Institutional Trade Matching Events

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DTCC’s Institutional Trade Processing (ITP) service suite has its origins in the set of trade processing solutions that constituted the Omgeo business. Combining DTCC's global solution for legal entity identifiers and its settlement capabilities with the formerly Omgeo-branded pre-trade and matching services, ITP offers buy-side, sell-side and custodian firms an end-to-end straight-through-processing solution for their trading activity.

 

TRADE ENRICHMENT

ALERT®

The industry’s largest and most compliant online global database for the maintenance and communication of account and standing settlement instructions (SSI). 

GMEI® Utility

The legal entity identifier (LEI) solution enabling the industry to standardize the identification of legal entities that engage in financial transactions.

inSITE

The web-based central repository that stores broker/dealer confirmation disclosures.

 

TRADE AGREEMENT

CTM™

The strategic plaform for the central matching of cross-border and domestic transactions automating the trade confirmation process across mulitple asset classes.



OASYS™

The U.S. domestic trade allocation and acceptance service that communicates trade and allocation details between investment managers and broker/dealers.

 

TradeSuite ID™

The trade agreement platform for U.S. domestic trades, processsing trade messages between all trading and settlement counterparties.



Connect™

The service providing consolidated access for U.S. buy-side firms to various DTCC post-trade services and robust settlements management.

 

EXCEPTION MANAGEMENT

DTCC Exception Manager

The new platform for ALL market participants to publish, manage and communicate on exceptions throughout the trade lifecycle.

 

DATA ANALYTICS

Benchmarks™

Analytical products that enable broker/dealers and investment managers to measure and compare operational performance against that of counterparties and industry peers.

 

Confirm Archive

The optional service for both CTM and TradeSuite ID that allows users to electronically archive and retrieve trade confirmations.

 

INSTITUTIONAL TRADE PROCESSING - CROSS-PRODUCT

Cross-Product

Find information and learning content that applies across multiple ITP services. 

 

  • FIX 4.4 Interface Message Specification: Investment Managers (Current)

    Describes the fully-automated FIX 4.4 interface for investment managers using the CTM service. ...
    In Financial Information eXchange (FIX) Downloads: 1616

  • FIX 4.4 Interface Message Specification: Broker/Dealers (Current)

    Describes the fully-automated, push-enabled FIX 4.4 interface for broker/dealers using the CTM servi ...
    In Financial Information eXchange (FIX) Downloads: 1604

  • ALERT Settlement Instructions and Validation Rules

    Details the extensive rules validation for settlement instruction data intended for the ALERT databa ...
    In Omgeo ALERT® Market/Business Rules Downloads: 2861

  • ALERT Common Reference Data

    Provides tables of values for certain fields used in the ALERT platform's web and Direct interfaces ...
    In Omgeo ALERT® Product Guide Downloads: 2748

  • Installation Guide—Workstation (8.0)

    Describes the installation of the OASYS 8.0 workstation on the Microsoft Windows 10 operating system ...
    In Workstation 8 Downloads: 171

  • Research Commissions: Best Practices

    Describes the process of applying research amounts on all, some, or none of investment manager's all ...
    In Cross-Product Downloads: 3790

  • Research Commissions: Best Practices

    This document describes the process of applying research amounts on all, some, or none of investment ...
    In General Downloads: 5688

  • System Requirements—Workstation (8.0)

    Describes the certified software and hardware for the OASYS 8.0 workstation. ...
    In Workstation 8 Downloads: 338

  • FIX 4.4 Interface Message Specification: Investment Managers (Legacy)

    Describes the legacy, query-response FIX 4.4 interface for investment managers using the CTM service ...
    In Financial Information eXchange (FIX) Downloads: 1447

  • Product Release Information - 2017 R3 RC4

    Describes the new/additional features included in the latest enhancement release to the Connect midd ...
    In 2017 Downloads: 338

  • Global Custodian Online Help

    The online help files describe use of the ALERT web application, and are also available using contex ...
    In Omgeo ALERT® Web and Online Help Downloads: 749

  • Broker/Dealer Online Help

    The online help files describe use of the ALERT web application, and are also available using contex ...
    In Omgeo ALERT® Web and Online Help Downloads: 984

  • Regional Custodian Online Help

    The online help files describe use of the ALERT platform's web interface for Regional Custo ...
    In Omgeo ALERT® Web and Online Help Downloads: 296

  • Common Message Infrastructure: HTTPS User Guide

    Describes the process of sending files into DTCC using Hypertext Transfer Protocol with SSL/TLS (HTT ...
    In HTTP and SFTP Downloads: 1553

  • Investment Manager Online Help

    The online help files describe use of the ALERT web application, and are also available using contex ...
    In Omgeo ALERT® Web and Online Help Downloads: 1066

  • Market/Business Rules

    The MarketBusiness Rules describe ALERT market-specific best practices. This content is delivered in ...
    In Omgeo ALERT® Market/Business Rules Downloads: 1665

