• Quality Control Reports

    The TradeSuite ID service provides agents, brokers, and institutions with monthly online quality control reports to allow them to compare performance against that of the industry. Sample reports enable users to see how to access useful information online. For more information, access the Quality Control Reports.    
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 6.4 on Windows 7

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net/my.policy using Internet Explorer 11 b. Follow the IE 11...
  • Support with Your OASYS F5 SSLVPN Device Upgrade

    If you experience any technical difficulties with your OASYS Workstation F5 Upgrade or if you have any additional questions, please contact our Client Center at www.dtcc.com/client-center. Our support engineers are available to answer your call 24 hours a day, 6 days a week.
  • Margin Transit Utility (MTU) Onboarding

    This process describes the preliminary areas that need to be addressed in order for a client to subscribe to MTU. It focuses on the overall aspects of the Client engagement and Integration planning stages of the implementation process. A Client’s Relationship Manager (RM) and a dedicated Integration team operating in the client’s region guides the client through the entire...
  • Liquidity

    DataPro | Liquidity data services deliver a consolidated source of cross-asset class and anonymized transaction data that enables fast and efficient access to settled transaction pricing data. The services can increase market transparency and understanding of liquidity for some of the more complex securities.
  • Security Reference

    DataPro | Security Reference data services deliver descriptive data elements for more than 4 million DTC-eligible securities and 1,800 U.S.-listed ETFs. The services enable fast and consolidated data access to increase operational efficiency and decision support.
  • Announcement

    DataPro | Announcement data services deliver an authoritative and consolidated source of corporate action and legal notice announcements and alerts for DTC-eligible securities. The services provide timely access to documentation as well as descriptive detail behind key corporate activity. Corporate Actions ISO 20022 Messaging Data Service Corporate Actions Web Data Service Legal Notice...
  • Risk

    DataPro | Risk data services deliver anonymized and aggregated data perspectives designed to help firms monitor risk exposure across several views including time, sub asset class and in comparison to the overall market. The services provide access to highly contextualized views of the market to enhance performance tracking.
  • Market & Benchmarks Analytics

    DataPro | Market & Benchmark Analytics data services deliver firm-specific transaction data and market aggregates across asset classes to provide fast access to timely industry performance benchmarks. The services can increase transparency and enable actionable insights.
  • TradeHub F5 SSLVPN Device Upgrade

    DTCC is committed to provide secure and efficient access to TradeHub users. Since F5 Fire Pass is out of support we've upgraded the F5 SSL VPN device to BIG IP Edge to improve security when connecting to our service. As a result TradeHub users will need to take appropriate actions before the deadline to avoid disruption and loss of connection to TradeHub in Production. Client Action TradeHub...
  • ALERT Videos for Investment Managers and Hedge Funds

  • ALERT Videos for Broker/Dealers

  • ALERT Videos for Global Custodians & Prime Brokers

  • GTR Re-Architecture Fact Sheet

     
  • Benchmarks for OASYS for Investment Managers Videos

  • Benchmarks for OASYS for Broker/Dealers Videos

  • Benchmarks for CTM Videos

  • Video—Introducing the UI 4.0

    Watch this short, introductory video to learn more about all of these benefits and see a demonstration of the new UI.
  • How to Upgrade to the UI 4.0

    The UI 4.0 is available to all current CTM users. Follow the steps below to get access: Go to https://ctmweb.omgeo.net (Production) or https://ctmwebct.omgeo.net (Client Test). Log in using your existing CTM User ID and Password. You will be logged into the new UI. Your User ID will be permissioned with the same actions you have available when logged into your existing...
  • Features and Functionality of the UI 4.0

    In the below table you can see which functionality is available now and when additional functionality will be added. Any functionality not yet included in the CTM UI 4.0 can still be accessed using older versions of the UI. Feature/Functionality  Available Now Scheduled for 2018 Support of Equity and Debt Trades x   Trade actions: Force Pair, Force Match, Reject,...
  • Documentation—UI 4.0

