• Quality Control Reports

    TradeSuite ID provides agents, brokers, and institutions with monthly online quality control reports to allow them to compare performance against that of the industry. Sample reports enable users to see how to access useful information online. For more information, access the Quality Control Reports.    
  • The TBA CUSIP

    The TBA CUSIP was created in order to have a generic identifier for TBA trades submitted to FICC.**** All trades submitted to MBSD, even SPTs and Options, have to map back to and include the TBA CUSIP as one of the trade fields. The TBA CUSIP was designed to indicate product, agency, coupon, maturity and settlement month. The following is an example of a Single-Family FNMA 6% coupon with...
  • MMI Finality Through Optimization

    DTCC, through its depository, The Depository Trust Company (DTC), plans to enhance its current settlement model to eliminate risks associated with intraday reversals of transactions in DTC’s MMI system that are the result of issuer failure. The proposed MMI settlement model will require changes to DTC’s “refusal to pay” procedures and to current market practices by investors, issuers,...
  • MMI Finality

      Click to view the full list of proprietary formats and ISO 15022 messages that are impacted by the MMI Finality Through Optimization initiative.    
  • MMI Finality

      Click to view the full list of proprietary formats and ISO 15022 messages that are impacted by the MMI Finality Through Optimization initiative.    
  • Affirmation

    DTC may accept eligible affirmed institutional transactions (“Affirmed Transactions”) from a utility that provides a matching service1   (“Matching Utility”).  The Matching Utility must be (i) a clearing agency registered pursuant to Section 17A of the Securities Exchange Act of 1934, as amended (the “Act”), (ii) an entity that has obtained an exemption from such...
  • GSD Risk Reporting and Training Guides

    Once you have gained access to the Customer Reporting Portal (FIR) and the Real-Time Trade Matching (RTTM®) application, you can check out learning materials related to the reports generated for participants on both applications.  Please check out the following GSD Risk reporting guides: GSD Risk Reporting Guide (RTTM Reports) GSD Risk Reporting Guide (FIR Reports) Also check out the...
  • DVP Reporting, Training and RTTM® User Guides

    We encourage you to check out the DVP training and RTTM® user gudes listed below. These documents provide verbal representations of the DVP RTTM Web application, training materials explaining FOS calculations, trade matching, etc.... and details on DVP reports generating for participants. These documents can be downloaded and printed for later reference. Please select the relevant...
  • GCF Reporting, Training and RTTM® User Guides

    We encourage you to check out the GCF reporting, training and RTTM® user gudes listed below. These documents provide verbal representations of the GCF RTTM Web application, training materials explaining FOS calculations, trade matching, etc.... and details on GCF reports generated for participants. These documents can be downloaded and printed for later reference. Please select the...
  • Canada Public Price Dissemination Dashboard

  • DDR Billing

    CFTC Substantiation Report Overview
  • T+2 Testing Counterparty Request

    DTCC has received several requests to assist Members in finding test partners for T+2 industry testing. DTCC has established a T+2 Testing Counterparty Request Form (located at the bottom of this page) to collect basic information from firms that are seeking test counterparties and/or offering to act as test counterparties. Members that are looking for testing partner(s) and need access to...
  • T+2 Key Notifications

    DTCC has published the list of Corporate Action test events, for T+2 Testing Cycle 1 (February 13, 2017 – February 24, 2017). As part of each T+2 testing cycle, DTCC will establish Corporate Action test events in the PSE U environment utilizing T+2 test CUSIPs for Corporate Action testing. DTCC will announce the list of Corporate Action test events, with their respective CUSIPs, no later...
  • T+2 Industry Meetings

    T+2 Industy Testing Conference Calls To listen to recordings of the T+2 industry testing conference calls and hear the latest discussions around T+2 industry testing, see the T+2 Test Cycles page, or follow this link.   T+2 Industry Testing Working Group - Bi-Weekly Call Schedule  (Second Wednesday of each T+2 test cycle) Date  Time February 22, 2017  10:00...
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 7.0 and Above

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net using Internet Explorer 11 b. Follow the IE 11 settings...
  • DTCC-Euroclear Global Collateral Ltd

