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The ALERT® for Broker/Dealers - Securities will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics. 

  • Describe DTCC's ALERT®, its benefits, and how it works
  • Create your own SSIs for Securities
  • Find, view, and maintain your own broker delivery instructions or SSIs
  • Find and view your client’s settlement instructions and account data
  • Interpret client account data for Securities
  • Create cross references to your clients’ accounts
  • Manage alerts
  • Export your own and your client’s settlement instruction data
  • Generate and access reports - Retrieve another broker’s SSIs
  • Learn about Legal Entity Data and how to view and maintain it

 

Disclaimer:

Several services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and other agencies. Please visit dtcc.com/terms to learn more.