    Find below our Product Release Information documents for all UI 4.0 releases to date, detailing the functionality added with each release. The most recent release, Release 6, was made available in November 2017. Product Release Information: UI 4.0 Release 6 (Release 5 was merged with Release 6) Product Release Information: UI 4.0 Release 4 Product Release Information: UI 4.0 Release...
  • Triparty Exposure Detail Screen

    The Triparty Exposure Detail screen is the complete Triparty record. The screen provides various details including enrichment information, instructions sent to the Triparty agent (MT527), and any Triparty agent status updates already received via MT558 message. The Triparty Exposure Detail screen is labled with an MTU system generated unique Transaction ID...
  • EOD CSV Sample

    EOD Sample CSV File
  • Adjustments to a Required Participants Fund Deposit

    DTC may increase the Required Participants Fund Deposit of a Participant as provided in Rule 9(A), including due to a credit, market, operational, or other concern regarding the Participant. For illustrative purposes, typically, the following factors may be taken into consideration for such an increase: The Participant’s liquidity arrangements, The Participant’s overall financial...
  • Memo Segregation DO Reason Codes

    The following is a listing of descriptions of the reason codes referred to in the “Memo Segregation” section above. 10 (Stock Loan) 11 (Stock Loan Reclaim-DK) 12 (Stock Loan Reclaim-Wrong Quantity) 13 (Stock Loan Reclaim-Wrong Security) 14 (Stock Loan Reclaim-Wrong Money) 15 (Stock Loan Reclaim-Partial) 16 (Stock Loan Reclaim-Needs Account Information) 17 (Stock Loan...
  • NSCC Equity Trade Capture Fee Descriptions

    Units (fee ID 2481) Units is a tiered fee that decreases as unit volume increases. Rate Tier (items) $0.021593 0 to 35,000 $0.001197 35,001 to 42,000,000 $0.000628 More than 42,000,001 Units is the gross number of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC deducts non-DTCC settling trades (“Z” trades),...
  • CMU FAQs

    The CMU team here at DTCC™ Learning have compiled a list of frequently asked questions that you yourself may be asking.  Please read the CMU FAQs and let us know if you have any questions. Click here to see the CMU FAQs online; or Click here to download a copy in a guide format.
  • CMU RTTM Web User Guide

    The Real-Time Trade Matching System (RTTM) increases the efficiency of trade operations and reduces your firm’s clearing and settlement risk. All activity is validated and matched in real-time, so processing time is reduced to a fraction of what it had taken in the past. The latest development in the evolution of Real-Time Trade Matching is CMU RTTM Web. This browserbased interface is...
  • CMU CSV Trade Batch Upload Quick Reference Guide

    In extraordinary situations, when a participant who submits MQ MT515 trade messages is not able to submit trades to RTTM® via interactive messaging, DTCC™ CNS Operations will enable access to the CSV Trade Batch Upload screen.  This screen will allow for trades, stored in a CSV file, to be uploaded to the CMU website and submitted to RTTM®. This guide will review the CSV upload...
  • CMU FAQs

    The CMU team here at DTCC™ Learning have compiled a list of frequently asked questions that you yourself may be asking.  Please read the CMU FAQs and let us know if you have any questions. Click here to see the CMU FAQs online; or Click here to download a copy in a guide format.
  • New CMU Learner – CMU RTTM Super Access Coordinator

    The purpose of this document is to describe how to use the Customer Registration System (CRS) as a Super Access Coordinator or Access Coordinator to provision Operator ID’s with CMU RTTM® products. Super Access Coordinator- You are able to create/modify/delete Super Access Coordinator, Access Coordinator or Operator ID’s. Access Coordinator- You are able to create/modify/delete...
  • FICC’s GSD Risk Management Overview Webinar

    Course Description The services offered by GSD provides risk mitigation benefits and operational efficiencies to GSD’s members by offering automated, binding comparison of trades, multilateral netting of trades, and guaranteed settlement of all compared trades submitted by netting members.  This webinar provides an overview of key risk management points they need to know. ...
  • Delivery vs. Payment (DVP) Service Overview Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar includes overview of the Fixed Income Clearing Corporation, FICC’s Government Securities Division and related DVP...
  • DVP RTTM System Navigation Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar shows learners how to use FICC’s RTTM® system for DVP processing.  What You Will Learn: At the...
  • DVP Reports Overview Webinar