    Welcome to DTCC-Euroclear Global Collateral’s Margin Transit Utility Membership Section If you are interested in learning more about the Margin Transit Utility Service, or have plans to apply for membership, bookmark this page so that you can refer to it, when necessary. In this section, members can learn about the steps that you can expect to complete during the onboarding process.
  • MTU Contact Information

      Interested in GlobalCollateral? If you are interested in learning more about Global Collateral, please contact: GCInfo@dtcc.com.      Are you an existing client? For existing clients with connectivity questions or requiring MTU support, please contact the Client Contact Center using any of the following contact numbers: U.S. Toll...
  • Money Market Instrument (MMI) Processing

    MMIs are subject to, and are processed in accordance with, Rule 9(A), Rule 9(B), Rule 9(C) of DTC and the Procedures set forth in this Settlement Service Guide. MMI Funding Acknowledgment by the IPA Subject to DTC risk controls, DTC processes maturing Presentments for delivery versus payment to the applicable IPA with respect to an Acronym in the Rules and these Procedures only after an...
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 6.4 on Windows 7

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net/my.policy using Internet Explorer 11 b. Follow the IE 11...
  • Support with Your OASYS F5 SSLVPN Device Upgrade

    If you experience any technical difficulties with your OASYS Workstation F5 Upgrade or if you have any additional questions, please contact our Client Contact Center at www.omgeo.com/ServiceCentral. Our support engineers are available to answer your call 24 hours a day, 6 days a week.
  • Connectivity

    Clients subscribing to MTU must establish the necessary infrastructure required to successfully integrate their business operations with the service. The purpose of establishing a connection with MTU is for clients to monitor the automated processing of their matched margin calls and settlement transfer activity. MTU provides clients with the following options:.    ...
  • User Access

    Super Access Coordinators (SAC) are responsible for provisioning members of their firms with operator access to DTCC-Euroclear GlobalCollateral’s (DEGCL) MTU applications. This is accomplished using the existing DTCC Customer Registration System (CRS). Using the CRS they can maintain/monitor user credentials, and create Access Coordinators with the ability to also provision firm members with...
  • Margin Transit Utility (MTU) Onboarding

    This process describes the preliminary areas that need to be addressed in order for a client to subscribe to MTU. It focuses on the overall aspects of the Client engagement and Integration planning stages of the implementation process. A Client’s Relationship Manager (RM) and a dedicated Integration team operating in the client’s region guides the client through the entire...
  • Liquidity

    DataPro | Liquidity data services deliver a consolidated source of cross-asset class and anonymized transaction data that enables fast and efficient access to settled transaction pricing data. The services can increase market transparency and understanding of liquidity for some of the more complex securities.
  • Security Reference

    DataPro | Security Reference data services deliver descriptive data elements for more than 4 million DTC-eligible securities and 1,800 U.S.-listed ETFs. The services enable fast and consolidated data access to increase operational efficiency and decision support.
  • Announcement

    DataPro | Announcement data services deliver an authoritative and consolidated source of corporate action, legal notice and new issuance announcements and alerts for DTC-eligible securities. The services provide timely access to documentation as well as descriptive detail behind key corporate activity. Corporate Actions ISO 20022 Messaging Data Service Corporate Actions Web Data...
  • Risk

    DataPro | Risk data services deliver anonymized and aggregated data perspectives designed to help firms monitor risk exposure across several views including time, sub asset class and in comparison to the overall market. The services provide access to highly contextualized views of the market to enhance performance tracking.
  • Market & Benchmarks Analytics

    DataPro | Market & Benchmark Analytics data services deliver firm-specific transaction data and market aggregates across asset classes to provide fast access to timely industry performance benchmarks. The services can increase transparency and enable actionable insights.
  • TradeHub F5 SSLVPN Device Upgrade

    DTCC is committed to provide secure and efficient access to TradeHub users. Since F5 Fire Pass is out of support we've upgraded the F5 SSL VPN device to BIG IP Edge to improve security when connecting to our service. As a result TradeHub users will need to take appropriate actions before the deadline to avoid disruption and loss of connection to TradeHub in Production. Client Action TradeHub...
  • Omgeo ALERT Videos for Investment Managers and Hedge Funds