  • Trustee Online Help

    The online help files describe use of the ALERT web application, and are also available using contex ...
    In Omgeo ALERT® Web and Online Help Downloads: 618

  • ALERT Market/Business Rules FX Settlement Instructions

    ALERT platform Market/Business Rules for Foreign Exchange (FX) settlement. ...
    In Omgeo ALERT® Market/Business Rules Downloads: 2234

  • Benchmarks Trade Analytics for OASYS: Reference Investment Managers

    This document is for investment managers and outsourcers who use the Benchmarks for  OASYS ...
    In Benchmarks™ for OASYS™ Downloads: 933

  • ALERT 5.11 Product Release Information

    This document outlines the enhancements included in the ALERT platform 5.11 release. ...
    In Omgeo ALERT® Product Release Information Downloads: 1013

  • ALERT - Managing LEIs - Job Aid

    This document describes how to use the ALERT platform Data Search report to help determine what acce ...
    In Omgeo ALERT® Product Guide Downloads: 740

  • Benchmarks Trade Analytics Client Packs for CTM

    This document is for broker/dealers who use the Benchmarks data service Trade Analytics Client Packs ...
    In Benchmarks™ Data Services for CTM™ Downloads: 1114

  • ALERT and CTM Legal Identifier (LEI) Information Job Aid

    This document describes how to set up new LEI functionality in the ALERT platform and how the enrich ...
    In Omgeo ALERT® Product Guide Downloads: 814

  • Product Release Information: UI 4.0 Release 6

    Describes the enhancements included in Release 6 of the CTM UI 4.0. ...
    In User Interface 4.0 Downloads: 340

  • ALERT for Regional Custodian Guide to GC Direct Onboarding

    This document focuses on GC Direct information, the onboarding steps required to implement GC Direct ...
    In Omgeo ALERT® for Trustee Downloads: 518

  • ALERT® Upload Guide and ALERT Plus for Investment Managers

    Describes uploading ALERT Plus module files to the ALERT platform (investment managers). ...
    In Omgeo ALERT® Plus Downloads: 1198

  • ALERT® Data Search Reports

    This document describes the contents of the ALERT platform Data Search files, their format, and how ...
    In Omgeo ALERT® Product Guide Downloads: 1087

  • ALERT® Investment Manager’s Guide to GC Direct Onboarding

    This document focuses on GC Direct information and the onboarding steps required for investment mana ...
    In Omgeo ALERT® GC Direct Downloads: 1246

  • Common Message Infrastructure: SFTP User Guide

    Describes the process of sending files into DTCC using Secure File Transfer Protocol (SFTP). ...
    In HTTP and SFTP Downloads: 1745

  • Advice of Cancellation or Correction Message Specification

    Provides broker/dealers with a status of all affirmed or unaffirmed confirmations. ...
    In TradeSuite ID 8.0 Downloads: 1014

  • TradeSuite ID/SWIFT Integration Guide

    Details each SWIFT message and the values for its counterpart at DTCC. ...
    In TradeSuite ID/SWIFT Downloads: 1529

  • Operating Procedures

    This document describes the legally binding roles that the broker, agent, institution (also known as ...
    In TradeSuite ID 8.0 Downloads: 1548

  • Guide for 10b-10 Certification

    Lists the fields, including 10b-10 fields, that machine-readable clients must send and receive to co ...
    In TradeSuite ID 8.0 Downloads: 790

  • Confirm Trade Input Message Specification

    Describes the format of input messages for the TradeSuite ID service. ...
    In TradeSuite ID 8.0 Downloads: 1444

  • Confirm Trade Output Message Specification

    Describes the format of output messages for the TradeSuite ID service. ...
    In TradeSuite ID 8.0 Downloads: 1411

  • Input/Output Information

    Describes the input and output information required for the TradeSuite ID service. ...
    In TradeSuite ID 8.0 Downloads: 1789

  • Overview of Roles: Institutional Trade Processing Services

    Describes roles available to clients who use Institutional Trade Processing services as follows: ...
    In Cross-Product Downloads: 1051

  • DTCC Institutional Trade Processing Services: Overview of Roles

    Describes roles available to clients who use DTCC's Omgeo services as follows: ALERT Platform AL ...
    In Cross-Product Resources Downloads: 464

  • GMEI Utility: Portal User Guide

    This document describes how to use the GMEI Utility portal to register and renew entities.  ...
    In GMEI Utility Downloads: 1053

  • ALERT® Upload Guide and ALERT Plus for Global Custodians

    Describes uploading ALERT Plus files to the ALERT platform (global custodians). ...
    In Omgeo ALERT® Plus Downloads: 308

  • Product Release Information: Release 3

    Describes new and updated functionality for debt/equity and repurchase agreements (repos) asset clas ...
    In 2017 Downloads: 713

