Submission and Processing Rules (HKMA Phase 2) 


Manually Uploading a Message Submission using Spreadsheet Upload

Once the message has been created, the next step is to submit it into the GTR. How you do this will depend on the format the message has been created in and whether or not you are automating this submission.

Spreadsheet Upload

Follow these steps to access the GTR Portal and submit by uploading spreadsheets:

1. Go to the portal at https://portal.dtcc.com

2. Type your User ID and password and click Login.

3. Select D/S Global Trade Repository from the DTCC Portal Menu for Production or D/S PSE – Global Trade Repository for the UAT environment.

 

 

4. Select Participant in the dropdown. Enter your Participant ID and then select the asset class O-Code in the dropdown.

 

 

The dashboard on the GTR homepage shows your firm’s latest list of batch submissions (providing ACK, NACK) to the GTR. These may vary based on the asset classes to which you have access (O-Codes: 2xxx for Commodities, 3xxx for Credit, 4xxx for Equity, 5xxx for FX). 

 

4. Click Upload. The Upload page appears.

 

5. Click Browse and select the spreadsheet file that you want to upload. Click Upload to finish.

Available Reports for HKMA

The available reports for HKMA are as follows:

Available Report Report Generation

IR HKTR Interim Status Report US

FX HKTR Interim Status Report US

CR HKTR Interim Status Report US

EQ HKTR Interim Status Report US

CO HKTR Interim Status Report US

These are generated three times daily between Monday to Friday at 09:00, 15:00. 21:00 SGT/HKT

IR HKTR EOD Status Report US

FX HKTR EOD Status Report US

CR HKTR EOD Status Report US

EQ HKTR EOD Status Report US

CO HKTR EOD Status Report US

These are generated once a day between 02:00 – 06:00 HKT/SGT Tuesday to Saturday

IR HKTR Valuation Status Report US

FX HKTR Valuation Status Report US

CR HKTR Valuation Status Report US

EQ HKTR Valuation Status Report US

CO HKTR Valuation Status Report US

These are generated once a day between 02:00 – 06:00 HKT/SGT Tuesday to Saturday

 

HKMA Phase 2 Documentation & FAQs

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