    Course Description The DVP Service offered by FICC’s Government Securities Division (GSD) supports and facilitates the submission, comparison, risk management, netting and settlement of trades executed by its Members in the U.S. Government securities market.  This webinar shows learners how to access, identify, and explain all elements of DVP reporting provided by FICC’s GSD. ...
  • General Collateral Finance (GCF) Repo Service Overview Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar includes overview of the Fixed Income Clearing Corporation, FICC’s Government Securities Division and GCF Repo®...
  • GCF Repo RTTM System Navigation Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar shows learners how to use FICC’s RTTM® system for DVP processing.    What You Will Learn: At the...
  • GCF Repo Service Reports Webinar

    Course Description The GCF Repo® service enables dealers to trade general collateral repos, based on rate, term, and underlying product, throughout the day without requiring intra-day, trade-for-trade settlement on a Delivery-versus-Payment (DVP) basis.  This webinar shows learners how to access, identify, and explain all elements of GCF reporting provided by FICC’s GSD. ...
  • DVP RTTM WFE RAC User Guide

    Each firm must delegate at least one Remote Access Coordinator to provide initial access and privileges for all employees who will use the GSD RTTM® Web Front End (WFE) application. This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in the GSD DVP RTTM® WFE, including how to: Add a New User Reset a...
  • GCF RTTM WFE RAC User Guide

    Each firm must delegate at least one Remote Access Coordinator to provide initial access and privileges for all employees who will use the GCF RTTM® Web Front End (WFE) application This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in the GCF RTTM® WFE, including how to: Add a New User Reset a Password Inquire or...
  • Clearing Fund Management (CFM) Quick Reference Guide

    The Clearing Fund Management (CFM) application allows you to view your clearing fund requirements and to calculate the effect on the fund of depositing a specific security. GSD and MBSD customers can access real-time information. The benefits include: Real-time access to the Clearing Fund requirement and deposits Ability to calculate the Clearing Fund required deposit value based on...
  • CFM Quick Reference Guide

    The Clearing Fund Management (CFM) application allows you to view your clearing fund requirements and to calculate the effect on the fund of depositing a specific security. GSD and MBSD customers can access real-time information. The benefits include: Real-time access to the Clearing Fund requirement and deposits Ability to calculate the Clearing Fund required deposit value based on...
  • MBS RTTM Remote Access Coordinator User Guide

    Each firm must delegate a Remote Access Coordinator(s) to provide initial access and privileges for all employees who require access to the MBS RTTM® Web Front End (WFE) application. This document should be reviewed by the Remote Access Coordinator (RAC). It explains, in detail, the User Security function in MBS RTTM WFE, including how to: Add a New User Reset a Password Inquire or...
  • Documentation—OASYS Direct and Workstation 8.0

    Use the documents in the following table to learn more about version 8.0.  Direct  Workstation 
  • Documentation—inSITE

  • Documentation—Confirm Archive

  • Evolution of ETF Clearing

    The Depository Trust & Clearing Corporation has worked diligently over the past 20+ years to innovate and modernize its range of ETF products and services. On January 22, 1993, DTCC cleared and settled the first trades placed on ETFs. Fast-forward nearly 25 years later, the ETF industry has matured both in terms of product availability and assets under management with the latter...
  • What is L1 pairing?

    L1 pairing is the comparison by CTM of mandatory minimum set of critical data fields on two sides of a trade. All L1 components must pair before proceeding to L2 matching.
  • What fields does CTM evaluate during L1 pairing?