  • Common Reference Data

    Contains a cumulative listing of the allowed field values in the CTM service. ...
    In Data Reference Downloads: 3931

  • MTI Specification: Debt/Equity for Broker/Dealers

    A  detailed specification of the CTM message translation interface for broker/dealers. ...
    In Message Translation Interface (MTI) Downloads: 1371

  • Data Dictionary

    Dictionary of all debt and equity elements in the direct XML interface and of all fields in MTI for ...
    In Data Reference Downloads: 1634

  • XSD File for ALERT GC Direct Interface

    XSD file for the ALERT GC Direct 1.0 Interface. ...
    In Omgeo ALERT® GC Direct Downloads: 590

  • XML Message Specification: Debt/Equity and Common Messages

    Comprehensive reference for debt/equity messages and messages shared with other supported asset clas ...
    In Direct XML Downloads: 3420

  • FIX 4.4 Interface Message Specification: Broker/Dealers (Legacy)

    Describes the legacy, query-response FIX 4.4 interface for broker/dealers using the CTM service. ...
    In Financial Information eXchange (FIX) Downloads: 953

  • System Requirements

    Describes the certified software and hardware for the CTM service. ...
    In Installation and Configuration Downloads: 2305

  • XML DTDs (Debt and Equity)

    A zip file of XML Data Type Descriptors (DTDs) in Client Test and Production. ...
    In Direct XML Downloads: 1028

  • GMEI Utility: Common Data Format 2.0 and Level 2.0 Data FAQs

    This document answers frequently asked questions related to Common Data Format 2.0 and Level 2 Data. ...
    In GMEI Utility Downloads: 1446

  • Product Release Information - 2017 R2 RC4

    Describes the new/additional features included in the latest enhancement release to the Connect midd ...
    In 2017 Downloads: 334

  • Supplying Other Reporting Data: Best Practices

    Describes how to supply and retrive other reporting data in conformance with MiFID II regulations. ...
    In General Downloads: 878

  • GMEI Bulk Registration User Guide for Template v 5.4

    This document describes how to register entities for LEIs in bulk using the GMEI Utility. ...
    In GMEI Utility Downloads: 802

  • GMEI Bulk Renewal User Guide for Templates v 5.4

    This document describes how to renew your LEI in bulk using the GMEI Utility. ...
    In GMEI Utility Downloads: 584

  • Product Release Information: UI 4.0 Release 4

    Describes the enhancements included in Release 4 of the CTM UI 4.0. ...
    In User Interface 4.0 Downloads: 494

  • ALERT® Global Custodian 1.0 Direct Message Specification

    Contains the messages, data dictionary, and error codes for a the ALERT direct client interface for ...
    In Omgeo ALERT® GC Direct Downloads: 972

  • ALERT® Open API 1.0 Message Specification - Broker/Dealers

    Message Specification that contains the messages and error codes for the ALERT open application prog ...
    In Omgeo ALERT® Open API Downloads: 1012

  • ALERT Open API® Message Specification 1.0 - Vendors

    Message Specification that contains the messages and error codes for the ALERT open application prog ...
    In Omgeo ALERT® Open API Downloads: 878

  • ALERT® 5.10 Product Release Information

      Describes new features and Market/Business Rules changes in the version 5.10 release. ...
    In Omgeo ALERT® Product Release Information Downloads: 823

  • ALERT® Open API Message Specification 1.0 - Investment Managers

    Investment Manager message specification for the ALERT Open API interface. ...
    In Omgeo ALERT® Open API Downloads: 806

  • Benchmarks Trade Analytics for OASYS Online Help for Investment Managers

    The online help system is for intended for investment managers or outsourcers who the Benchmarks Tra ...
    In Benchmarks™ for OASYS™ Downloads: 478

  • ALERT for Trustee Guide to GC Direct Onboarding

    This document focuses on GC Direct information, the onboarding steps required to implement GC Direct ...
    In Omgeo ALERT® for Trustee Downloads: 584

  • Benchmarks Trade Analytics for OASYS Online Help for Brokers

    The online help system is for intended for  brokers who use the Benchmarks Trade Analytics ...
    In Benchmarks™ for OASYS™ Downloads: 412

  • DTCC Services TARGET2-Securities for Central Securities Depository

    This document provide guidelines for implementing TARGET2-Securities for Central Securities Deposito ...
    In Cross-Product Resources Downloads: 641

  • Fees and Taxes: Best Practices

    Describes marketplace fees and taxes and how to use them in the CTM service. ...
    In Market-Specific Downloads: 1673

  • OASYS Trade Match Service Guide for OASYS 7.0

    OASYS Trade Match Service Guide for OASYS 7.0 ...
    In OASYS TradeMatch Downloads: 2717

  • Product Release Information: Release 2

    Describes new and updated functionality for debt/equity and repurchase agreements (repos) asset clas ...
    In 2017 Downloads: 812