  • Omgeo ALERT Videos for Broker/Dealers

  • Omgeo ALERT Videos for Global Custodians & Prime Brokers

  • GTR Re-Architecture Fact Sheet

     
  • Omgeo Benchmarks for Omgeo OASYS for Investment Managers Videos

  • Omgeo Benchmarks for Omgeo OASYS for Broker/Dealers Videos

  • Omgeo Benchmarks for Omgeo CTM Videos

  • Video—Introducing the UI 4.0

    Watch this short, introductory video to learn more about all of these benefits and see a demonstration of the new UI.
  • How to Upgrade to the UI 4.0

    The new user interface 4.0 is available to all Omgeo CTM users today. Follow the below steps to get access: 1. Go to https://ctmweb.omgeo.net (Production) or https://ctmwebct.omgeo.net (Client Test) 2. Log in using your existing Omgeo CTM User ID and Password 3. You will be logged into the new UI. Your User ID will be permissioned with the same actions you have available...
  • Features and Functionality of the UI 4.0

    In the below table you can see which functionality is available now and when additional functionality will be added. Any functionality not yet included in the Omgeo CTM UI 4.0 can still be accessed using older versions of the UI. Feature/Functionality  Available Now Scheduled for 2017 Scheduled for 2018 and Beyond Support of Equity and Debt...
  • Documentation—UI 4.0

    Please find below our Product Release Information documents for all Omgeo CTM UI 4.0 releases to date, detailing the functionality added with each release. The most recent release, Release 3, was made available in March 2017. Product Release Information: UI 4.0 Release 3 Product Release Information: UI 4.0 Release 2 Introducing the New UI 4.0: Release 1 For detailed user...
  • Making a Multiple Certificate Deposit

    This video explains tips for quickly entering multiple certificates under a single deposit. For comprehensive details about how to make a deposit, watch Making a Single Certificate Deposit.  Making A Multiple Certificate Deposit webcast provides information about the topics below. The total legnth is 6:26 minutes.  Overview 0:00 to 1:05 Navigating to Custody Deposits...
  • Making a Custody Inquiry

    This video explains how to inquire on Custody activity in the PBS system and  provides information about the topics below. The total length is 5:32 minutes.  Inquiry Overview 0:00 to 1:00 Navigating to Custody Inquiry 1:02 Example of Multiple Certificate Deposit Inquiry 1:59 Entering Search Criteria 2:21 Viewing Inquiry Results 3:24 Viewing Certificate Information...
  • Making a Custody Withdrawal

    This video explains how to withdraw Custody securities using the PBS system and  provides information about the topics below. The total length is 8:31 minutes.  Overview 0:00 to 1:09 Navigating to Custody Withdrawal 1:10 Selecting the Deposit to Withdraw 2:10 Withdraw and Ship Example 2:59 Withdraw and Pick Up Example  4:54 Partial Withdrawal...
  • Making a Custody Transfer

    This video explains how to transfer Custody securities using the PBS system and  provides information about the topics below. The total length is 10:44 minutes.  Overview 0:00 to 1:35 Navigation to Custody Transfer 1:36 Selecting a Deposit to Transfer 2:35 Re-register Certificates Example 3:21 Denomination Breakdown Example 5:56 Partial Transfer...
  • Trade State Manager (TSM)

    Trade State Manager (TSM) is a venue to publish, manage and communicate on exceptions throughout the trade lifecycle process. This exception and workflow management service supports all securities transactions globally. It centralizes and standardizes exception processing to firstly enable faster resolution, and then deliver a significant reduction in the number of exceptions. Below you will...
  • Triparty Exposure Detail Screen

    The Triparty Exposure Detail screen is the complete Triparty record. The screen provides various details including enrichment information, instructions sent to the Triparty agent (MT527), and any Triparty agent status updates already received via MT558 message. The Triparty Exposure Detail screen is labled with an MTU system generated unique Transaction ID...
  • Message Submission

