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As an existing user of CTM, the below resources can help you extend your usage to support US trades:

1. Counterparties who already support the matching of US trades on CTM

2. Implementation guides to support the migration of all US trades to CTM (Stepouts, Equity Options and auto-affirmation)

3. Certified partners who have signed a statement of work to develop their interface to support the migration of US trades to CTM

4. Next steps to begin your move from OASYS to CTM.

 

As an existing user of CTM, the below resources can help you extend your usage to support US trades:

1. Counterparties who already support the matching of US trades on CTM

2. Implementation guides to support the migration of all US trades to CTM (Stepouts, Equity Options and auto-affirmation)

3. Certified partners who have signed a statement of work to develop their interface to support the migration of US trades to CTM

4. Next steps to begin your move from OASYS to CTM.

 

1

Counterparties Supporting US Trades

A full list of investment managers who are already supporting US trades on CTM can be found in our support area, ServiceCentral, under Reference Material - Client Lists - US IMs Sending US Trades over CTM.

 

2

Functional Dependencies

The below implementation guides provide full details to enable you to migrate all of your US trades to CTM. Click the Document Title to download.

Document Title Description
Equity Options: Implementation Guide Reference and guide for investment managers and broker/dealers who want to use the CTM service to match equity options. It describes how to use supported fields for the equity block allocation-confirmation workflow.
Auto-Affirmation: Implementation Guide Reference and guide for investment managers who want to continue to automatically affirm their counterparty broker confirms when matching trades using the CTM service.
Stepouts: Implementation Guide Reference and guide for investment managers who use the CTM service for stepouts to direct commission dollars from an executing broker to another broker.

 

 

3

Certified Partner Readiness
DTCC works to advance industry-learning solutions that help secure and shape the future growth and development of the global financial marketplace. The DTCC Partner Program supports this aim by actively promoting partnership and collaboration with global and regional financial solutions providers to help mutual clients to mitigate risk, achieve market efficiencies and reduce costs. The following list includes service providers that have have existing interfaces to CTM and who have signed a statement of work to develop their interface further to support the migration of US trades to CTM.
 
For specific details, please contact your partner directly. 
 
Partner Name
FIS Phase3
OMEX Systems
Pershing

 

 

4

Next Steps

To kick off your migration project, please contact us via ServiceCentral or contact your Relationship Manager directly.

 

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