  • Error Code Data Reference

    Contains a cumulative listing of client-facing error codes including synchronous, asynchronous, noti ...
    In Data Reference Downloads: 2066

  • Benchmarks Reference Trade Analytics Datafeeds for CTM

    This document describes the files and fields available in the Trade Analytics Datafeed for CTM. ...
    In Benchmarks™ Data Services for CTM™ Downloads: 1042

  • CTM Confirm Archive Overview

    Provides a brief overview of the CTM Confirm Archive service, including a description of features an ...
    In Confirm Archive Downloads: 717

  • TradeSuite ID: Post Trade Analytics

    This document defines how to analyze the Post Trade Analytics benchmarks data for the TradeSuite ID ...
    In TSID Post-Trade Analytics Downloads: 1356

  • Product Release Information - 2017Q1RC2.2

    Describes the enhancements in this version of the Connect service, version 2017Q1RC2.2. ...
    In 2017 Downloads: 593

  • MTI Specification: Debt/Equity for Investment Managers

    An overview of the CTM message translation interface for investment managers trading in debt and equ ...
    In Message Translation Interface (MTI) Downloads: 2166

  • Settlement Services Reference: SWIFT MT541/543 and CSV Mapping

    Message specification for the CTM settlement notification service. Provides SWIFT MT541/543 and CSV- ...
    In Settlement Notification and Other Services Downloads: 4605

  • Product Release Information: Release 1

    Describes new and updated functionality for debt and equity asset class clients. ...
    In 2017 Downloads: 1243

  • 2016 Product Release Information Binder

    Describes enhancements and defect fixes for all releases in 2016. ...
    In 2010-2015—Archive of bound documents for each available year Downloads: 600

  • Common Message Infrastructure: MQ Programmer's Guide

    Describes how to submit direct XML messages using CMI over MQ. ...
    In Cross-Product Resources Downloads: 722

  • .NET Framework Connectivity Guide

    Describes the application programming interface for the .NET framework. ...
    In .NET Framework Downloads: 759

  • 2012 Product Release Information Binder

    Describes enhancements and defect fixes for all releases in 2012. ...
    In 2010-2015—Archive of bound documents for each available year Downloads: 788

  • Reference: Trade Statuses

    Provides an overview of the status-managed workflow within the Connect service. ...
    In Ancillary Downloads: 713

  • System Requirements—Workstation (6.4)

    Describes the certified software and hardware for the OASYS 6.4 workstation. ...
    In Both 6 Downloads: 646

  • Certificates of Deposit and Commercial Paper Securities: FAQs

    Answers the questions that clients most commonly ask about how to process certificates of deposit (C ...
    In FAQs Downloads: 1065

  • Version 5.3 Product Release Information

    Describes the enhancements in version 5.3 of the Connect service. ...
    In Version 5 Downloads: 615

  • Version 5.2 Product Release Information

    Describes the enhancements in version 5.2 of the Connect service. ...
    In Version 5 Downloads: 584

  • Version 4.4 Product Release Information

    Describes the enhancements in version 4.4 of the Connect service. ...
    In Version 4 Downloads: 585

  • Trade Blotter Reference: Settlement Notification

    Describes how to manage manage settlement notifications in the trade blotter at pre-MAGR and MAGR st ...
    In Trade Blotter Downloads: 982

  • Installing and Configuring Two Java Runtime Environments

    Describes how to install and configure two JREs for trade blotter clients. ...
    In Installation and Configuration Downloads: 864

  • 2014 Product Release Information Binder

    Describes enhancements and defect fixes for all releases in 2014. ...
    In 2010-2015—Archive of bound documents for each available year Downloads: 875

  • 2011 Product Release Information Binder

    Describes enhancements and defect fixes for all releases in 2011. ...
    In 2010-2015—Archive of bound documents for each available year Downloads: 1029

  • 2010 Product Release Information Binder

    Describes enhancements and defect fixes for all releases in 2010. ...
    In 2010-2015—Archive of bound documents for each available year Downloads: 723

  • Version 3.3 Product Release Information

    Describes enhancements and fixed defects in version 3.3 of the Connect service. ...
    In Version 3 Downloads: 598

  • Message Specification: Appendix—CTM Version 4.0

    Explains the interaction between the Connect and CTM services. ...
    In Message Specification Appendices Downloads: 683

  • Message Specification Appendix—Settlements Management Version 4.0

    Explains Connect messages and how they function in the Settlements Management module. ...
    In Message Specification Appendices Downloads: 634

  • Version 4.1 Product Release Information

    Describes the enhancements in version 4.1 of the Connect service. ...
    In Version 4 Downloads: 578

  • 2013 Product Release Information Binder

    Describes enhancements and defect fixes for all releases in 2013. ...
    In 2010-2015—Archive of bound documents for each available year Downloads: 791