    The below table lists the L1 pairing fields on blocks and allocations and whether these fields are mandatory or optional. Field Name Mandatory/Optional? Further Information TradeLevel (Block)   Buy/Sell Indicator  Mandatory   DealPrice Optional  Available as an optional L1 pairing field. Otherwise CTM uses this field as a...
  • Global Portal Fact Sheet

Load more results

Load more results

DTDs for the ALERT Direct Interface Version 4.1 for Broker/Dealers

A zip file containing the DTDs for the ALERT Broker/Dealer Direct Interface: Get_Legal_Entity_Inf ...
In ALERT® Broker/Dealer Direct Downloads: 654

ACATS Mutual Fund Registration Input (FR) - Variable

View the ACATS variable mutual fund registration input (FR) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 5

DDR Onboarding Pack

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other onb ...
In USA / Canada (DDR) Downloads: 724

DDRS Onboarding pack

Singapore (MAS) only. OTC Core only. Credit, FX and Rates. ZIP of PDF, XLS and Word docs. User agree ...
In Singapore / Australia (DDRS) Downloads: 257

DDRS Onboarding Pack ASSET MANAGERS

Singapore (MAS) only. OTC Core only. Credit, FX and Rates. ZIP of PDF, XLS and Word docs. User agree ...
In Singapore / Australia (DDRS) Downloads: 197

ALERT Market/Business Rules

The Market/Business Rules describe ALERT platform market-specific best practices. This content is de ...
In ALERT® Market/Business Rules Downloads: 1920

GMEI Bulk Registration and Renewal User's Guide for Templates v 5.4

This document describes how to register and renew entities for LEIs in bulk using the GMEI utility. ...
In GMEI Utility Downloads: 685

CBRS User Guide v 7.0

This User Guide provides details of CBRS and its functionality. Also included in this User Guide are ...
In CBRS User Guides & FAQ Documents Downloads: 171

Liquidity Coverage Ratio (LCR) Data Service User's Guide

User's Guide DTCC's DataPro Liquidity Coverage Ratio (LCR) Data Service. ...
In LCR Data Service Downloads: 423

DTCC CA Transformation Monthly Industry Call - January 2018 Presentation

Includes Project Timeline and Schedule, Key Milestones 2016-2018, ISO 20022 Message Availability, CC ...
In Industry Calls Downloads: 19

ACATS Transfer Input (TI) RJE - Fixed

View the ACATS fixed transfer input (TI) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 6

ACATS Mutual Fund Registration Input (FR) RJE - Fixed

View the ACATS fixed mutual fund registration input (FR) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 6

DDRL HKMA Onboarding Pack

Hong Kong (HKMA) only. OTC Core only. FX and Rates. ZIP of PDF, XLS and Word docs. User agreements a ...
In Hong Kong (DDRL) Downloads: 227

ACATS Asset Input (AT) - Variable

View the ACATS variable asset input (AT) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 10

ACATS Asset Input (AT) RJE - Fixed

View the ACATS fixed asset input (AT) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 4

ACATS Transfer Input (TI) - Variable

View the ACATS variable transfer input (TI) record layouts. ...
In ACATS Modernization Input Record Layouts Downloads: 7

inSITE: User Guide for CTM Trades

Describes how broker/dealers can use the inSITE user interface to upload disclosure documents, and s ...
In inSITE™ Downloads: 968

Common Reference Data

Contains a cumulative listing of the allowed field values in the CTM service. ...
In Data Reference Downloads: 4323

FIX 4.4 Interface Message Specification: Broker/Dealers (Current)

Describes the fully-automated, push-enabled FIX 4.4 interface for broker/dealers using the CTM servi ...
In Financial Information eXchange (FIX) Downloads: 1755

TIW Market Report FAQs

This document contains answers to  frequently asked questions related to TIW Market reports ...
In TIW Market Reports Downloads: 659

Record Layout: Enhanced ETF Create and Redeem Instruction Input MRO: DATATRAK Production 11300/PSE 41300

This document shows the record layout for the Enhanced ETF Create and Redeem Instruction Input MRO: ...
In NSCC File Formats for ETF Downloads: 9

Record Layout: Enhanced ETF Create and Redeem Instruction Print Image Report: AutoRoute Production 02260291/PSE 02980291

This document shows the record layout for the Enhanced ETF Create and Redeem Instruction Print Image ...
In NSCC File Formats for ETF Downloads: 9

