• Quality Control Reports

    TradeSuite ID provides agents, brokers, and institutions with monthly online quality control reports to allow them to compare performance against that of the industry. Sample reports enable users to see how to access useful information online. For more information, access the Quality Control Reports.    
  • Liquidity Coverage Ratio Data Service

    The DTCC Liquidity Coverage Ratio (LCR) Data Services webcast  provides an overview of the calculation of commercial paper (CP) market exposure that helps market participants determine optimal capital obligations. LCR delivers transparency to firms and provides visibility to CP outstanding, CP maturity dates and the ability to manage cash coverage for CP obligations.
  • Corporate Actions Web Data Service

    CORPORATE ACTIONS A corporate action is any event that brings material change to a company and affects its stakeholders. This includes shareholders, both common and preferred, as well as bondholders. These events are generally approved by the company's board of directors; shareholders are permitted to vote on some events as well. DTC’s Corporate Actions Messaging provides...
  • Corporate Actions ISO 20022 Messaging Data Service

    WHAT IS ISO 20022? ISO 20022 is a standard for developing financial services messages which provides the financial industry with a common language to capture business transactions and associated message flows. ISO 20022 includes both securities and payments messages within its scope, and is founded on modern data modeling techniques and business process analysis. BENEFITS OF ISO...
  • Legal Notice System Data Service

    DTCC’s Legal Notice System Data Service (LENS) provides a comprehensive, searchable library, updated daily, of legal notices concerning DTC-eligible securities that are published and furnished by third-party agents, courts and security issuers.  
  • Corporate Actions Data Model - Multiple Events

    In the first generation DTC model, some complex events are defined using multiple "envelopes" and "function codes." The new model is able to define a single event with multiple options and payouts to account for the complexity of the event. In situations where the event is split into multiple events to facilitate processing, the events will be linked by reference. Where the market itself...
  • Corporate Actions Data Model - Event Identification

    The ISO 20022 data model includes a number of identifiers for an event. The Corporate Action Event Identification must be populated by any institution (data providers or account servicers) that sends announcement notifications. This identifier is then referenced in any further communication (replacement announcements, or subsequent processing) for that event by that institution. In...
  • Corporate Actions Data Model - Event Types

    DTCC’s first generation system makes announcements using proprietary Function and Activity Codes that relate to event types.  DTC also has specific function codes for issue types. For example, Partial Call is announced under FC 74 for a corporate bond and FC 76 for a municipal bond. The reengineering initiative introduces the ISO aligned corporate action event types which replace...
  • CSD (DTCC) and Market (Issuer) Data

    ISO market practice views information based upon the sender of the message (usually an Asset Servicer); therefore, two types of the message have been created to support the needs of the different roles DTCC plays. DTCC will issue announcements for corporate actions in two product types: CSD Data: The event data is being issued by DTCC in its role as a Central Securities Depository...
  • CSD (DTCC) and Market (Issuer) Data - Key Data Elements

    There are 7 key data elements that may take different values based on the variant selected by the participant. Each data element is provided in the message in both CSD and Market product. The following table lists the data elements and defines for each product whether the element can be found in the core message or in the extension. Click image to enlarge In most cases, the same options...
  • CSD (DTCC) and Market (Issuer) Data - Data Element Ownership

    The primary creators of corporate action content are the issuer/agent, depository and the stock exchange. DTCC’s data model, and to some extent ISO, accommodates the different owners of the information either explicitly or implicitly. While the ‘ownership’ of specific data elements is mostly straightforward, there are some concepts that DTCC will differentiate, as DTC data...
  • Message Structure

    The DTCC corporate actions data model is aligned with ISO. There are, however, differences in the representation. This section will explain the relationship between the two models using a corporate actions announcement as an example. The DTCC Corporate Action Model has several "levels" (noted in the diagram below in blue rectangular boxes e.g. Event, Certificate, Option, etc.). The levels are...
  • Network Protocols for ISO 20022 Message Transport

    The reengineered platform employs ISO 20022 messaging and a browser-based Graphical User Interface (GUI). Messages will be transported via either the DTCC SMART or the SWIFT network, with the following protocols: SMART (DTCC Proprietary Network) MQ NDM FTP SWIFT InterAct Store and Forward FileAct SMART Participants considering the SMART network should contact their...
  • Announcement Subscription Options