  • 2015 Product Release Information Binder

    Describes enhancements and defect fixes for all releases in 2015. ...
    In 2010-2015—Archive of bound documents for each available year Downloads: 878

  • Code of Practice for Confirming Electronic Trades

    Outlines response times, deadlines, system availability and staffing for the OASYS service. ...
    In Both 7 Downloads: 743

  • Product Overview

    Describes the features and functionality of the CTM service. ...
    In Data Reference Downloads: 1395

  • CTM Confirm Archive Reference

    Describes the procedures for broker/dealers and institutions/investment managers who use the SMART/S ...
    In Confirm Archive Downloads: 1279

  • Product Release Information - 2016Q2RC3

    Describes the enhancements in this version of the Connect service, version 2016Q2RC3. ...
    In 2016 Downloads: 561

  • Common Message Infrastructure: MQ Administrator's Guide

    Describes the process for developing an MQ transport layer to the common message infrastructure. ...
    In Cross-Product Resources Downloads: 818

  • inSITE: Viewer Guide for CTM Trades

    Describes how investment managers and other trading parties can view disclosures using the inSITE us ...
    In inSITE™ Downloads: 822

  • inSITE: User Guide for CTM Trades

    Describes how broker/dealers can use the inSITE user interface to upload disclosure documents, and s ...
    In inSITE™ Downloads: 846

  • Version 5.10 Product Release Information

    Describes the enhancements in version 5.10 of the Connect service. ...
    In Version 5 Downloads: 592

  • Trade Blotter Reference: Settlement Notification

    Topics for managing settlement notifications in the trade blotter at pre-MAGR and MAGR status. ...
    In Settlement Notification and Other Services Downloads: 1038

  • System Requirements—Workstation (7.0)

    Describes the certified software and hardware for the OASYS 7.0 workstation. ...
    In Both 7 Downloads: 660

  • Version 5.0 Product Release Information

    Describes the support for exchange traded derivatives provided in version 5.0 of the Connect service ...
    In Version 5 Downloads: 601

  • Product Release Information (7.1)

    Describes the contents of the OASYS 7.1 workstation release. ...
    In Both 7 Downloads: 626

  • User Guide Version 4.0

    Describes how the Connect service manages trades. Also describes features and options that you can c ...
    In Ancillary Downloads: 645

  • TBA (To Be Announced) Mortgage-Backed Securities: FAQs

    Answers the questions that clients most commonly ask about how to implement TBAs in the CTM service. ...
    In FAQs Downloads: 972

  • Notification Services Reference

    Provides comprehensive information about centeral counterparty (CCP) notification, depository notifi ...
    In Settlement Notification and Other Services Downloads: 990

  • MTI Batch Scheduler: Broker/Dealers

    Describes how to install and configure the batch scheduler to import and export trade information fo ...
    In Batch Schedulers Downloads: 647

  • MTI Batch Scheduler: Investment Managers

    Describes how to install and configure the batch scheduler to import and export trade information fo ...
    In Batch Schedulers Downloads: 682

  • Product Release Information (7.0)

    Describes the contents of the OASYS 7.0 release. ...
    In Both 7 Downloads: 693

  • XML Batch Scheduler: Investment Managers

    Describes how to install and configure the batch scheduler to import and export trades in the Direct ...
    In Batch Schedulers Downloads: 568

  • Version 3.5 Product Release Information

    Describes enhancements and defects in version 3.5 of the Connect service. ...
    In Version 3 Downloads: 518

  • Product Release Information - 2016Q1RC2

    Describes the enhancements in this version of the Connect service, version 2016Q1RC2.  ...
    In 2016 Downloads: 545

  • Message Specification: Version 5.0

    Describes the format of Connect messages. ...
    In XML Message Specifications Downloads: 746

  • Message Specification: Version 4.0

    Describes the format of Connect messages. ...
    In XML Message Specifications Downloads: 549

  • Product Release Information (6.4)

    Describes the contents of the OASYS 6.4 release. ...
    In Both 6 Downloads: 564

  • ALERT® Broker/Dealer Direct Interface Programmer's Guide

    Describes the steps for creating a broker/dealer direct client interface to the ALERT host. ...
    In Omgeo ALERT® Broker/Dealer Direct Downloads: 769

  • Installation Guide—Workstation (7.1)

    Describes the procedures for installing the OASYS 7.1 workstation. ...
    In Workstation 7 Downloads: 757

  • System Requirements—Workstation 7.1 and 7.2

    Describes the certified software and hardware for the OASYS 7.1 and 7.2 workstation. ...
    In Both 7 Downloads: 1033

  • DCIGate for .NET User Guide

    Describes the DCIGate implementation for the .NET framework. ...
    In .NET Framework Downloads: 670

  • Version 4.0 Product Release Information

    Describes the enhancements in version 4.0 of the Connect service. ...
    In Version 4 Downloads: 605