    Manually Uploading a Message Submission using Spreadsheet Upload Once the message has been created, the next step is to submit it into the GTR. How you do this will depend on the format the message has been created in and whether or not you are automating this submission. Spreadsheet Upload Follow these steps to access the GTR Portal and submit by uploading spreadsheets: 1. Go to the...
  • EMIR RTS 2.0 Templates and Specifications

  • EMIR RTS 2.0 FpML Samples

  • EMIR RTS 2.0 ACK/NACK Samples

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Consolidated Trade Summary (CTS) Rewrite Implementation - June, 2017

This implementation plan is issued to give industry participants details pertaining to DTCC’s ...
In CTS User Guides & FAQ Documentation Downloads: 25

Consolidated Trade Summary (CTS) SMART/Search Reporting

The current SMART/Search TSR CTS Detailed Report will be discontinued after June 22, 2017. As a repl ...
In CTS Technical Documentation Downloads: 9

GTR Re-Architecture Fact Sheet

GTR Re-Architecture Fact Sheet that describes the principles behind the Re-Architecture project. ...
In Rearchitecture Downloads: 138

Common Reference Data

Contains a cumulative listing of the allowed field values in Omgeo CTM. ...
In Data Reference Downloads: 1482

Web-Based Inquiry Tool User Guide

This document provides you with an understanding of how to view the Consolidated Trade Summary (CTS) ...
In CTS User Guides & FAQ Documentation Downloads: 122

Consolidated Trade Summary (CTS) Business Requirements

Provides customers with an understanding of how the trades received by the NSCC's Universal Trade Ca ...
In CTS Business Documentation Downloads: 309

XML Message Specification: Debt/Equity and Common Messages

Comprehensive reference for debt/equity messages and messages shared with other supported asset clas ...
In Direct XML Downloads: 1416

Consolidated Trade Summary (CTS) CSV File Layout Information v1.1

This document addresses specific needs when programming to read a comma separated values (CSV) forma ...
In CTS Technical Documentation Downloads: 8

Functional Change Document Cleared Swaps V 2.3

In Upcoming Changes FAQs Downloads: 261

T+2 Testing Counterparty Requests Document

DTCC will consolidate all Member input submitted via the T+2 Testing Counterparty Request form into ...
In T+2 Downloads: 483

Obligation Warehouse: OW RECAPS And Pair Off Webinar - Presentation Materials

You need to be a registered user and logged into the learning center to download the presentation. T ...
In OW User Guides & Webcast Transcripts Downloads: 6

GTR Product Release Notes August 4, 2017

Initial draft of the Release notes for August 4, 2017. ...
In Upcoming Changes Downloads: 252

Consolidated Trade Summary (CTS) Working Group Meeting Notes - June 14, 2017

This document provides questions and answers pertaining to CTS, the date for next scheduled working ...
In CTS Working Group Meeting Notes Downloads: 5

FX Future Templates

Cross-jurisdiction. OTC Core only. FX only. ZIP of PDF and XLS docs. Guide and components for the cr ...
In Future Templates Downloads: 1255

Error Code Data Reference

Contains a cumulative listing of client-facing error codes including synchronous, asynchronous, noti ...
In Data Reference Downloads: 897

FX Supported Templates

Cross-jurisdiction.OTC Core only. FX only. Contains templates for the creation of FX CSV & F ...
In FX Downloads: 4647

Consolidated Trade Summary (CTS) Rewrite: Go-live June 23, 2017 (6/9/2017)

As previously announced, NSCC has revised the Consolidated Trade Summary (CTS) and is scheduled to i ...
In CTS Important Notices Downloads: 110

Government Securities Data Service File Specification

This document provides a breakdown of the data included in Government Securities Data Service file. ...
In Government Securities Downloads: 82

XML Message Specification: Repurchase Agreements (Repos)

Comprehensive reference for submitting and managing repo trade messages using the direct XML interfa ...
In Repurchase Agreements (Repos) Downloads: 19

XML Message Specification: Repurchase Agreements (Repos)