    Message subscriptions are available to enable participants to control the flow of data to them. Subscription options exist for three main event groups – Distributions, Reorganizations, and Redemptions. Announcements are broken down into eight specific event groups for which subscriptions can be separately specified. The event groups are: Distributions Factors Municipals...
  • Deposit/Withdrawal at Custodian (DWAC) Agreement

     Deposit/Withdrawal at Custodian (DWAC) Agreement DWAC is a system used by DTC clients to send electronic requests to FAST transfer agents, requesting that they either deposit or withdraw securities from the DTC FAST balance account. Transfer agents use the system to approve or reject the transaction. In this agreement, the FAST transfer agent agrees to DTC’s terms of use of the DWAC...
  • Regulatory Compliance

    DataPro | Regulatory Compliance data services deliver a number of configurable data solutions designed to help firms access information they need to comply with a number of global regulatory initiatives including Basel III and Office of the Comptroller of the Currency (OCC) 5% rules.    
  • ETF Portfolio Data Service

      Inside Your ETFs - an overview of the DTCC ETF Portfolio Composition File and ETF Historical data products.
  • ISO 20022 Messaging for Redemptions

    Click a Redemptions Messaging item on the left menu to view articles for that topic.   Message Specifications Corporate Actions Distributions and Redemptions Entitlements and Allocations Data Dictionary SR 2016  ISO 20022 Message Specifications for Entitlements and Allocations SR 2016 (message schemas) Subscription Options for ISO 20022 Redemptions Entitlements and Allocations...
  • Repurchase Agreements (Repos)

    The following documents review the place of Omgeo CTM in the trade life cycle, matching with counterparty information, and the benefits of Omgeo CTM. They also provide details about the technical infrastructure, including the variety of available interfaces and supported methods of connectivity. Access to the repo documents requires registration. Click Login or Register in the top...
  • Using The Dashboard

    The Dashboard displays alerts for relationships that you or your counterparty have created and require attention, or that you have saved, but not yet submitted. These can be trading relationships in "Pending Approval,” "Pending Delete Approval,” or "Saved" status. The Dashboard also displays alerts for spreadsheet upload errors. The Dashboard displays information in three sections:•...
  • GTR Contact Information

      GTR Sales Europe/UK/Middle East: GTR-EMEA@dtcc.com +44-20-7650-1545 Asia-Pacific: GTR-APAC@dtcc.com Japan: +81-3-6721-8876 Singapore: +65-6407-1224 Canada, North America and South America: GTR-Americas@dtcc.com +1-212-855-2430   GTR Support Europe/UK/Asia-Pacific:  +44-20-7136-6328 GTR Onboarding: Option 3, then 1, then 1...
  • The TBA CUSIP

    The TBA CUSIP was created in order to have a generic identifier for TBA trades submitted to FICC.**** All trades submitted to MBSD, even SPTs and Options, have to map back to and include the TBA CUSIP as one of the trade fields. The TBA CUSIP was designed to indicate product, agency, coupon, maturity and settlement month. The following is an example of a Single-Family FNMA 6% coupon with...
  • MMI Finality Through Optimization

    DTCC, through its depository, The Depository Trust Company (DTC), plans to enhance its current settlement model to eliminate risks associated with intraday reversals of transactions in DTC’s MMI system that are the result of issuer failure. The proposed MMI settlement model will require changes to DTC’s “refusal to pay” procedures and to current market practices by investors, issuers,...
  • MMI Finality

      Click to view the full list of proprietary formats and ISO 15022 messages that are impacted by the MMI Finality Through Optimization initiative.    
  • MMI Finality

      Click to view the full list of proprietary formats and ISO 15022 messages that are impacted by the MMI Finality Through Optimization initiative.    
  • Affirmation

    DTC may accept eligible affirmed institutional transactions (“Affirmed Transactions”) from a utility that provides a matching service1   (“Matching Utility”).  The Matching Utility must be (i) a clearing agency registered pursuant to Section 17A of the Securities Exchange Act of 1934, as amended (the “Act”), (ii) an entity that has obtained an exemption from such...
  • GSD Risk Reporting and Training Guides

    Once you have gained access to the Customer Reporting Portal (FIR) and the Real-Time Trade Matching (RTTM®) application, you can check out learning materials related to the reports generated for participants on both applications.  Please check out the following GSD Risk reporting guides: GSD Risk Reporting Guide (RTTM Reports) GSD Risk Reporting Guide (FIR Reports) Also check out the...
  • DVP Training and RTTM® User Guides