  • Version 5.1 Product Release Information

    Describes the enhancements in version 5.1 of the Connect service. ...
    In Version 5 Downloads: 530

  • Message Specification Appendix—OASYS Trade Match Version 4.0

    Explains the interaction between the Connect and OASYS Trade Match services. ...
    In Message Specification Appendices Downloads: 656

  • Common Message Infrastructure: MQ Administrator's Guide

    Describes the process for developing an MQ transport layer to the common message infrastructure. ...
    In Message Queue (MQ) Downloads: 1038

  • Settlement Location: Best Practices and Recommendations

    Recommends how to use the CTM service to reduce settlement exceptions based on settlement location. ...
    In General Downloads: 2409

  • Trading China Stock Connect Equities: Best Practices

    Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Ho ...
    In Market-Specific Downloads: 1664

  • Common Message Infrastructure MQ Programmer's Guide

    Describes how to submit direct XML messages using CMI over MQ. ...
    In Message Queue (MQ) Downloads: 977

  • BNP Paribas Single Matching Identifier(SMI) and ALERT SSIs

    This document describes ALERT platform best practices for SSIs (with BNP Paribas as the custodian an ...
    In Omgeo ALERT® Market/Business Rules Downloads: 1103

  • User Guide—Investment Managers

    Describes how to use the OASYS workstation. ...
    In Workstation 7 Downloads: 1271

  • Common Reference Data (6.4)

    Lists tables of values for controlled fields in OASYS. ...
    In Both 6 Downloads: 635

  • XML Message Specification: Debt/Equity and Common Messages (7.0)

    A comprehensive reference for debt/equity messages and common messages. ...
    In Direct 7 Downloads: 1135

  • Fixed Income: Best Practices

    Describes best practices, with examples, for fixed income trades in the CTM service. ...
    In General Downloads: 1256

  • Matching Time Deposits: Best Practices

    Describes best practices for matching time deposits in the CTM service even when there is no registe ...
    In General Downloads: 666

  • Singapore Exchange Identification of On- and Off-Exchange Trades: Best Practices

    Describes best practices for clients to comply with Singapore Exchange (SGX) requirements. ...
    In Market-Specific Downloads: 1003

  • Equity Trade Commissions: Best Practices

    Describes how the CTM service handles equity trade commissions. ...
    In General Downloads: 1098

  • Import/Export Conformance Guide

    Details the import/export process between the OASYS workstation and the in-house trading systems of ...
    In Direct 7 Downloads: 666

  • USDI Domestic Trade Processing: Reference and Best Practices

    Describes best practices and serves as a reference for clients who use the CTM service for DTC-settl ...
    In Market-Specific Downloads: 822

  • Workstation Installation Guide (7.0)

    Describes the procedure for installing the OASYS 7.0 Workstation. ...
    In Workstation 7 Downloads: 886

  • Equity Swaps: Best Practices

    Describes best practices and provides guidelines for matching equity swaps using the CTM service. ...
    In General Downloads: 1013

  • L1 Pairing and L2 Matching: FAQs

    Answers the questions that investment managers most commonly ask about Level 1 (L1) pairing and Leve ...
    In FAQs Downloads: 2509

  • Benchmarks Trade Analytics for CTM Product Release Information

    This document provides a high-level description of new features and updates in the Benchmarks Trade ...
    In Benchmarks™ Data Services for CTM™ Downloads: 898

  • Common Reference Data (7.0)

    Lists the common reference data for the OASYS service. ...
    In Both 7 Downloads: 779

  • Workstation Installation Guide (6.4)

    Describes the procedure for installing the OASYS 6.4 workstation. ...
    In Workstation 6 Downloads: 603

  • User Guide—Investment Managers (6.4)

    Describes how to use the OASYS workstation. ...
    In Workstation 6 Downloads: 679

  • Product Release Information - 2016Q3RC2

    Describes the enhancements in this version of the Connect service, version 2016Q3RC2. ...
    In 2016 Downloads: 520

  • Benchmarks Trade Analytics for CTM Reference

    This document is for broker/dealers, investment managers, and outsourcers who use the Benchmarks ser ...
    In Benchmarks™ Data Services for CTM™ Downloads: 815

  • Benchmarks Trade Analytics for OASYS Reference Broker/Dealers

    This guide tells broker/dealers how to get started with  Benchmarks for OASYS. ...
    In Benchmarks™ for OASYS™ Downloads: 700

  • Benchmarks Trade Analytics System Requirements

    This document contains certified hardware and software environment requirements for the Benchmarks T ...
    In Benchmarks™` Downloads: 732

  • Benchmarks Trade Analytics Datafeeds for OASYS

    This document describes the fiels and fields available in the Benchmarks Trade Analytics Datafeeds f ...
    In Benchmarks™ for OASYS™ Downloads: 701

  • Allocation-Confirmation Workflow: FAQs

    Answers the questions that clients most commonly ask about the allocation-confirmation workflow (ACW ...
    In FAQs Downloads: 2075

