DTC's Security Position Reports (SPR) provide issuers, trustees and authorized third-party agents with valuable information on the position holdings of DTC participants in the issuer’s security as of a specified time period.

 

Overview

Procedures

Membership

  pdf Electronic Omnibus Proxy Guide (710 KB)

SPR Web user Guide

Sign-Up

Terms of Use

   

Pricing Guide

Login to Portal

SPR FAQs


E-mail us at This email address is being protected from spambots. You need JavaScript enabled to view it. and we will be glad to provide you with this information.

Have an existing registered coordinator send us an e-mail at This email address is being protected from spambots. You need JavaScript enabled to view it. requesting that we remove the user.

Have an existing registered coordinator e-mail us at This email address is being protected from spambots. You need JavaScript enabled to view it. requesting that this update be made in our system.

SPR only supports Microsoft Internet Explorer.

Please send us an e-mail at This email address is being protected from spambots. You need JavaScript enabled to view it. outlining the CUSIP, meeting date, record date and meeting type and we will update our system.

It is incumbent upon the agent to request access to your CUSIP via their own SPR account before you will be able to authorize them. Once they have made this request you will see them listed on your Agent Authorizations screen and can update their Status and Entitlements as necessary.

Only Coordinator’s can authorize third party agents, Operators cannot. If you are a registered Coordinator please ensure that your EPY profile has a valid credit card on file that is linked to the SPR service.

The Omnibus Proxy is generated on the morning after record date, if you are checking in before this date it will not be displayed. If you are checking after record date please make sure that we have your meeting information in our system, you can see a list on your Meetings and Consents screen (under the Reports section).

Please send us an e-mail to This email address is being protected from spambots. You need JavaScript enabled to view it. and we will generate your electronic Omnibus Proxy for you.

Please send an e-mail to This email address is being protected from spambots. You need JavaScript enabled to view it. that includes your Company and Account ID and attach documentation showing that you are the Issuer or Trustee. Acceptable forms of documentation include: 10K, Annual Report, SEC filing, Trust Agreement, Tripartite Agreement, Indenture, etc.

Please check the Status of your subscription, if it is listed as Active then the subscription has already been renewed and the renewal date will update once the existing subscription’s expiration date has passed.


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