Comprehensive reference for submitting and managing repo trade messages using the direct XML interfa ...
In Direct XML Downloads: 16

ETF Near Real-Time Create & Redeem Enhancements and Controls (June 13, 2017 - #A-8413)

NSCC is amending the language in the Important Notice A-8346, dated March 9, 2017 specific to change ...
In ETF Important Notices Downloads: 65

Product Release Information: Release 2

Describes new and updated functionality for debt/equity and repurchase agreements (repos) asset clas ...
In 2017 Downloads: 72

Fees and Taxes: Best Practices

Describes marketplace fees and taxes and how to use them in Omgeo CTM. ...
In Market-Specific Downloads: 752

Trade State Manager System Requirements

Describes the system requirements for Message and User Interfaces for TSM. ...
In Trade State Manager (TSM) Downloads: 7

Consolidated Trade Summary (CTS) File Layouts & Descriptions 2017 v1.7

Consolidated Trade Summary (CTS) File Layouts & Descriptions ...
In CTS Technical Documentation Downloads: 224

MTU GUI User GUide

This document provides details on using DTCC Euroclear Global Collateral Limited’s (DEGCL) Mar ...
In Graphic User Interface (GUI) Downloads: 20

EMIR OTC Core Message Specifications

Version 1.2 of the Zip file containing the EMIR OTC Core message specification template. Provides in ...
In EMIR_RTS_2 Downloads: 1452

OTC Core Harmonized EMIR Message Specifications

This is Version 1.1 of the zip file for the OTC Core Harmonized EMIR Message Specifications. The Use ...
In EMIR_RTS_2 Downloads: 1006

CMU FAQs

The primary purpose of this document is to familiarize NSCC members with NSCC’s RTTM CMU proce ...
In CMU RTTM Downloads: 3

Tax Event User Guide

This guide explains how to see Tax Event Announcements in the CA WEb. These include 871(m) dividend ...
In Global Tax Services Downloads: 2

Product Release Information: Release 2

Describes new and updated functionality for debt/equity and repurchase agreements (repos) asset clas ...
In 2017 Downloads: 92

EU Lite Message Specifications

Version 1.2 of the Zip file containing the EU LITE message template. Provides instructions for parti ...
In EMIR_RTS_2 Downloads: 1337

XML Message Specification: Exchange Traded Derivatives (ETDs)

Comprehensive reference for futures and options messages, including common reference data and a glos ...
In Direct XML Downloads: 3

DTCC CA Transformation Monthly Industry Call - June 2017 Presentation

Includes Project Timeline and Schedule, Key Milestones 2016-2018, ISO 20022 Message Availability, CC ...
In Industry Calls Downloads: 1

EMIR Revised Technical Standards and EU Architecture Implementation

This document is the Functional Change Document for the EMIR Revised Technical Standards and EU Re-A ...
In EMIR_RTS_2 Downloads: 2591

Equities GTR Working Group: Best Practice Guide

The Equities Working Group (WG) recommended and agreed a Best Practice document has been devised to ...
In Equity Downloads: 22

Message Translation Interface: Exchange Traded Derivatives (ETDs)

Describes the message mapping for using Comma-Separated Value (CSV) files to exchange trade informat ...
In Message Translation Interface (MTI) Downloads: 2

EMIR Collateral Message Specifications

This zip file contains the GTR EMIR Collateral message template and user guide. The user guide provi ...
In EMIR_RTS_2 Downloads: 823

MIFID II Research Commissions: Best Practices

This document describes the process of applying research amounts on all, some, or none of investment ...
In DTTC's Omgeo Services Downloads: 53

Message Translation Interface: Exchange Traded Derivatives

Describes the message mapping for using Comma-Separated Value (CSV) files to exchange trade informat ...
In Exchange Traded Derivatives (ETDs) Downloads: 30

Exchange Traded Derivatives (ETDs): Frequently Asked Questions

Answers questions that investment managers, executing brokers, and clearing brokers most commonly as ...
In Exchange Traded Derivatives (ETDs) Downloads: 42