    We encourage you to check out the DVP training and RTTM® user gudes listed below. These documents provide verbal representations of the DVP RTTM Web application, training materials explaining FOS calculations, trade matching, etc.... and details on DVP reports generating for participants. These documents can be downloaded and printed for later reference. Please select the relevant...
  • GCF Reporting, Training and RTTM® User Guides

    We encourage you to check out the GCF reporting, training and RTTM® user gudes listed below. These documents provide verbal representations of the GCF RTTM Web application, training materials explaining FOS calculations, trade matching, etc.... and details on GCF reports generated for participants. These documents can be downloaded and printed for later reference. Please select the...
  • Canada Public Price Dissemination Dashboard

  • DDR Billing

    CFTC Substantiation Report Overview
  • T+2 Testing Counterparty Request

    DTCC has received several requests to assist Members in finding test partners for T+2 industry testing. DTCC has established a T+2 Testing Counterparty Request Form (located at the bottom of this page) to collect basic information from firms that are seeking test counterparties and/or offering to act as test counterparties. Members that are looking for testing partner(s) and need access to...
  • T+2 Key Notifications

    DTCC has published the list of Corporate Action test events, for T+2 Testing Cycle 1 (February 13, 2017 – February 24, 2017). As part of each T+2 testing cycle, DTCC will establish Corporate Action test events in the PSE U environment utilizing T+2 test CUSIPs for Corporate Action testing. DTCC will announce the list of Corporate Action test events, with their respective CUSIPs, no later...
  • T+2 Industry Meetings

    T+2 Industy Testing Conference Calls To listen to recordings of the T+2 industry testing conference calls and hear the latest discussions around T+2 industry testing, see the T+2 Test Cycles page, or follow this link.   T+2 Industry Testing Working Group - Bi-Weekly Call Schedule  (Second Wednesday of each T+2 test cycle) Date  Time February 22, 2017  10:00...
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 7.0 and Above

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net using Internet Explorer 11 b. Follow the IE 11 settings...
  • DTCC-Euroclear Global Collateral Ltd

    Welcome to DTCC-Euroclear Global Collateral’s Margin Transit Utility Membership Section If you are interested in learning more about the Margin Transit Utility Service, or have plans to apply for membership, bookmark this page so that you can refer to it, when necessary. In this section, members can learn about the steps that you can expect to complete during the onboarding process.
  • MTU Contact Information

      Interested in GlobalCollateral? If you are interested in learning more about Global Collateral, please contact: GCInfo@dtcc.com.      Are you an existing client? For existing clients with connectivity questions or requiring MTU support, please contact the Client Contact Center using any of the following contact numbers: U.S. Toll...
  • Money Market Instrument (MMI) Processing

    MMIs are subject to, and are processed in accordance with, Rule 9(A), Rule 9(B), Rule 9(C) of DTC and the Procedures set forth in this Settlement Service Guide. MMI Funding Acknowledgment by the IPA Subject to DTC risk controls, DTC processes maturing Presentments for delivery versus payment to the applicable IPA with respect to an Acronym in the Rules and these Procedures only after an...
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 6.4 on Windows 7

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net/my.policy using Internet Explorer 11 b. Follow the IE 11...
  • Support with Your OASYS F5 SSLVPN Device Upgrade

    If you experience any technical difficulties with your OASYS Workstation F5 Upgrade or if you have any additional questions, please contact our Client Contact Center at www.omgeo.com/ServiceCentral. Our support engineers are available to answer your call 24 hours a day, 6 days a week.
  • Connectivity

    Clients subscribing to MTU must establish the necessary infrastructure required to successfully integrate their business operations with the service. The purpose of establishing a connection with MTU is for clients to monitor the automated processing of their matched margin calls and settlement transfer activity. MTU provides clients with the following options:.    ...
  • User Access

    Super Access Coordinators (SAC) are responsible for provisioning members of their firms with operator access to DTCC-Euroclear GlobalCollateral’s (DEGCL) MTU applications. This is accomplished using the existing DTCC Customer Registration System (CRS). Using the CRS they can maintain/monitor user credentials, and create Access Coordinators with the ability to also provision firm members with...
  • Margin Transit Utility (MTU) Onboarding

