Onboarding Pack ASSET MANAGERS

Singapore (MAS) only. OTC Core only. Credit, FX and Rates. ZIP of PDF, XLS and Word docs. User agree ...
In Singapore / Australia (DDRS) Downloads: 198

ALERT Market/Business Rules

The Market/Business Rules describe ALERT platform market-specific best practices. This content is de ...
In ALERT® Market/Business Rules Downloads: 1926

GMEI Bulk Registration and Renewal User's Guide for Templates v 5.4

This document describes how to register and renew entities for LEIs in bulk using the GMEI utility. ...
In GMEI Utility Downloads: 687

CBRS User Guide v 7.0

This User Guide provides details of CBRS and its functionality. Also included in this User Guide are ...
In CBRS User Guides & FAQ Documents Downloads: 171

Liquidity Coverage Ratio (LCR) Data Service User's Guide

User's Guide DTCC's DataPro Liquidity Coverage Ratio (LCR) Data Service. ...
In LCR Data Service Downloads: 424

DTCC CA Transformation Monthly Industry Call - January 2018 Presentation

Includes Project Timeline and Schedule, Key Milestones 2016-2018, ISO 20022 Message Availability, CC ...
In Industry Calls Downloads: 19

ACATS Transfer Input (TI) RJE - Fixed

View the ACATS fixed transfer input (TI) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 6

ACATS Mutual Fund Registration Input (FR) RJE - Fixed

View the ACATS fixed mutual fund registration input (FR) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 6

DDRL HKMA Onboarding Pack

Hong Kong (HKMA) only. OTC Core only. FX and Rates. ZIP of PDF, XLS and Word docs. User agreements a ...
In Hong Kong (DDRL) Downloads: 227

ACATS Asset Input (AT) - Variable

View the ACATS variable asset input (AT) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 10

ACATS Asset Input (AT) RJE - Fixed

View the ACATS fixed asset input (AT) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 4

ACATS Transfer Input (TI) - Variable

View the ACATS variable transfer input (TI) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 7

inSITE: User Guide for CTM Trades

Describes how broker/dealers can use the inSITE user interface to upload disclosure documents, and s ...
In inSITE™ Downloads: 970

Common Reference Data

Contains a cumulative listing of the allowed field values in the CTM service. ...
In Data Reference Downloads: 4339

FIX 4.4 Interface Message Specification: Broker/Dealers (Current)

Describes the fully-automated, push-enabled FIX 4.4 interface for broker/dealers using the CTM servi ...
In Financial Information eXchange (FIX) Downloads: 1758

TIW Market Report FAQs

This document contains answers to  frequently asked questions related to TIW Market reports ...
In TIW Market Reports Downloads: 666

Record Layout: Enhanced ETF Create and Redeem Instruction Input MRO: DATATRAK Production 11300/PSE 41300

This document shows the record layout for the Enhanced ETF Create and Redeem Instruction Input MRO: ...
In NSCC File Formats for ETF Downloads: 9

Record Layout: Enhanced ETF Create and Redeem Instruction Print Image Report: AutoRoute Production 02260291/PSE 02980291

This document shows the record layout for the Enhanced ETF Create and Redeem Instruction Print Image ...
In NSCC File Formats for ETF Downloads: 9

GTR Learning Center Quick Start Guide

In Membership (GTR) Downloads: 2087

ALERT® Global Custodian 1.0 Direct XML Message Specification

Contains the messages, data dictionary, and error codes for a the ALERT Direct client interface for ...
In ALERT® GC Direct Downloads: 1094

DDRS Onboarding Pack THIRD PARTY PROVIDER

Singapore (MAS) only. OTC Core only. Credit, FX and Rates. ZIP of XLS and Word docs. User agreement ...
In Singapore / Australia (DDRS) Downloads: 112

ALERT Platform Broker/Dealer Direct Interface 4.0 DTDs

A zip file of the Data Type Descriptors (DTDs) in Production. ...
In ALERT® Broker/Dealer Direct Downloads: 514

ALERT Common Reference Data

Provides tables of values for certain fields used in the ALERT platform's Web and Direct interfaces ...
In ALERT® Product Guide Downloads: 3084

ACATS Shortened Cycle Working Group Meeting Notes - January 17, 2018

The ACATS Shortened Cycle Working Group provides an interactive forum for firms to engage with each ...
In ACATS Business Documents Downloads: 3

ACATS Shortened Cycle Working Group Meeting Notes - January 31, 2018

The ACATS Shortened Cycle Working Group provides an interactive forum for firms to engage with each ...
In ACATS Business Documents Downloads: 2

Confirm Trade Input Message Specification

Describes the format of input messages for the TradeSuite ID service. ...
In TradeSuite ID 8.0 Downloads: 1614

Confirm Trade Output Message Specification

Describes the format of output messages for the TradeSuite ID service. ...
In TradeSuite ID 8.0 Downloads: 1556

EMIR RTS 2.0 Production Defects List

This spreadsheet contains list of the currently known defects in Production for EMIR RTS 2.0 Release ...
In production_defect_list Downloads: 2293

GTR Global Portal Fact Sheet

This fact sheet describes the value and benefits of the GTR Global Portal!  ...
In Global Portal Fact Sheet Downloads: 22

Integration Guide (8.0)

Describes how to integrate the OASYS service with your in-house trading system. ...
In Direct 8 Downloads: 57

Fund/SERV Technical Guide Chapter 8

This section of the Fund/SERV Technical guide provides information on processing transactions using ...
In Fund/SERV® Guides Downloads: 58