  • Control Table Values

    Contains a cumulative listing of the valid values for XML elements used in the Connect fields. ...
    In Ancillary Downloads: 611

  • Integration Guide (7.0)

    Describes how to integrate the OASYS service with your in-house trading system. ...
    In Direct 7 Downloads: 1366

  • Direct Client Interface Programmer's Guide

    Describes the Java application programming interface (API) for writing a connectivity application to ...
    In .NET Framework Downloads: 790

  • Trade Blotter Reference: Investment Managers

    Topics for investment managers to view, create, and manage trades. ...
    In Trade Blotter Downloads: 1087

  • Trade Blotter Reference: Broker/Dealers

    Topics for broker/dealers to view, create, and manage trades. ...
    In Trade Blotter Downloads: 908

  • Automatic Confirmation Creation with Proration: Best Practices

    Describes how the CTM service can automatically create, prorate, and truncate confirmations for brok ...
    In General Downloads: 678

  • ALERT® SWIFT Mapping

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    In Omgeo ALERT® Market/Business Rules Downloads: 1606

  • CTM: Best Practices

    Describes best practices for clients who trade in the debt and equity asset classes. ...
    In General Downloads: 1412

  • Product Release Information: UI 4.0 Release 3

    Describes the enhancements included in Release 3 of the CTM UI 4.0. ...
    In User Interface 4.0 Downloads: 907

  • MTI: Conformance Guide for Investment Managers

    Describes MTI conformance testing for investment managers. ...
    In Message Translation Interface (MTI) Downloads: 803

  • ALERT® SSI Utility Character Set Specifications

    Information on character sets permitted in all SSI Utility components: Broker Direct, Global Custodi ...
    In Omgeo ALERT® Product Guide Downloads: 964

  • ALERT® 5.2 Product Release Information

    Describes enhancements/defect fixes/business rule changes to the ALERT Web user interface contained ...
    In Omgeo ALERT® Product Release Information Downloads: 556

  • ALERT® Settlement Instruction (SI) Scan Upload Guide

    This document describes how to upload SI Scan files to the ALERT platform. ...
    In Omgeo ALERT® Product Guide Downloads: 739

  • ALERT® 5.8 Product Release Information

    Describes new features, Market/Business Rules Changes, and defect fixed in  the version 5.8 ...
    In Omgeo ALERT® Product Release Information Downloads: 832

  • ALERT® Usage Guidelines

    Lists responsibilities, standards, and guidelines for all users of the ALERT platform. ...
    In Omgeo ALERT® Product Guide Downloads: 1750

  • ALERT® System Requirements

    Describes the certified hardware and software for the ALERT platform. ...
    In Omgeo ALERT® Product Guide Downloads: 787

  • ALERT® 4.1 Platform Broker/Dealer Direct Interface Conformance Guide

    Provides tests to validate your application's compatibility with the ALERT platform production envir ...
    In Omgeo ALERT® Broker/Dealer Direct Downloads: 597

  • ALERT® 5.1 Product Release Information

    Describes enhancements/defect fixes/business rule changes to the ALERT Web user interface contained ...
    In Omgeo ALERT® Product Release Information Downloads: 535

  • ALERT Future Effective Settlement Instructions

    Describes how investment managers create settlement instructions with a future effective settlement ...
    In Omgeo ALERT® Product Guide Downloads: 579

  • ALERT® 5.7 Product Release Information

    Describes enhancements/defect fixes/business rule changes to the ALERT Web user interface, Collatera ...
    In Omgeo ALERT® Product Release Information Downloads: 938

  • ALERT® 5.9 Product Release Information

    Describes enhancements and defect fixes in the ALERT Web user interface and Open API Message Broker/ ...
    In Omgeo ALERT® Product Release Information Downloads: 866

  • ALERT® 5.5 Product Release Information

    Describes enhancements/defect fixes/business rule changes to the ALERT Web user interface, Common Re ...
    In Omgeo ALERT® Product Release Information Downloads: 633

  • ALERT® 5.4 Product Release Information

    Describes enhancements to the ALERT Web user interface contained in the December 2015 Release. ...
    In Omgeo ALERT® Product Release Information Downloads: 657

  • ALERT® 5.3 Product Release Information

    Describes planned enhancements/defect fixes/business rule changes to the ALERT platform's web user i ...
    In Omgeo ALERT® Product Release Information Downloads: 535

  • ALERT® 5.6 Product Release Information

    Describes enhancements/defect fixes/business rule changes to the ERT Web user interface, Common Refe ...
    In Omgeo ALERT® Product Release Information Downloads: 789

  • ALERT® 5.0 Product Release Information

    Describes updates to the ALERT platform's web interface, the new global custodian direct interface, ...
    In Omgeo ALERT® Product Release Information Downloads: 732