DDRL EMIR Onboarding Pack ASSET MANAGERS

EU (ESMA) only. OTC Core, OTC Lite and ETD. Cross-asset. ZIP of PDF, XLS and Word docs (Version 4). ...
In Europe (DDRL) Downloads: 299

Canada PPD .CSV Supported Template Sample

.CSV Supported submission template for Canada Public Price Dissemination Dashboard. Updated June 201 ...
In Canada Real Time Public Price Dissemination Downloads: 135

XML Message Specification: Exchange Traded Derivatives (ETDs)

Comprehensive reference for futures and options messages, including common reference data and a glos ...
In Exchange Traded Derivatives (ETDs) Downloads: 26

Obligation Warehouse User Guide

The Obligation Warehouse (OW) User Guide contains general knowledge about the use of the Obligation ...
In OW User Guides & Webcast Transcripts Downloads: 121

EMIR RTS 2.0 FpML Samples

EMIR RTS 2.0 Sample FpML Snapsot Trade submissions. ...
In EMIR RTS 2.0 FpML Samples Downloads: 91

EMIR RTS 2.0 ACK/NACK Samples

This zip file contains information around the DTCC outbound ACK/NACK response message for FpML submi ...
In EMIR RTS 2.0 ACK/NACK Samples Downloads: 82

MIFID II Research Commissions: Best Practices

Describes the process of applying research amounts on all, some, or none of investment manager's all ...
In General Downloads: 1139

DDRL EMIR Onboarding Pack

EU (ESMA) only. OTC Core, OTC Lite and ETD. Cross-asset. ZIP of PDF, XLS and Word docs (Version 4). ...
In Europe (DDRL) Downloads: 530

DTCC's Omgeo Services: Overview of Roles

Describes roles available to clients who use DTCC's Omgeo services as follows: Omgeo ALERT Omgeo ...
In Cross-Product Resources Downloads: 10