GTR Learning Center Quick Start Guide

In Membership (GTR) Downloads: 2084

ALERT® Global Custodian 1.0 Direct XML Message Specification

Contains the messages, data dictionary, and error codes for a the ALERT Direct client interface for ...
In ALERT® GC Direct Downloads: 1090

DDRS Onboarding Pack THIRD PARTY PROVIDER

Singapore (MAS) only. OTC Core only. Credit, FX and Rates. ZIP of XLS and Word docs. User agreement ...
In Singapore / Australia (DDRS) Downloads: 112

ALERT Platform Broker/Dealer Direct Interface 4.0 DTDs

A zip file of the Data Type Descriptors (DTDs) in Production. ...
In ALERT® Broker/Dealer Direct Downloads: 512

ALERT Common Reference Data

Provides tables of values for certain fields used in the ALERT platform's Web and Direct interfaces ...
In ALERT® Product Guide Downloads: 3074

ACATS Shortened Cycle Working Group Meeting Notes - January 17, 2018

The ACATS Shortened Cycle Working Group provides an interactive forum for firms to engage with each ...
In ACATS Business Documents Downloads: 3

ACATS Shortened Cycle Working Group Meeting Notes - January 31, 2018

The ACATS Shortened Cycle Working Group provides an interactive forum for firms to engage with each ...
In ACATS Business Documents Downloads: 2

Confirm Trade Input Message Specification

Describes the format of input messages for the TradeSuite ID service. ...
In TradeSuite ID 8.0 Downloads: 1612

Confirm Trade Output Message Specification

Describes the format of output messages for the TradeSuite ID service. ...
In TradeSuite ID 8.0 Downloads: 1555

EMIR RTS 2.0 Production Defects List

This spreadsheet contains list of the currently known defects in Production for EMIR RTS 2.0 Release ...
In production_defect_list Downloads: 2281

GTR Global Portal Fact Sheet

This fact sheet describes the value and benefits of the GTR Global Portal!  ...
In Global Portal Fact Sheet Downloads: 22

Integration Guide (8.0)

Describes how to integrate the OASYS service with your in-house trading system. ...
In Direct 8 Downloads: 54

Fund/SERV Technical Guide Chapter 8

This section of the Fund/SERV Technical guide provides information on processing transactions using ...
In Fund/SERV® Guides Downloads: 58

Fund/SERV Technical Guide Chapter 6

This section of the Fund/SERV Technical guide covers supporting documentation ...
In Fund/SERV® Guides Downloads: 88

GTR EMIR RTS 2.0 Report Tutorial

This document provides information on how to use GTR Reports for Portfolio Reconciliation. It provid ...
In Global Trade Repository Downloads: 971

MBSD Operational Novation Report Guide

The MBSD has introduced eight new reports with the launch of MBS Operational Novation. This guide ex ...
In MBS Novation Downloads: 15

Benchmarks Trade Analytics System Requirements

This document contains certified hardware and software environment requirements for the Benchmarks T ...
In Benchmarks™` Downloads: 825

DDRL EMIR Onboarding Pack

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 6 ...
In Europe (DDRL) Downloads: 1139

DDR Onboarding Pack ASSET MANAGERS

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other for ...
In USA / Canada (DDR) Downloads: 219

DDRL EMIR Onboarding Pack ASSET MANAGERS

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 6 ...
In Europe (DDRL) Downloads: 673

DDRL HKMA Onboarding Pack (ASSET MANAGERS)

Hong Kong (HKMA) only. OTC Core only. FX and Rates. ZIP of PDF, XLS and Word docs. User agreements a ...
In Hong Kong (DDRL) Downloads: 96

GTR Inactive/ Active LEI Data

This current list of LEI’s details which LEI's are being processed by GTR as inactive and acti ...
In Active_inactive_LEI_data Downloads: 372

GMEI Utility Portal User's Guide

This document describes how to use the GMEI utility portal to register and renew entities.  ...
In GMEI Utility Downloads: 1181