  • ALERT® Platform 4.1 XML Message Specification Broker/Dealers

    Message specification that contains the messages, data dictionary, and error codes for a broker/deal ...
    In Omgeo ALERT® Broker/Dealer Direct Downloads: 1036

  • ALERT Platform Broker/Dealer Direct Interface 4.0 DTDs

    A zip file of the Data Type Descriptors (DTDs) in Production. ...
    In Omgeo ALERT® Broker/Dealer Direct Downloads: 447

  • Quality Control Reports

    Describes the Quality Control Reports available to agents, brokers, and institutions in the TradeSui ...
    In Quality Control Reports Downloads: 639

  • Affirmation Input File Specification

    Describes the format of the affirmation input file. ...
    In TradeSuite ID 8.0 Downloads: 1041

  • Conformance Guide

    Provides a series of tests that can verify an application's compatibility with the TradeSuite ID ser ...
    In TradeSuite ID 8.0 Downloads: 818

  • Product Release Information: UI 4.0 Release 2

    Describes the ongoing enhancements to the CTM UI 4.0. ...
    In User Interface 4.0 Downloads: 481

  • TradeSuite ID Confirm Archive Reference

    Describes the procedures for brokers/dealers, agents, institutions (investment managers), and intere ...
    In Confirm Archive Downloads: 1554

  • DTDs for the ALERT Direct Interface Version 4.1 for Broker/Dealers

    A zip file containing the DTDs for the ALERT Broker/Dealer Direct Interface: Get_Legal_Entity_Inf ...
    In Omgeo ALERT® Broker/Dealer Direct Downloads: 581

  • Introducing the New UI 4.0: Quick Reference

    Introducing the functionality avaiable in the first release of the CTM UI 4.0. ...
    In User Interface 4.0 Downloads: 957

  • Omgeo CMI Envelope

    Zip file of the Omgeo envelope in .xsd file format for CMI clients. ...
    In Message Queue (MQ) Downloads: 707

  • inSITE: User Guide for TradeSuite ID Trades

    Describes how broker/dealers can use the inSITE user interface to upload disclosure documents, and s ...
    In inSITE™ Downloads: 796

  • inSITE: Viewer Guide for TradeSuite ID Trades

    Describes how investment managers and other trading parties can view disclosures using the inSITE us ...
    In inSITE™ Downloads: 1088

  • Product Release Information: SWIFT Off-Cycle Release to Support TradeSuite ID 8.0 – Phase 1

    Describes updates to TradeSuite ID 8.0 – Phase 1 in support of the 2015 changes to SWIFT messa ...
    In TradeSuite ID/SWIFT Downloads: 896

  • Product Release Information: TradeSuite ID 8.0 – Phase 1

    Describes what is new in the TradeSuite ID 8.0 – Phase 1 release. This version supports the Se ...
    In TradeSuite ID 8.0 Downloads: 624

  • OasysMessageSuite.xsd (7.0)

    OASYS XSD file for XML interface. ...
    In Direct 7 Downloads: 636

  • MTI: .DAT Files for Broker/Dealers

    The MTI_Transactions.dat and MTI_Records.dat files that describe the format of the import and export ...
    In Message Translation Interface (MTI) Downloads: 563

  • SWIFT 2012: Product Release Information

    Describes the removal of TradeHub support for the MT514 message. Also describes changes to the MT515 ...
    In TradeSuite ID/SWIFT Downloads: 683

  • SWIFT 2011: Product Release Information

    Describes the updates to the TradeSuite and TradeHub services to support the 2011 changes to SWIFT m ...
    In TradeSuite ID/SWIFT Downloads: 752

  • SWIFT 2010: Product Release Information

    Describes updates to version 7.1 of the TradeSuite ID service in support of the 2010 changes to SWIF ...
    In TradeSuite ID/SWIFT Downloads: 595

  • SWIFT 2008: Changes for Confirm Disclosures and Repurchase Agreements

    Provides a table that lists changes to the MT515 and MT528 messages in version 7.1 of the TradeSuite ...
    In TradeSuite ID/SWIFT Downloads: 738

  • Interface Control Manager

    Describes the formats and message queues for data transmission between direct client users and the T ...
    In TradeSuite ID 8.0 Downloads: 720

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Learn how to convert an account and assign control to a Global Custodian direct acronym. 

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Understand the benefits of leveraging your existing CTM infrastructure to match equity swap trades.

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Watch this video to see how you can use the CTM User Interface 3.0 to manage your equity swap trades and resolve any...

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See how the matching process works when matching equity swap trades using CTM.

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Learn how to create collateral SSIs in Omgeo ALERT.

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This webcast provides an overview on how to register an entity using the Global Markets Entity Identifier (GMEI)...

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Step by step instructions on how to download your CTM Confirm Archive Reports.

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Learn how to create SSis with a future effective date.  

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Step by step instruction on how to add and maintain profiles using the inSITE user interface.

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