Do you want to enroll into the course?
The ALERT® for Broker/Dealers - Securities will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
- Describe DTCC's ALERT®, its benefits, and how it works
- Create your own SSIs for Securities
- Find, view, and maintain your own broker delivery instructions or SSIs
- Find and view your client’s settlement instructions and account data
- Interpret client account data for Securities
- Create cross references to your clients’ accounts
- Manage alerts
- Export your own and your client’s settlement instruction data
- Generate and access reports - Retrieve another broker’s SSIs
- Learn about Legal Entity Data and how to view and maintain it
Several services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and other agencies. Please visit dtcc.com/terms to learn more.