Fund/SERV Technical Guide Chapter 6

This section of the Fund/SERV Technical guide covers supporting documentation ...
In Fund/SERV® Guides Downloads: 88

GTR EMIR RTS 2.0 Report Tutorial

This document provides information on how to use GTR Reports for Portfolio Reconciliation. It provid ...
In Global Trade Repository Downloads: 972

MBSD Operational Novation Report Guide

The MBSD has introduced eight new reports with the launch of MBS Operational Novation. This guide ex ...
In MBS Novation Downloads: 15

Benchmarks Trade Analytics System Requirements

This document contains certified hardware and software environment requirements for the Benchmarks T ...
In Benchmarks™` Downloads: 830

DDRL EMIR Onboarding Pack

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 6 ...
In Europe (DDRL) Downloads: 1144

DDR Onboarding Pack ASSET MANAGERS

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other for ...
In USA / Canada (DDR) Downloads: 220

DDRL EMIR Onboarding Pack ASSET MANAGERS

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 6 ...
In Europe (DDRL) Downloads: 676

DDRL HKMA Onboarding Pack (ASSET MANAGERS)

Hong Kong (HKMA) only. OTC Core only. FX and Rates. ZIP of PDF, XLS and Word docs. User agreements a ...
In Hong Kong (DDRL) Downloads: 97

GTR Inactive/ Active LEI Data

This current list of LEI’s details which LEI's are being processed by GTR as inactive and acti ...
In Active_inactive_LEI_data Downloads: 374

GMEI Utility Portal User's Guide

This document describes how to use the GMEI utility portal to register and renew entities.  ...
In GMEI Utility Downloads: 1189

Rates Supported Templates

Cross-jurisdiction.OTC Core only. Rates only. Contains templates for the creation of Interest Rates ...
In Rates Downloads: 7148

Rates Future Template

Cross-jurisdiction. OTC Core only. Rates only. ZIP of XLS docs. Guide and components for the creatio ...
In Future Templates Downloads: 1839

Commodities Future Templates

Cross-jurisdiction. OTC Core only. Commodities only. ZIP of XLS docs. Guide and components for the c ...
In Future Templates Downloads: 1283

Security Master File Data Service - MMI Intraday File - File Specification

The MMI Intraday File is a consolidation of the existing MMIMST and MMIECM files into a comprehensiv ...
In Security Master File Data Services Downloads: 269

MAS/ASIC Re-Arch: Project Milestones

GTR MAS/ASIC Re-Architecture project milestones. ...
In MAS/ASIC Downloads: 39

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Image Course Name Category Enroll
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services
Global Trade Repository: User Foundation Training for EMIR-RTS 2/EU Lite
This program is intended for individuals at firms that are responsible for creating,maintaining and troubleshooting their CSV upload file to GTR. It is not intended for firms that upload via FpML. It should take approximately 2 hours to complete the program.
Global Trade Repository
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
Reorganization Service 304: Positional Removal Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.
Corporate Actions
Reorganization Service 305: RTOP Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.
Corporate Actions
Withdrawals Service 201: Preparing to Make a Withdrawal-by-Transfer
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the necessary steps prior to making a Withdrawal-by-Transfer.
Dividend and Income Processing
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
GTR (NAT): Collateral Service (ASIC Only)
This New Account Training will provide you with: 1- An overview of the Collateral service and its associated reports. For ASIC reporting only. 2- Collateral Link and Collateral Value submission video tutorials and simulation-based assessments. - This course does not contain EMIR RTS 2 updates -
Global Trade Repository
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services
GTR (NAT): OTC Core Service - (MAS, ASIC, CFTC, Canada, JFSA)
This New Account Training will provide you with: 1- An overview of the GTR OTC Core service and its associated reports. Cross jurisdictional. 2- Rates, FX and Credit trade submission video tutorials and simulation-based assessments. - This course does not contain EMIR RTS 2 or HKMA phase 2 updates -
Global Trade Repository
Withdrawals Service 101: Introduction to DTC Withdrawals Service
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the importance, benefits, and operations of DTC's Withdrawals Service.
Dividend and Income Processing
ALERT® for Broker Dealers - Securities
The ALERT® for Broker/Dealers Training Curriculum will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
CTM™
ALERT® for Broker Dealers – FX and Cash
The ALERT® for Broker/Dealers – FX and Cash will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
Corporate Actions (CA) Web Data Services - New User Training
The Corporate Action (CA) Web - New User Training course will provide you with an overview of CA Web service, as well as demonstrating how to search and view corporate action events.
Corporate Actions (CA) Web Data Service
Global Trade Repository: User Foundation Training for HKMA Phase 2
DTCC Learning’s Global Trade Repository (GTR) User Foundation and Certification program is designed to provide registrants with an in-depth knowledge of the GTR and how it facilitates HKMA regulatory reporting of derivatives transactions.
Global Trade Repository
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
EU Lite Assessment Test New Template
EU Lite Assessment Test New Template
Course Development (Not Live)
Event Name Info Date & Time Enroll Add to Cal Action
How to get the learning content you need from the GTR Learning Center April 25, 2018

Webinar

Wednesday, April 25, 2018 -

Wednesday, April 25, 2018

9:00 am - 9:30 am America/New_York

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How to get the learning content you need from the GTR Learning Center March 28, 2018

Webinar

Wednesday, March 28, 2018 -

Wednesday, March 28, 2018

9:00 am - 9:30 am America/New_York

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How to get the learning content you need from the GTR Learning Center February 21, 2018

Webinar

Wednesday, February 21, 2018 -

Wednesday, February 21, 2018

9:00 am - 9:30 am America/New_York

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