Rates Supported Templates

Cross-jurisdiction.OTC Core only. Rates only. Contains templates for the creation of Interest Rates ...
In Rates Downloads: 7141

Rates Future Template

Cross-jurisdiction. OTC Core only. Rates only. ZIP of XLS docs. Guide and components for the creatio ...
In Future Templates Downloads: 1836

Commodities Future Templates

Cross-jurisdiction. OTC Core only. Commodities only. ZIP of XLS docs. Guide and components for the c ...
In Future Templates Downloads: 1282

Security Master File Data Service - MMI Intraday File - File Specification

The MMI Intraday File is a consolidation of the existing MMIMST and MMIECM files into a comprehensiv ...
In Security Master File Data Services Downloads: 266

MAS/ASIC Re-Arch: Project Milestones

GTR MAS/ASIC Re-Architecture project milestones. ...
In MAS/ASIC Downloads: 39

Load more results

Image Course Name Category Enroll
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services
Global Trade Repository: User Foundation Training for EMIR-RTS 2/EU Lite
This program is intended for individuals at firms that are responsible for creating,maintaining and troubleshooting their CSV upload file to GTR. It is not intended for firms that upload via FpML. It should take approximately 2 hours to complete the program.
Global Trade Repository
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
Reorganization Service 304: Positional Removal Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.
Corporate Actions
Reorganization Service 305: RTOP Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.
Corporate Actions
Withdrawals Service 201: Preparing to Make a Withdrawal-by-Transfer
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the necessary steps prior to making a Withdrawal-by-Transfer.
Dividend and Income Processing
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
GTR (NAT): Collateral Service (ASIC Only)
This New Account Training will provide you with: 1- An overview of the Collateral service and its associated reports. For ASIC reporting only. 2- Collateral Link and Collateral Value submission video tutorials and simulation-based assessments. - This course does not contain EMIR RTS 2 updates -
Global Trade Repository
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services
GTR (NAT): OTC Core Service - (MAS, ASIC, CFTC, Canada, JFSA)
This New Account Training will provide you with: 1- An overview of the GTR OTC Core service and its associated reports. Cross jurisdictional. 2- Rates, FX and Credit trade submission video tutorials and simulation-based assessments. - This course does not contain EMIR RTS 2 or HKMA phase 2 updates -
Global Trade Repository
Withdrawals Service 101: Introduction to DTC Withdrawals Service
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the importance, benefits, and operations of DTC's Withdrawals Service.
Dividend and Income Processing
ALERT® for Broker Dealers - Securities
The ALERT® for Broker/Dealers Training Curriculum will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
CTM™
ALERT® for Broker Dealers – FX and Cash
The ALERT® for Broker/Dealers – FX and Cash will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
Corporate Actions (CA) Web Data Services - New User Training
The Corporate Action (CA) Web - New User Training course will provide you with an overview of CA Web service, as well as demonstrating how to search and view corporate action events.
Corporate Actions (CA) Web Data Service
Global Trade Repository: User Foundation Training for HKMA Phase 2
DTCC Learning’s Global Trade Repository (GTR) User Foundation and Certification program is designed to provide registrants with an in-depth knowledge of the GTR and how it facilitates HKMA regulatory reporting of derivatives transactions.
Global Trade Repository
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
EU Lite Assessment Test New Template
EU Lite Assessment Test New Template
Course Development (Not Live)
Event Name Info Date & Time Enroll Add to Cal Action
How to get the learning content you need from the GTR Learning Center April 25, 2018

Webinar

Wednesday, April 25, 2018 -

Wednesday, April 25, 2018

9:00 am - 9:30 am America/New_York

Enroll
How to get the learning content you need from the GTR Learning Center March 28, 2018

Webinar

Wednesday, March 28, 2018 -

Wednesday, March 28, 2018

9:00 am - 9:30 am America/New_York

Enroll
How to get the learning content you need from the GTR Learning Center February 21, 2018

Webinar

Wednesday, February 21, 2018 -

Wednesday, February 21, 2018

9:00 am - 9:30 am America/New_York

Enroll