    This process describes the preliminary areas that need to be addressed in order for a client to subscribe to MTU. It focuses on the overall aspects of the Client engagement and Integration planning stages of the implementation process. A Client’s Relationship Manager (RM) and a dedicated Integration team operating in the client’s region guides the client through the entire...
  • Liquidity

    DataPro | Liquidity data services deliver a consolidated source of cross-asset class and anonymized transaction data that enables fast and efficient access to settled transaction pricing data. The services can increase market transparency and understanding of liquidity for some of the more complex securities.
  • Security Reference

    DataPro | Security Reference data services deliver descriptive data elements for more than 4 million DTC-eligible securities and 1,800 U.S.-listed ETFs. The services enable fast and consolidated data access to increase operational efficiency and decision support.
  • Announcement

    DataPro | Announcement data services deliver an authoritative and consolidated source of corporate action, legal notice and new issuance announcements and alerts for DTC-eligible securities. The services provide timely access to documentation as well as descriptive detail behind key corporate activity. Corporate Actions ISO 20022 Messaging Data Service Corporate Actions Web Data...
  • Risk

    DataPro | Risk data services deliver anonymized and aggregated data perspectives designed to help firms monitor risk exposure across several views including time, sub asset class and in comparison to the overall market. The services provide access to highly contextualized views of the market to enhance performance tracking.
  • Market & Benchmarks Analytics

    DataPro | Market & Benchmark Analytics data services deliver firm-specific transaction data and market aggregates across asset classes to provide fast access to timely industry performance benchmarks. The services can increase transparency and enable actionable insights.
  • Post-Trade Critical Markets Report

    DTCC’s Post-Trade Critical Markets Report provides firm-specific and market-aggregate data on transaction activity in critical markets as defined in the Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System.   To learn about this DTCC DataPro offering, please visit:  Post-Trade Critical Markets Report page on dtccdata.com
  • TradeHub F5 SSLVPN Device Upgrade

    DTCC is committed to provide secure and efficient access to TradeHub users. Since F5 Fire Pass is out of support we've upgraded the F5 SSL VPN device to BIG IP Edge to improve security when connecting to our service. As a result TradeHub users will need to take appropriate actions before the deadline to avoid disruption and loss of connection to TradeHub in Production. Client Action TradeHub...

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Credit Future Templates

Cross-jurisdiction. OTC Core only. Credit only. ZIP of PDF and XLS docs. Guide and components for th ...
In Future Templates Downloads: 619

EMIR Revised Technical Standards and EU Architecture Implementation

This document is the Functional Change Document for the EMIR Revised Technical Standards and EU Re-A ...
In EMIR_RTS_2 Downloads: 913

Commodities Future Templates

Cross-jurisdiction. OTC Core only. Commodities only. ZIP of XLS docs. Guide and components for the c ...
In Future Templates Downloads: 611

Credit Supported Templates

Cross-jurisdiction.OTC Core only. Credit only. Contains templates for the creation of Credi ...
In Credit Downloads: 2510

FX Supported Templates

Cross-jurisdiction.OTC Core only. FX only. Contains templates for the creation of FX CSV & F ...
In FX Downloads: 3644

Common Reference Data

Contains a cumulative listing of the allowed field values in Omgeo CTM. ...
In Data Reference Downloads: 842

FIX 4.4 Interface Message Specification: Investment Managers (Current)

Describes the fully-automated FIX 4.4 interface for investment managers using Omgeo CTM. ...
In Financial Information eXchange (FIX) Downloads: 452

FX Future Templates

Cross-jurisdiction. OTC Core only. FX only. ZIP of PDF and XLS docs. Guide and components for the cr ...
In Future Templates Downloads: 966

DTCC Insurance Profile User Guide

This guide is intended to show distributors how to use the Insurance Profile Web interface. As a dis ...
In DTCC Insurance Profile Downloads: 18

XML DTDs (Repos)

A zip file of XML Data Type Descriptors (DTDs) in Client Test and Production. ...
In Repurchase Agreements (Repos) Downloads: 10

Settlement Services Reference: SWIFT MT541/543 and CSV Mapping

Message specification for Omgeo CTM settlement notification service. Provides SWIFT MT541/543 and CS ...
In Settlement Notification and Other Services Downloads: 1077

Equity Future Templates

Cross-jurisdiction. OTC Core only. Equity only. ZIP of PDF and XLS docs. Guide and components for th ...
In Future Templates Downloads: 552