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Image Course Name Category Enroll
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
Reorganization Service 304: Positional Removal Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.
Corporate Actions
Reorganization Service 305: RTOP Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.
Corporate Actions
Withdrawals Service 201: Preparing to Make a Withdrawal-by-Transfer
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the necessary steps prior to making a Withdrawal-by-Transfer.
Dividend and Income Processing
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
MBS Certification: MBS TBA Trade Processing Certification Exam
This exam will test your competance in topics such as: Being able to define and understand the different types of mortgage-backed securities that are out there; Understanding and explaining how mortgage backed securities are traded; Explaining the securitization process; Understanding and explaining what the SIFMA Calendar represents; Explaining the concept of SIFMA Good Delivery Guidelines; Giving examples of TBA's with STIPS and SPTs; Explaining what the MBSD is and its role in the industry; Walking through the typical life-cycle of a TBA trade from execution and comparison through pool netting to CSD delivery vs. payment; Defining the TMPG charge
MBS Certification
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services
GSD Risk eLearning
GSD Risk eLearning
Government Securities Division (GSD)
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
Withdrawals Service 101: Introduction to DTC Withdrawals Service
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the importance, benefits, and operations of DTC's Withdrawals Service.
Dividend and Income Processing
Omgeo ALERT for Broker Dealers - Securities
The Omgeo ALERT for Broker/Dealers Training Curriculum will get you started using the Omgeo ALERT for Brokers application, or provide you with a refresher of the basics.
Omgeo ALERT
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
Omgeo Central Trade Manager® (Omgeo CTM)
Corporate Actions (CA) Web Data Services - New User Training
The Corporate Action (CA) Web - New User Training course will provide you with an overview of CA Web service, as well as demonstrating how to search and view corporate action events.
Corporate Actions (CA) Web Data Service
Global Trade Repository (GTR) Certification Curriculum
DTCC Learning’s Global Trade Repository (GTR) Certification program is designed to provide candidates with an in-depth knowledge of the GTR and how it facilitates the regulatory reporting of derivatives transactions in multiple jurisdictions.
Global Trade Repository
MBS 103: Introduction to Electronic Pool Notification (EPN) and EaSyPool Seminar
This seminar provides attendees with an understanding of how mortgage-backed securities (MBS) pool information is transmitted. Topics include EPN messaging, EPN master files and how to process pool substitutions using the Fixed Income Clearing Corporation’s (FICC) EasyPool application.
Mortgage-Backed Securities (MBS)
MBS 201: Introduction to Pool Netting in the MBS RTTM System - Part 1 Webcast
This course provides an overview of how to manage To-Be-Announced (TBA) pools through the Real-Time-Trade Matching (RTTM) system.
Mortgage-Backed Securities (MBS)
MBS 102: Introduction to Mortgage-Backed Securities (MBS) II Seminar
The objective of this seminar is to provide students with the fundamentals of mortgage-backed securities trade processing through the MBS Division of the Fixed Income Clearing Corporation (FICC). Attendees will gain an understanding of To-Be-Announced (TBA) trade processing, including clearing, trade comparison and notification of settlement (NOS).
Mortgage-Backed Securities (MBS)
MBS 101: Introduction to Mortgage-Backed Securities (MBS) I Seminar
This seminar provides an overview of how and why Mortgage-Backed Securities are securitized.
Mortgage-Backed Securities (MBS)
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
MBS Certification: MBS Pool Netting Certification Exam
This exam will test you competance in topics such as: Being able to define and understand how pool netting fits into the life cycle of a TBA trade; Determining when and how to submit pool instruct via RTTM; Idenitfying when transactions have matched; Reviewing advisory and uncompared pool instructs; Explaining actions that may be taken on previously submitted pool instructs such as affirmations, DKs, modifies, cancels, CDRs and substitutions; Reviewing conditions in which pool instructs would be pending pool adds; Discussing the pool netting and settlement process; Differentiating between PMAT and FMAT transactions; Explaining the netting process; Discussing the locations, functions, and outputs of reports; Identifying MBSD margins, cash settlements and MBS settlement dates
MBS Certification
MBS Certification: MBS Risk Certification Exam
This exam will test your competance in topics such as: Being able to define and understand the different types of risk mitigation efficiencies afforded to members of the FICC/MBSD; Understanding and explaining the different types of risks facing the MBS marketplace and how those risks are mitigated; Explaining transaction types; Understanding and explaining trade submission; Explaining what novation is and how it works; Giving examples the different risk management regimes that exist; Understanding the different components of the clearing fund; Understanding liquidity risk management; Walking through what events occur during a termination of membership of a member; Defining steps of the loss allocation process; Understanding and being able to explain the components of cash settlement
MBS Certification
MBS Certification: MBS Settlement Services Certification Exam
This exam will test your competance in topics such as: Explaining the notification process within the context of the TBA processing lifecycle; Defining and explaining to others the notification of settlement process and why it exists; Identifying and reviewing reports applicable to the notification of settlement process; Processing notification of settlement through the FICC/MBSD's RTTM system; Understanding and explaining what the SIFMA Calendar represents; Explaining the concept of SIFMA Good Delivery Guidelines; Walking through the typical life-cycle of a TBA trade from execution and comparison through pool netting to CSD delivery vs. payment; Understanding and prioritizing notification of settlement compliance and associated processing fees Risks facing post-trade MBS settlement processing
MBS Certification
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
MBS Certification: MBS Electronic Pool Notification Certification Exam
This exam will test you competence in topics such as: Being able to define and understand the different methods are for achieving pool notification; Understanding and explaining Electronic Pool Notification; Differentiate between EPN and EaSy Pool; Explain EPN messaging; Explain how to use EaSy Pool to manage TBA Allocation needs; Explaining the pool notification process; Understanding and explaining what the SIFMA Calendar represents; Explaining the concept of SIFMA Good Delivery Guidelines
MBS Certification
MBS 202: Introduction to Pool Netting in the MBS RTTM System - Part 2 Webcast
This webcast provides an overview of how to manage To-Be-Announced (TBA) pools through the Real-Time-Trade Matching (RTTM) system. Topics include pool instructs, advisories and actions taken. This webcast leverages extensive screenshots to detail processing specifics; it is not a demonstration of the live system.
Mortgage-Backed Securities (MBS)
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services

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