Rates Supported Templates

Cross-jurisdiction.OTC Core only. Rates only. Contains templates for the creation of Interest Rates ...
In Rates Downloads: 3347

Product Release Information: Release 1

Describes new and updated functionality for debt and equity asset class clients. ...
In 2017 Downloads: 369

XML Message Specification: Debt/Equity and Common Messages

Comprehensive reference for debt/equity messages and messages shared with other supported asset clas ...
In Direct XML Downloads: 724

DTCC DataPro Equity Data Service File Specification

This document describes of the Equity Data Service including the file generation and delivery proces ...
In Equity Data Service Downloads: 91

MBS Novation Test User Guide - v1.0

The purpose of this guide is to assist users in testing the new RTTM screen workflows for various MB ...
In MBS Novation Downloads: 3

2016 Product Release Information Binder

Describes enhancements and defect fixes for all releases in 2016. ...
In 2010-2015—Archive of bound documents for each available year Downloads: 102

T+2 Testing Counterparty Requests Document

DTCC will consolidate all Member input submitted via the T+2 Testing Counterparty Request form into ...
In T+2 Downloads: 306

DTCC CA Transformation Monthly Industry Call - April 2017 Presentation

Includes Project Timeline and Schedule, Key Milestones 2016-2018, ART / POS / CTAS on CA Web, ISO 20 ...
In Industry Calls Downloads: 12

Commodities Supported Templates

Cross-jurisdiction. OTC Core only. Commodities only. Contains templates for the creation of Commodit ...
In Commodities Downloads: 1601

MTU Service Description

This document provides an overview of DTCC-Euroclear Global Collateral Ltd.’s Margin Transit U ...
In Onboarding Guides Downloads: 146

Equity Supported Templates

Cross-jurisdiction. OTC Core only. Equity only. Contains templates for the creation of Equity CSV &a ...
In Equity Downloads: 2279

Omgeo ALERT® Market/Business Rules Foreign Exchange Settlement Instructions

Omgeo ALERT Market/Business Rules for Foreign Exchange settlement. ...
In Omgeo ALERT® Downloads: 507

XML DTDs (Debt and Equity) for Release 1 2017

A zip file of XML Data Type Descriptors (DTDs) in Client Test and Production. ...
In Direct XML Downloads: 277

XML DTDs (Repos) for Release 1 2017

A zip file of XML Data Type Descriptors (DTDs) in Client Test and Production. ...
In Direct XML Downloads: 3

Consolidated Trade Summary (CTS) Working Group Minutes - April 12, 2017

This document provides questions and answers pertaining to CTS, the date for next scheduled working ...
In CTS Working Group Meeting Notes Downloads: 12

FICC GSD Rulebook

This document lays out FICC GSD procedures and obligations and governs in all respects the relations ...
In GSD Legal Docs Downloads: 342

GTR Product Release Notes June 23 2017

Version 3 of the Product Release notes describing the changes being implemented in the upcoming June ...
In Upcoming Changes Downloads: 594

Interactive Billing (IBIL) User's Guide

The Interactive Billing (IBIL) User's Guide details how to to download invoices and view customer-le ...
In Interactive Billing (IBIL) Downloads: 1

EMIR Collateral Message Specifications

This zip file contains the GTR EMIR Collateral message template and user guide. The user guide provi ...
In EMIR_RTS_2 Downloads: 257

MTU GUI User GUide

This document provides details on using DTCC Euroclear Global Collateral Limited’s (DEGCL) Mar ...
In Graphic User Interface (GUI) Downloads: 4

Structured Finance Data Service Transaction Report File Specification

The Structured Finance Transaction Report File Specification provides information on the at ...
In Structured Finance Data Services Downloads: 30

System Requirements

Describes the certified software and hardware for Omgeo CTM. ...
In Installation and Configuration Downloads: 497

VRE Simulator User Guide

The VRE Simulator is a web-based application built to provide users with a self-servicing utility. I ...
In HKMA Phase 2 Downloads: 4

Structured Finance Data Service Sample File

The Structured Finance Transaction Report contains a snapshot of the report with fields inc ...
In Structured Finance Data Services Downloads: 20

Product Release Information - 2017Q1RC2.2

Describes the enhancements in this version of Omgeo Connect version 2017Q1RC2.2. ...
In 2017 Downloads: 36

GTR Product Release Notes April 28, 2017

This document is Version 2 describing all the changes expected in the April 28th 2017 release. ...
In Upcoming Changes Downloads: 607

Confirm Trade Input Message Specification

Describes the format of TradeSuite ID input messages. ...
In TradeSuite ID 8.0 Downloads: 421

EMIR OTC Core Message Specifications

Zip file containing the EMIR OTC Core message specification template. Provides instructions for part ...
In EMIR_RTS_2 Downloads: 415

MTI Specification: Debt/Equity for Investment Managers

An overview of the Omgeo CTM message translation interface for investment managers trading in debt a ...
In Message Translation Interface (MTI) Downloads: 415

GMEI Bulk Registration User Guide for Template v 5.4

This document describes how to register entities for LEIs in bulk using the GMEI Utility. ...
In GMEI Utility Downloads: 76

GMEI Bulk Renewal User Guide for Templates v 5.4

This document describes how to renew your LEI in bulk using the GMEI Utility. ...
In GMEI Utility Downloads: 75

EU Lite Message Specifications

Zip file containing the EU LITE message template. Provides instructions for participants on how to r ...
In EMIR_RTS_2 Downloads: 323

Social Codes

Firms may use the following Social Codes to categorize the type of accounting methods that they want ...
In Cross Product Documentation / Infomation Downloads: 4

Confirm Trade Output Message Specification

Describes the format of TradeSuite ID output messages. ...
In TradeSuite ID 8.0 Downloads: 413

Rates Future Template

Cross-jurisdiction. OTC Core only. Rates only. ZIP of XLS docs. Guide and components for the creatio ...
In Future Templates Downloads: 1076

TradeSuite ID/SWIFT Integration Guide

Details each SWIFT message and the values for its counterpart at Omgeo. ...
In TradeSuite ID/SWIFT Downloads: 503

Exchange Traded Fund (ETF) Meeting Notes - April 12, 2017

This document contains the Exchange Traded Fund (ETF) meeting notes for the follow up from April 12, ...
In ETF Meeting Notes Downloads: 7

DTCC Out-of-Region Disaster Recovery Guide

The purpose of this document is to provide guidance to DTC, FICC, and NSCC clients for reconciling t ...
In Asset Services Downloads: 2

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Image Course Name Category Enroll
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
Reorganization Service 304: Positional Removal Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.
Corporate Actions
Reorganization Service 305: RTOP Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.
Corporate Actions
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services
MBS Certification: MBS TBA Trade Processing Certification Exam
This exam will test your competance in topics such as: Being able to define and understand the different types of mortgage-backed securities that are out there; Understanding and explaining how mortgage backed securities are traded; Explaining the securitization process; Understanding and explaining what the SIFMA Calendar represents; Explaining the concept of SIFMA Good Delivery Guidelines; Giving examples of TBA's with STIPS and SPTs; Explaining what the MBSD is and its role in the industry; Walking through the typical life-cycle of a TBA trade from execution and comparison through pool netting to CSD delivery vs. payment; Defining the TMPG charge
MBS Certification
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Withdrawals Service 201: Preparing to Make a Withdrawal-by-Transfer
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the necessary steps prior to making a Withdrawal-by-Transfer.
Dividend and Income Processing
GSD Risk eLearning
GSD Risk eLearning
Government Securities Division (GSD)
Global Trade Repository (GTR) Certification Curriculum
DTCC Learning’s Global Trade Repository (GTR) Certification program is designed to provide candidates with an in-depth knowledge of the GTR and how it facilitates the regulatory reporting of derivatives transactions in multiple jurisdictions.
Global Trade Repository
Withdrawals Service 101: Introduction to DTC Withdrawals Service
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the importance, benefits, and operations of DTC's Withdrawals Service.
Dividend and Income Processing
Omgeo ALERT for Brokers Training Curriculum
The Omgeo ALERT for Brokers Training Curriculum will get you started using the Omgeo ALERT for Brokers application, or provide you with a refresher of the basics.
Omgeo ALERT
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
Omgeo Central Trade Manager® (Omgeo CTM)
MBS 103: Introduction to Electronic Pool Notification (EPN) and EaSyPool Seminar
This seminar provides attendees with an understanding of how mortgage-backed securities (MBS) pool information is transmitted. Topics include EPN messaging, EPN master files and how to process pool substitutions using the Fixed Income Clearing Corporation’s (FICC) EasyPool application.
Mortgage-Backed Securities (MBS)
MBS 101: Introduction to Mortgage-Backed Securities (MBS) I Seminar
This seminar provides an overview of how and why Mortgage-Backed Securities are securitized.
Mortgage-Backed Securities (MBS)
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
MBS 201: Introduction to Pool Netting in the MBS RTTM System - Part 1 Webcast
This course provides an overview of how to manage To-Be-Announced (TBA) pools through the Real-Time-Trade Matching (RTTM) system.
Mortgage-Backed Securities (MBS)
MBS 102: Introduction to Mortgage-Backed Securities (MBS) II Seminar
The objective of this seminar is to provide students with the fundamentals of mortgage-backed securities trade processing through the MBS Division of the Fixed Income Clearing Corporation (FICC). Attendees will gain an understanding of To-Be-Announced (TBA) trade processing, including clearing, trade comparison and notification of settlement (NOS).
Mortgage-Backed Securities (MBS)
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
MBS Certification: MBS Pool Netting Certification Exam
This exam will test you competance in topics such as: Being able to define and understand how pool netting fits into the life cycle of a TBA trade; Determining when and how to submit pool instruct via RTTM; Idenitfying when transactions have matched; Reviewing advisory and uncompared pool instructs; Explaining actions that may be taken on previously submitted pool instructs such as affirmations, DKs, modifies, cancels, CDRs and substitutions; Reviewing conditions in which pool instructs would be pending pool adds; Discussing the pool netting and settlement process; Differentiating between PMAT and FMAT transactions; Explaining the netting process; Discussing the locations, functions, and outputs of reports; Identifying MBSD margins, cash settlements and MBS settlement dates
MBS Certification
MBS Certification: MBS Risk Certification Exam
This exam will test your competance in topics such as: Being able to define and understand the different types of risk mitigation efficiencies afforded to members of the FICC/MBSD; Understanding and explaining the different types of risks facing the MBS marketplace and how those risks are mitigated; Explaining transaction types; Understanding and explaining trade submission; Explaining what novation is and how it works; Giving examples the different risk management regimes that exist; Understanding the different components of the clearing fund; Understanding liquidity risk management; Walking through what events occur during a termination of membership of a member; Defining steps of the loss allocation process; Understanding and being able to explain the components of cash settlement
MBS Certification
MBS Certification: MBS Settlement Services Certification Exam
This exam will test your competance in topics such as: Explaining the notification process within the context of the TBA processing lifecycle; Defining and explaining to others the notification of settlement process and why it exists; Identifying and reviewing reports applicable to the notification of settlement process; Processing notification of settlement through the FICC/MBSD's RTTM system; Understanding and explaining what the SIFMA Calendar represents; Explaining the concept of SIFMA Good Delivery Guidelines; Walking through the typical life-cycle of a TBA trade from execution and comparison through pool netting to CSD delivery vs. payment; Understanding and prioritizing notification of settlement compliance and associated processing fees Risks facing post-trade MBS settlement processing
MBS Certification
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
MBS Certification: MBS Electronic Pool Notification Certification Exam
This exam will test you competence in topics such as: Being able to define and understand the different methods are for achieving pool notification; Understanding and explaining Electronic Pool Notification; Differentiate between EPN and EaSy Pool; Explain EPN messaging; Explain how to use EaSy Pool to manage TBA Allocation needs; Explaining the pool notification process; Understanding and explaining what the SIFMA Calendar represents; Explaining the concept of SIFMA Good Delivery Guidelines
MBS Certification
MBS 202: Introduction to Pool Netting in the MBS RTTM System - Part 2 Webcast
This webcast provides an overview of how to manage To-Be-Announced (TBA) pools through the Real-Time-Trade Matching (RTTM) system. Topics include pool instructs, advisories and actions taken. This webcast leverages extensive screenshots to detail processing specifics; it is not a demonstration of the live system.
Mortgage-Backed Securities (MBS)
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services
Event Name Info Date & Time Enroll Add to Cal Action
Obligation Warehouse (OW): RECAPS and Pair-offs Webinar

Webinar

Thursday, May 18, 2017 -

Thursday, May 18, 2017

11:00 am - 12:00 pm America/New_York

Enroll
GTR: EMIR Revised Technical Standards – Webinar 1

Webinar

Thursday, May 04, 2017 -

Thursday, May 04, 2017

10:00 am - 11:00 am America/New_York

Enroll